CIK: 0001436866 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 14, 2018
Total Value ($000): $1,733,969 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EWJ | ISHARES INC | 3,640,478 | $219,266 | 12.6% | $51.45 | — | MSCI JPN ETF NEW | 46434G822 |
| EWA | ISHARES INC | 3,939,102 | $87,133 | 5.0% | $23.19 | — | MSCI AUST ETF | 464286103 |
| EZU | ISHARES INC | 1,961,580 | $80,435 | 4.6% | $39.81 | — | MSCI EURZONE ETF | 464286608 |
| EWG | ISHARES INC | 2,370,576 | $70,501 | 4.1% | $29.32 | — | MSCI GERMANY ETF | 464286806 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 7,980,286 | $70,067 | 4.0% | $8.75 | — | COM SH BEN INT | 00326L100 |
| AGG | ISHARES TR | 571,800 | $60,336 | 3.5% | $111.83 | — | CORE US AGGBD ET | 464287226 |
| IEF | ISHARES TR | 531,900 | $53,812 | 3.1% | $109.03 | — | BARCLAYS 7 10 YR | 464287440 |
| EWQ | ISHARES INC | 1,698,274 | $53,309 | 3.1% | $28.14 | — | MSCI FRANCE ETF | 464286707 |
| — | JAPAN SMALLER CAPTLZTN FD IN | 4,618,210 | $51,124 | 2.9% | $9.23 | — | COM | 47109U104 |
| — | BLACKROCK RES & COMM STRAT T | 5,028,902 | $45,612 | 2.6% | $10.23 | — | SHS | 09257A108 |
| SPY | SPDR S&P 500 ETF TR | 137,420 | $39,951 | 2.3% | $260.65 | — | TR UNIT | 78462F103 |
| — | ADAMS DIVERSIFIED EQUITY FD | 2,078,327 | $34,646 | 2.0% | $13.90 | — | COM | 006212104 |
| — | BLACKROCK ENHANCED GBL DIV T | 3,075,991 | $33,805 | 1.9% | $13.62 | — | COM | 092501105 |
| MBB | ISHARES TR | 284,400 | $29,387 | 1.7% | $106.57 | — | MBS ETF | 464288588 |
| — | LIBERTY ALL STAR EQUITY FD | 4,172,380 | $28,414 | 1.6% | $5.70 | — | SH BEN INT | 530158104 |
| — | MORGAN STANLEY CHINA A SH FD | 1,318,226 | $28,329 | 1.6% | $26.07 | — | COM | 617468103 |
| — | ABERDEEN EMRG MRKTS EQT INM | 4,088,794 | $28,049 | 1.6% | $6.92 | — | COM | 00301W105 |
| VGK | VANGUARD INTL EQUITY INDEX F | 494,908 | $27,824 | 1.6% | $58.61 | — | FTSE EUROPE ETF | 922042874 |
| — | WESTERN AST INFL LKD OPP & I | 2,449,800 | $26,556 | 1.5% | $11.68 | — | COM | 95766R104 |
| — | MFS INTER INCOME TR | 6,947,552 | $26,123 | 1.5% | $4.09 | — | SH BEN INT | 55273C107 |
| — | SWISS HELVETIA FD INC | 2,800,789 | $23,835 | 1.4% | $12.08 | — | COM | 870875101 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 2,631,307 | $22,077 | 1.3% | $7.18 | — | COM | 00306J109 |
| — | BLACKROCK ENHANCED INTL DIV | 3,810,371 | $21,833 | 1.3% | $6.63 | — | COM BENE INTER | 092524107 |
| — | GENERAL AMERN INVS INC | 576,494 | $21,313 | 1.2% | $33.87 | — | COM | 368802104 |
| — | NEW GERMANY FD INC | 1,099,509 | $20,011 | 1.2% | $17.42 | — | COM | 644465106 |
| — | MORGAN STANLEY ASIA PAC FD I | 1,183,194 | $19,535 | 1.1% | $15.67 | — | COM | 61744U106 |
| — | TEMPLETON EMERGING MKTS FD I | 1,326,156 | $19,441 | 1.1% | $14.79 | — | COM | 880191101 |
| — | KOREA FD | 479,702 | $17,576 | 1.0% | $34.99 | — | COM NEW | 500634209 |
| — | WESTERN ASST INFLTN LKD INM | 1,511,913 | $17,024 | 1.0% | $11.57 | — | COM SH BEN INT | 95766Q106 |
| EWL | ISHARES INC | 488,151 | $16,934 | 1.0% | $30.56 | — | MSCI SWITZERLAND | 464286749 |
