Regal Investment Advisors LLC Diversified Active

Location: Kentwood, MI

CIK: 0001559789 · Show all filings

Period: Q1 2020 (← Previous) (Next →)

Filing Date: May 12, 2020

Total Value: $68.06M (100.0% shares, 0.0% debt)

Holdings (27)

LQD ISHARES TR 15.6%

Value $10.6M Shares 85,855 Share Price $123.51 Est. Cost/Share $118.81 Unrealized @ Report Date —

VEA VANGUARD TAX-MANAGED INTL FD 9.4%

Value $6.389M Shares 191,630 Share Price $33.34 Est. Cost/Share $39.42 Unrealized @ Report Date —

VUG VANGUARD INDEX FDS 8.6%

Value $5.87M Shares 37,463 Share Price $156.69 Est. Cost/Share $121.77 Unrealized @ Report Date —

SCHD SCHWAB STRATEGIC TR 8.4%

Value $5.746M Shares 127,735 Share Price $44.98 Est. Cost/Share $44.24 Unrealized @ Report Date —

IVV ISHARES TR 6.1%

Value $4.171M Shares 16,140 Share Price $258.43 Est. Cost/Share $242.74 Unrealized @ Report Date —

VWO VANGUARD INTL EQUITY INDEX F 5.4%

Value $3.653M Shares 108,876 Share Price $33.55 Est. Cost/Share $39.14 Unrealized @ Report Date —

BSV VANGUARD BD INDEX FDS 4.9%

Value $3.36M Shares 40,888 Share Price $82.18 Est. Cost/Share $79.25 Unrealized @ Report Date —

MUB ISHARES TR 4.6%

Value $3.156M Shares 27,926 Share Price $113.01 Est. Cost/Share $110.35 Unrealized @ Report Date —

IJR ISHARES TR 4.1%

Value $2.763M Shares 49,244 Share Price $56.11 Est. Cost/Share $84.26 Unrealized @ Report Date —

FLOT ISHARES TR 3.2%

Value $2.177M Shares 44,673 Share Price $48.73 Est. Cost/Share $50.86 Unrealized @ Report Date —

IJH ISHARES TR 2.9%

Value $1.963M Shares 13,648 Share Price $143.83 Est. Cost/Share $179.29 Unrealized @ Report Date —

VOT VANGUARD INDEX FDS 2.7%

Value $1.869M Shares 14,753 Share Price $126.69 Est. Cost/Share $115.05 Unrealized @ Report Date —

JNK SPDR SER TR 2.7%

Value $1.81M Shares 19,107 Share Price $94.73 Est. Cost/Share $108.94 Unrealized @ Report Date —

VWOB VANGUARD WHITEHALL FDS 2.6%

Value $1.784M Shares 25,344 Share Price $70.39 Est. Cost/Share $76.59 Unrealized @ Report Date —

VOE VANGUARD INDEX FDS 2.6%

Value $1.778M Shares 21,875 Share Price $81.28 Est. Cost/Share $98.59 Unrealized @ Report Date —

PFF ISHARES TR 2.6%

Value $1.764M Shares 55,394 Share Price $31.84 Est. Cost/Share $38.06 Unrealized @ Report Date —

VNQ VANGUARD INDEX FDS 2.6%

Value $1.738M Shares 24,880 Share Price $69.86 Est. Cost/Share $82.87 Unrealized @ Report Date —

GOVT ISHARES TR 2.0%

Value $1.366M Shares 48,759 Share Price $28.02 Est. Cost/Share $25.27 Unrealized @ Report Date —

IWC ISHARES TR 1.7%

Value $1.139M Shares 16,999 Share Price $67.00 Est. Cost/Share $86.51 Unrealized @ Report Date —

SHM SPDR SER TR 1.4%

Value $962K Shares 19,673 Share Price $48.90 Est. Cost/Share $48.58 Unrealized @ Report Date —

VSS VANGUARD INTL EQUITY INDEX F 1.4%

Value $920K Shares 11,761 Share Price $78.22 Est. Cost/Share $101.65 Unrealized @ Report Date —

GNR SPDR INDEX SHS FDS 1.3%

Value $866K Shares 28,003 Share Price $30.93 Est. Cost/Share $41.18 Unrealized @ Report Date —

— ISHARES INC 1.1%

Value $753K Shares 35,254 Share Price $21.36 Est. Cost/Share $26.80 Unrealized @ Report Date —

HYMB SPDR SER TR 0.8%

Value $568K Shares 10,387 Share Price $54.68 Est. Cost/Share $57.18 Unrealized @ Report Date —

