Regal Investment Advisors LLC Diversified Active

Location: Kentwood, MI

CIK: 0001559789 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 13, 2020

Total Value: $84.62M (100.0% shares, 0.0% debt)

Holdings (28)

LQD ISHARES TR 15.2%

Value $12.83M Shares 95,247 Share Price $134.71 Est. Cost/Share $123.66 Unrealized @ Report Date —

VEA VANGUARD TAX-MANAGED INTL FD 9.4%

Value $7.925M Shares 193,776 Share Price $40.90 Est. Cost/Share $39.25 Unrealized @ Report Date —

VUG VANGUARD INDEX FDS 9.1%

Value $7.727M Shares 33,946 Share Price $227.63 Est. Cost/Share $121.77 Unrealized @ Report Date —

SCHD SCHWAB STRATEGIC TR 8.4%

Value $7.143M Shares 129,165 Share Price $55.30 Est. Cost/Share $44.42 Unrealized @ Report Date —

IVV ISHARES TR 6.3%

Value $5.348M Shares 15,915 Share Price $336.04 Est. Cost/Share $299.28 Unrealized @ Report Date —

VWO VANGUARD INTL EQUITY INDEX F 5.7%

Value $4.854M Shares 112,250 Share Price $43.24 Est. Cost/Share $39.23 Unrealized @ Report Date —

BSV VANGUARD BD INDEX FDS 4.7%

Value $3.943M Shares 47,474 Share Price $83.06 Est. Cost/Share $80.37 Unrealized @ Report Date —

IJR ISHARES TR 4.3%

Value $3.656M Shares 52,063 Share Price $70.22 Est. Cost/Share $76.27 Unrealized @ Report Date —

MUB ISHARES TR 4.3%

Value $3.636M Shares 31,365 Share Price $115.93 Est. Cost/Share $111.36 Unrealized @ Report Date —

VOT VANGUARD INDEX FDS 3.2%

Value $2.676M Shares 14,853 Share Price $180.17 Est. Cost/Share $130.18 Unrealized @ Report Date —

IJH ISHARES TR 3.0%

Value $2.517M Shares 13,581 Share Price $185.33 Est. Cost/Share $179.00 Unrealized @ Report Date —

VOE VANGUARD INDEX FDS 2.6%

Value $2.194M Shares 21,645 Share Price $101.36 Est. Cost/Share $97.77 Unrealized @ Report Date —

FLOT ISHARES TR 2.5%

Value $2.133M Shares 42,046 Share Price $50.73 Est. Cost/Share $50.77 Unrealized @ Report Date —

VWOB VANGUARD WHITEHALL FDS 2.5%

Value $2.098M Shares 26,595 Share Price $78.89 Est. Cost/Share $76.68 Unrealized @ Report Date —

PFF ISHARES TR 2.4%

Value $2.052M Shares 56,309 Share Price $36.44 Est. Cost/Share $35.36 Unrealized @ Report Date —

JNK SPDR SER TR 2.4%

Value $2.048M Shares 19,644 Share Price $104.26 Est. Cost/Share $104.17 Unrealized @ Report Date —

VNQ VANGUARD INDEX FDS 2.3%

Value $1.988M Shares 25,178 Share Price $78.96 Est. Cost/Share $80.55 Unrealized @ Report Date —

IWC ISHARES TR 1.9%

Value $1.608M Shares 17,771 Share Price $90.48 Est. Cost/Share $86.56 Unrealized @ Report Date —

VSS VANGUARD INTL EQUITY INDEX F 1.7%

Value $1.467M Shares 13,936 Share Price $105.27 Est. Cost/Share $100.48 Unrealized @ Report Date —

GOVT ISHARES TR 1.7%

Value $1.423M Shares 50,895 Share Price $27.96 Est. Cost/Share $26.85 Unrealized @ Report Date —

GNR SPDR INDEX SHS FDS 1.5%

Value $1.253M Shares 33,358 Share Price $37.56 Est. Cost/Share $40.53 Unrealized @ Report Date —

SHM SPDR SER TR 1.2%

Value $1.042M Shares 20,897 Share Price $49.86 Est. Cost/Share $48.67 Unrealized @ Report Date —

— ISHARES INC 1.2%

Value $1.004M Shares 39,219 Share Price $25.60 Est. Cost/Share $26.67 Unrealized @ Report Date —

VNQI VANGUARD INTL EQUITY INDEX F 0.7%

Value $569K Shares 11,711 Share Price $48.59 Est. Cost/Share $51.89 Unrealized @ Report Date —

HYMB SPDR SER TR 0.6%

Value $550K Shares 9,679 Share Price $56.82 Est. Cost/Share $57.16 Unrealized @ Report Date —