| — | CBRE CLARION GLOBAL REAL EST | 2,199,024 | $16,053 | 0.9% | $8.10 | — | COM | 12504G100 |
| — | EATON VANCE LTD DUR INCOME F | 1,265,347 | $16,045 | 0.9% | $13.14 | — | COM | 27828H105 |
| — | MORGAN STANLEY EMER MKTS FD | 995,424 | $15,529 | 0.9% | $15.33 | — | COM | 61744G107 |
| — | TEMPLETON DRAGON FD INC | 688,428 | $13,718 | 0.8% | $24.87 | — | COM | 88018T101 |
| — | VOYA EMERGING MKTS HIGH DIVI | 1,663,058 | $13,421 | 0.8% | $8.88 | — | COM | 92912P108 |
| — | EUROPEAN EQUITY FUND | 1,410,833 | $13,248 | 0.8% | $7.42 | — | COM | 298768102 |
| — | MACQUARIE GLBL INFRA TOTL RE | 531,744 | $11,300 | 0.7% | $19.65 | — | COM | 55608D101 |
| — | WESTERN ASSET PREMIER BD FD | 835,887 | $10,716 | 0.6% | $12.99 | — | SHS BEN INT | 957664105 |
| — | DUFF & PHELPS UTIL CORP BD T | 1,233,827 | $10,352 | 0.6% | $9.37 | — | COM | 26432K108 |
| — | MFS GOVT MKTS INCOME TR | 2,325,420 | $10,302 | 0.6% | $4.56 | — | SH BEN INT | 552939100 |
| XAWPX | ABERDEEN GLOBAL PREMIER PPTY | 1,695,085 | $10,272 | 0.6% | $6.38 | — | COM SH BEN INT | 00302L108 |
| — | CENTRAL SECS CORP | 345,901 | $10,204 | 0.6% | $23.63 | — | COM | 155123102 |
| XEGFX | BLACKROCK ENHANCED GOVT FD I | 768,547 | $10,071 | 0.6% | $13.79 | — | COM | 09255K108 |
| — | ALLIANZGI NFJ DIVID INT & PR | 726,856 | $9,522 | 0.5% | $12.65 | — | COM | 01883A107 |
| — | BLACKROCK INCOME TR INC | 1,588,804 | $9,088 | 0.5% | $6.49 | — | COM | 09247F100 |
| — | PGIM SHORT DURATION HIGH YIE | 639,285 | $9,039 | 0.5% | $14.01 | — | COM | 69346H100 |
| — | EATON VANCE MUN BD FD | 779,963 | $8,993 | 0.5% | $12.58 | — | COM | 27827X101 |
| — | SPROTT FOCUS TR INC | 1,212,807 | $8,951 | 0.5% | $7.24 | — | COM | 85208J109 |
| — | BLACKROCK ENH CAP & INC FD I | 515,458 | $8,866 | 0.5% | $14.36 | — | COM | 09256A109 |
| XXCHNXX | CHINA FD INC | 447,676 | $8,774 | 0.5% | $19.31 | — | COM | 169373107 |
| — | BLACKROCK ENHANCED EQT DIV T | 920,985 | $8,740 | 0.5% | $8.54 | — | COM | 09251A104 |
| — | MFS CHARTER INCOME TR | 1,039,423 | $8,066 | 0.5% | $8.41 | — | SH BEN INT | 552727109 |
| — | TRI CONTL CORP | 283,070 | $7,889 | 0.5% | $20.40 | — | COM | 895436103 |
| — | HANCOCK JOHN INCOME SECS TR | 588,466 | $7,868 | 0.5% | $13.82 | — | COM | 410123103 |
| — | THE CENTRAL AND EASTERN EU I | 323,109 | $7,772 | 0.4% | $27.76 | — | COM | 153436100 |
| — | TAIWAN FD INC | 383,449 | $7,351 | 0.4% | $16.62 | — | COM | 874036106 |
| — | EATON VANCE SH TM DR DIVR IN | 535,291 | $6,911 | 0.4% | $12.92 | — | COM | 27828V104 |
| — | FIRST TRUST MORTGAGE INCM FD | 500,262 | $6,700 | 0.4% | $15.48 | — | COM SHS | 33734E103 |
| — | NUVEEN AMT FREE QLTY MUN INC | 507,397 | $6,424 | 0.4% | $14.54 | — | COM | 670657105 |
| — | MFS MULTIMARKET INCOME TR | 1,108,072 | $6,128 | 0.4% | $6.11 | — | SH BEN INT | 552737108 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQT | 357,327 | $5,639 | 0.3% | $16.49 | — | COM SHS | 33740D107 |
| — | NEW IRELAND FUND INC | 533,311 | $5,632 | 0.3% | $11.68 | — | COM | 645673104 |