VNQI VANGUARD INTL EQUITY INDEX F 0.6%

Value $429K Shares 10,000 Share Price $42.90 Est. Cost/Share $53.01 Unrealized @ Report Date —

EWX SPDR INDEX SHS FDS 0.3%

Value $238K Shares 7,182 Share Price $33.14 Est. Cost/Share $42.08 Unrealized @ Report Date —

IWF ISHARES TR 0.3%

Value $227K Shares 1,507 Share Price $150.63 Est. Cost/Share $126.48 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
LQD	ISHARES TR	85,855	$10.6M	15.6%	$123.51	$118.81	—	IBOXX INV CP ETF	464287242
VEA	VANGUARD TAX-MANAGED INTL FD	191,630	$6.389M	9.4%	$33.34	$39.42	—	FTSE DEV MKT ETF	921943858
VUG	VANGUARD INDEX FDS	37,463	$5.87M	8.6%	$156.69	$121.77	—	GROWTH ETF	922908736
SCHD	SCHWAB STRATEGIC TR	127,735	$5.746M	8.4%	$44.98	$44.24	—	US DIVIDEND EQ	808524797
IVV	ISHARES TR	16,140	$4.171M	6.1%	$258.43	$242.74	—	CORE S&P500 ETF	464287200
VWO	VANGUARD INTL EQUITY INDEX F	108,876	$3.653M	5.4%	$33.55	$39.14	—	FTSE EMR MKT ETF	922042858
BSV	VANGUARD BD INDEX FDS	40,888	$3.36M	4.9%	$82.18	$79.25	—	SHORT TRM BOND	921937827
MUB	ISHARES TR	27,926	$3.156M	4.6%	$113.01	$110.35	—	NATIONAL MUN ETF	464288414
IJR	ISHARES TR	49,244	$2.763M	4.1%	$56.11	$84.26	—	CORE S&P SCP ETF	464287804
FLOT	ISHARES TR	44,673	$2.177M	3.2%	$48.73	$50.86	—	FLTG RATE NT ETF	46429B655
IJH	ISHARES TR	13,648	$1.963M	2.9%	$143.83	$179.29	—	CORE S&P MCP ETF	464287507
VOT	VANGUARD INDEX FDS	14,753	$1.869M	2.7%	$126.69	$115.05	—	MCAP GR IDXVIP	922908538
JNK	SPDR SER TR	19,107	$1.81M	2.7%	$94.73	$108.94	—	BLOOMBERG BRCLYS	78468R622
VWOB	VANGUARD WHITEHALL FDS	25,344	$1.784M	2.6%	$70.39	$76.59	—	EMERG MKT BD ETF	921946885
VOE	VANGUARD INDEX FDS	21,875	$1.778M	2.6%	$81.28	$98.59	—	MCAP VL IDXVIP	922908512
PFF	ISHARES TR	55,394	$1.764M	2.6%	$31.84	$38.06	—	PFD AND INCM SEC	464288687
VNQ	VANGUARD INDEX FDS	24,880	$1.738M	2.6%	$69.86	$82.87	—	REAL ESTATE ETF	922908553
GOVT	ISHARES TR	48,759	$1.366M	2.0%	$28.02	$25.27	—	US TREAS BD ETF	46429B267
IWC	ISHARES TR	16,999	$1.139M	1.7%	$67.00	$86.51	—	MICRO-CAP ETF	464288869
SHM	SPDR SER TR	19,673	$962K	1.4%	$48.90	$48.58	—	NUVEEN BLMBRG SR	78468R739
VSS	VANGUARD INTL EQUITY INDEX F	11,761	$920K	1.4%	$78.22	$101.65	—	FTSE SMCAP ETF	922042718
GNR	SPDR INDEX SHS FDS	28,003	$866K	1.3%	$30.93	$41.18	—	GLB NAT RESRCE	78463X541
—	ISHARES INC	35,254	$753K	1.1%	$21.36	$26.80	—	MSCI FRNTR100ETF	464286145
HYMB	SPDR SER TR	10,387	$568K	0.8%	$54.68	$57.18	—	NUVEEN BBG BRCLY	78464A284
VNQI	VANGUARD INTL EQUITY INDEX F	10,000	$429K	0.6%	$42.90	$53.01	—	GLB EX US ETF	922042676
EWX	SPDR INDEX SHS FDS	7,182	$238K	0.3%	$33.14	$42.08	—	S&P EMKTSC ETF	78463X756
IWF	ISHARES TR	1,507	$227K	0.3%	$150.63	$126.48	—	RUS 1000 GRW ETF	464287614