EWX SPDR INDEX SHS FDS 0.5%

Value $411K Shares 9,266 Share Price $44.36 Est. Cost/Share $41.96 Unrealized @ Report Date —

IWF ISHARES TR 0.4%

Value $327K Shares 1,507 Share Price $216.99 Est. Cost/Share $188.85 Unrealized @ Report Date —

IWB ISHARES TR 0.2%

Value $200K Shares 1,070 Share Price $186.92 Est. Cost/Share $172.00 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
LQD	ISHARES TR	95,247	$12.83M	15.2%	$134.71	$123.66	—	IBOXX INV CP ETF	464287242
VEA	VANGUARD TAX-MANAGED INTL FD	193,776	$7.925M	9.4%	$40.90	$39.25	—	FTSE DEV MKT ETF	921943858
VUG	VANGUARD INDEX FDS	33,946	$7.727M	9.1%	$227.63	$121.77	—	GROWTH ETF	922908736
SCHD	SCHWAB STRATEGIC TR	129,165	$7.143M	8.4%	$55.30	$44.42	—	US DIVIDEND EQ	808524797
IVV	ISHARES TR	15,915	$5.348M	6.3%	$336.04	$299.28	—	CORE S&P500 ETF	464287200
VWO	VANGUARD INTL EQUITY INDEX F	112,250	$4.854M	5.7%	$43.24	$39.23	—	FTSE EMR MKT ETF	922042858
BSV	VANGUARD BD INDEX FDS	47,474	$3.943M	4.7%	$83.06	$80.37	—	SHORT TRM BOND	921937827
IJR	ISHARES TR	52,063	$3.656M	4.3%	$70.22	$76.27	—	CORE S&P SCP ETF	464287804
MUB	ISHARES TR	31,365	$3.636M	4.3%	$115.93	$111.36	—	NATIONAL MUN ETF	464288414
VOT	VANGUARD INDEX FDS	14,853	$2.676M	3.2%	$180.17	$130.18	—	MCAP GR IDXVIP	922908538
IJH	ISHARES TR	13,581	$2.517M	3.0%	$185.33	$179.00	—	CORE S&P MCP ETF	464287507
VOE	VANGUARD INDEX FDS	21,645	$2.194M	2.6%	$101.36	$97.77	—	MCAP VL IDXVIP	922908512
FLOT	ISHARES TR	42,046	$2.133M	2.5%	$50.73	$50.77	—	FLTG RATE NT ETF	46429B655
VWOB	VANGUARD WHITEHALL FDS	26,595	$2.098M	2.5%	$78.89	$76.68	—	EMERG MKT BD ETF	921946885
PFF	ISHARES TR	56,309	$2.052M	2.4%	$36.44	$35.36	—	PFD AND INCM SEC	464288687
JNK	SPDR SER TR	19,644	$2.048M	2.4%	$104.26	$104.17	—	BLOOMBERG BRCLYS	78468R622
VNQ	VANGUARD INDEX FDS	25,178	$1.988M	2.3%	$78.96	$80.55	—	REAL ESTATE ETF	922908553
IWC	ISHARES TR	17,771	$1.608M	1.9%	$90.48	$86.56	—	MICRO-CAP ETF	464288869
VSS	VANGUARD INTL EQUITY INDEX F	13,936	$1.467M	1.7%	$105.27	$100.48	—	FTSE SMCAP ETF	922042718
GOVT	ISHARES TR	50,895	$1.423M	1.7%	$27.96	$26.85	—	US TREAS BD ETF	46429B267
GNR	SPDR INDEX SHS FDS	33,358	$1.253M	1.5%	$37.56	$40.53	—	GLB NAT RESRCE	78463X541
SHM	SPDR SER TR	20,897	$1.042M	1.2%	$49.86	$48.67	—	NUVEEN BLMBRG SR	78468R739
—	ISHARES INC	39,219	$1.004M	1.2%	$25.60	$26.67	—	MSCI FRNTR100ETF	464286145
VNQI	VANGUARD INTL EQUITY INDEX F	11,711	$569K	0.7%	$48.59	$51.89	—	GLB EX US ETF	922042676
HYMB	SPDR SER TR	9,679	$550K	0.6%	$56.82	$57.16	—	NUVEEN BBG BRCLY	78464A284
EWX	SPDR INDEX SHS FDS	9,266	$411K	0.5%	$44.36	$41.96	—	S&P EMKTSC ETF	78463X756
IWF	ISHARES TR	1,507	$327K	0.4%	$216.99	$188.85	—	RUS 1000 GRW ETF	464287614
IWB	ISHARES TR	1,070	$200K	0.2%	$186.92	$172.00	—	RUS 1000 ETF	464287622