| — | BLACKROCK CR ALLCTN INC TR | 447,458 | $5,477 | 0.3% | $12.24 | — | COM | 092508100 |
| — | NUVEEN MULTI MKT INCOME FD | 746,815 | $5,240 | 0.3% | $7.36 | — | COM | 67075J107 |
| — | PGIM GLOBAL SHORT DURATION H | 371,600 | $5,154 | 0.3% | $13.66 | — | COM | 69346J106 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 467,439 | $5,104 | 0.3% | $12.89 | — | COM | 10537L104 |
| — | ASIA PAC FD INC | 376,081 | $5,073 | 0.3% | $10.35 | — | COM | 044901106 |
| — | ABERDEEN AUSTRALIA EQTY FD I | 847,388 | $5,059 | 0.3% | $5.50 | — | COM | 003011103 |
| — | NUVEEN QUALITY MUNCP INCOME | 393,764 | $5,036 | 0.3% | $15.01 | — | COM | 67066V101 |
| — | WESTERN ASSET EMRG MKT DEBT | 370,287 | $4,969 | 0.3% | $14.75 | — | COM | 95766A101 |
| — | LAZARD GLB TTL RET&INCM FD I | 276,253 | $4,903 | 0.3% | $16.22 | — | COM | 52106W103 |
| — | HANCOCK JOHN INVS TR | 297,807 | $4,792 | 0.3% | $16.46 | — | COM | 410142103 |
| — | DWS MUN INCOME TR NEW | 449,500 | $4,715 | 0.3% | $10.49 | — | COM | 233368109 |
| XLK | SELECT SECTOR SPDR TR | 53,945 | $4,064 | 0.2% | $66.76 | — | TECHNOLOGY | 81369Y803 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 298,404 | $3,903 | 0.2% | $13.39 | — | COM | 09253X102 |
| — | TEMPLETON GLOBAL INCOME FD | 618,476 | $3,785 | 0.2% | $6.40 | — | COM | 880198106 |
| — | MEXICO EQUITY & INCOME FD | 283,013 | $3,475 | 0.2% | $14.29 | — | COM | 592834105 |
| — | WESTERN ASSET GLOBAL CP DEFI | 211,819 | $3,431 | 0.2% | $17.99 | — | COM | 95790C107 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 375,397 | $3,371 | 0.2% | $8.57 | — | SHS | 25160E102 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 271,600 | $3,365 | 0.2% | $13.06 | — | COM | 01864U106 |
| — | MEXICO FD INC | 202,720 | $3,304 | 0.2% | $16.59 | — | COM | 592835102 |
| — | BLACKROCK FLOATING RATE INCO | 231,500 | $3,056 | 0.2% | $13.18 | — | COM | 091941104 |
| XLI | SELECT SECTOR SPDR TR | 38,550 | $3,022 | 0.2% | $74.40 | — | SBI INT-INDS | 81369Y704 |
| XFEOX | FIRST TR/ABERDEEN EMERG OPT | 226,889 | $2,956 | 0.2% | $15.61 | — | COM | 33731K102 |
| — | EATON VANCE MUNI INCOME TRUS | 256,700 | $2,947 | 0.2% | $12.18 | — | SH BEN INT | 27826U108 |
| — | ADAM NAT RES FD INC | 144,963 | $2,891 | 0.2% | $20.74 | — | COM | 00548F105 |
| — | WESTERN ASSET HIGH INCM FD I | 368,900 | $2,339 | 0.1% | $6.56 | — | COM | 95766J102 |
| — | ROYCE GLOBAL VALUE TR INC | 221,176 | $2,325 | 0.1% | $7.32 | — | COM | 78081T104 |
| — | LATIN AMERN DISCOVERY FD INC | 202,191 | $2,265 | 0.1% | $12.79 | — | COM | 51828C106 |
| — | NUVEEN SELECT TAX FREE INCM | 166,045 | $2,218 | 0.1% | $13.45 | — | SH BEN INT | 67063C106 |
| — | VOYA ASIA PAC DIVID EQUITY I | 211,259 | $2,015 | 0.1% | $9.29 | — | COM | 92912J102 |
| — | NUVEEN MUN VALUE FD INC | 211,900 | $1,983 | 0.1% | $9.36 | — | COM | 670928100 |
| — | NUVEEN SELECT TAX FREE INCM | 130,610 | $1,817 | 0.1% | $14.21 | — | SH BEN INT | 67062F100 |
| — | ABERDEEN GLOBAL DYNAMIC DIVI | 148,178 | $1,532 | 0.1% | $10.25 | — | COM | 00302M106 |
| — | NUVEEN REAL ESTATE INCOME FD | 154,000 | $1,509 | 0.1% | $9.94 | — | COM | 67071B108 |
| — | INDIA FD INC | 61,459 | $1,360 | 0.1% | $23.84 | — | COM | 454089103 |
| — | WESTERN ASSET HIGH INCM OPP | 274,100 | $1,305 | 0.1% | $4.81 | — | COM | 95766K109 |
| — | PUTNAM MASTER INTER INCOME T | 285,000 | $1,288 | 0.1% | $4.52 | — | SH BEN INT | 746909100 |
| — | INVESCO BD FD | 71,502 | $1,260 | 0.1% | $17.87 | — | COM | 46132L107 |
| — | DELAWARE ENHANCED GBL DIV & | 109,477 | $1,226 | 0.1% | $10.77 | — | COM | 246060107 |
| — | NUVEEN SELECT TAX FREE INCM | 77,398 | $1,084 | 0.1% | $14.30 | — | SH BEN INT | 67063X100 |
| — | NUVEEN VIRGINIA QLTY MUNCPL | 84,572 | $1,001 | 0.1% | $11.84 | — | COM | 67064R102 |
| — | ABERDEEN ASIA PACIFIC INCOM | 145,763 | $603 | 0.0% | $5.41 | — | COM | 003009107 |
| — | DEUTSCHE STRATEGIC INCOME TR | 45,920 | $577 | 0.0% | $12.08 | — | SHS | 25160F109 |
| — | TEKLA HEALTHCARE OPPORTUNIT | 24,507 | $459 | 0.0% | $18.73 | — | SHS | 879105104 |
| SUB | ISHARES TR | 2,500 | $262 | 0.0% | $104.80 | — | SHRT NAT MUN ETF | 464288158 |
| — | NUVEEN SELECT MAT MUN FD | 26,400 | $253 | 0.0% | $9.58 | — | SH BEN INT | 67061T101 |
| — | NUVEEN TEXAS QLTY MUN INCME | 20,221 | $252 | 0.0% | $12.46 | — | COM | 670983105 |
| — | NUVEEN GEORGIA QLTY MUN INC | 22,800 | $251 | 0.0% | $11.01 | — | COM | 67072B107 |
| — | NEUBERGER BERMAN MUNI FD INC | 15,000 | $202 | 0.0% | $13.47 | — | COM | 64124P101 |
| — | NUVEEN AMT-FREE MUN VALUE FD | 12,900 | $190 | 0.0% | $14.73 | — | COM | 670695105 |
| XENWX | EATON VANCE NEW YORK MUN BD | 13,700 | $152 | 0.0% | $11.09 | — | COM | 27827Y109 |
| — | DWS STRATEGIC MUN INCOME TR | 14,200 | $151 | 0.0% | $10.63 | — | COM | 23342Q101 |
| XBNYX | BLACKROCK N Y MUN INCOME TR | 12,300 | $149 | 0.0% | $12.11 | — | SH BEN INT | 09248L106 |
| — | WESTERN ASSET INTM MUNI FD I | 13,000 | $110 | 0.0% | $8.46 | — | COM | 958435109 |
| — | BLACKROCK MUNIHLDNGS QLTY II | 8,400 | $101 | 0.0% | $12.02 | — | COM | 09254C107 |
| — | BLACKROCK MUNIYIELD QLTY FD | 8,300 | $100 | 0.0% | $12.05 | — | COM | 09254E103 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 8,100 | $100 | 0.0% | $12.35 | — | SH BEN INT | 09248E102 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 9,900 | $99 | 0.0% | $10.00 | — | COM | 27828A100 |
| — | FEDERATED PREM MUN INC FD | 7,700 | $98 | 0.0% | $12.73 | — | COM | 31423P108 |
| XMVTX | BLACKROCK MUNIVEST FD II INC | 6,200 | $83 | 0.0% | $13.39 | — | COM | 09253T101 |
| — | NUVEEN ENHANCED MUN VALUE FD | 4,000 | $52 | 0.0% | $13.00 | — | COM | 67074M101 |
| — | PUTNAM MUN OPPORTUNITIES TR | 4,400 | $50 | 0.0% | $11.36 | — | SH BEN INT | 746922103 |
| — | BLACKROCK MUN INCOME TR | 4,000 | $50 | 0.0% | $12.50 | — | SH BEN INT | 09248F109 |
| XMUSX | BLACKROCK MUNIHOLDNGS QLTY I | 4,300 | $50 | 0.0% | $11.63 | — | COM | 09254A101 |
| — | DREYFUS MUN INCOME INC | 6,400 | $50 | 0.0% | $7.81 | — | COM | 26201R102 |
| — | MFS INVT GRADE MUN TR | 5,500 | $49 | 0.0% | $8.91 | — | SH BEN INT | 59318B108 |
| — | NUVEEN MUN INCOME FD INC | 1,500 | $15 | 0.0% | $10.00 | — | COM | 67062J102 |