Regal Investment Advisors LLC Diversified Active

CIK: 0001559789 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 13, 2020

Total Value ($000): $84,623 (100.0% shares, 0.0% debt)

Holdings (28)

LQD ISHARES TR 15.2%

Value ($000) $12,831 Shares 95,247 Est. Cost $123.66 Unrealized —

VEA VANGUARD TAX-MANAGED INTL FD 9.4%

Value ($000) $7,925 Shares 193,776 Est. Cost $39.25 Unrealized —

VUG VANGUARD INDEX FDS 9.1%

Value ($000) $7,727 Shares 33,946 Est. Cost $121.77 Unrealized —

SCHD SCHWAB STRATEGIC TR 8.4%

Value ($000) $7,143 Shares 129,165 Est. Cost $44.42 Unrealized —

IVV ISHARES TR 6.3%

Value ($000) $5,348 Shares 15,915 Est. Cost $299.28 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 5.7%

Value ($000) $4,854 Shares 112,250 Est. Cost $39.23 Unrealized —

BSV VANGUARD BD INDEX FDS 4.7%

Value ($000) $3,943 Shares 47,474 Est. Cost $80.37 Unrealized —

IJR ISHARES TR 4.3%

Value ($000) $3,656 Shares 52,063 Est. Cost $76.27 Unrealized —

MUB ISHARES TR 4.3%

Value ($000) $3,636 Shares 31,365 Est. Cost $111.36 Unrealized —

VOT VANGUARD INDEX FDS 3.2%

Value ($000) $2,676 Shares 14,853 Est. Cost $130.18 Unrealized —

IJH ISHARES TR 3.0%

Value ($000) $2,517 Shares 13,581 Est. Cost $179.00 Unrealized —

VOE VANGUARD INDEX FDS 2.6%

Value ($000) $2,194 Shares 21,645 Est. Cost $97.77 Unrealized —

FLOT ISHARES TR 2.5%

Value ($000) $2,133 Shares 42,046 Est. Cost $50.77 Unrealized —

VWOB VANGUARD WHITEHALL FDS 2.5%

Value ($000) $2,098 Shares 26,595 Est. Cost $76.68 Unrealized —

PFF ISHARES TR 2.4%

Value ($000) $2,052 Shares 56,309 Est. Cost $35.36 Unrealized —

JNK SPDR SER TR 2.4%

Value ($000) $2,048 Shares 19,644 Est. Cost $104.17 Unrealized —

VNQ VANGUARD INDEX FDS 2.3%

Value ($000) $1,988 Shares 25,178 Est. Cost $80.55 Unrealized —

IWC ISHARES TR 1.9%

Value ($000) $1,608 Shares 17,771 Est. Cost $86.56 Unrealized —

VSS VANGUARD INTL EQUITY INDEX F 1.7%

Value ($000) $1,467 Shares 13,936 Est. Cost $100.48 Unrealized —

GOVT ISHARES TR 1.7%

Value ($000) $1,423 Shares 50,895 Est. Cost $26.85 Unrealized —

GNR SPDR INDEX SHS FDS 1.5%

Value ($000) $1,253 Shares 33,358 Est. Cost $40.53 Unrealized —

SHM SPDR SER TR 1.2%

Value ($000) $1,042 Shares 20,897 Est. Cost $48.67 Unrealized —

— ISHARES INC 1.2%

Value ($000) $1,004 Shares 39,219 Est. Cost $26.67 Unrealized —

VNQI VANGUARD INTL EQUITY INDEX F 0.7%

Value ($000) $569 Shares 11,711 Est. Cost $51.89 Unrealized —

HYMB SPDR SER TR 0.6%

Value ($000) $550 Shares 9,679 Est. Cost $57.16 Unrealized —

EWX SPDR INDEX SHS FDS 0.5%

Value ($000) $411 Shares 9,266 Est. Cost $41.96 Unrealized —

IWF ISHARES TR 0.4%

Value ($000) $327 Shares 1,507 Est. Cost $188.85 Unrealized —

IWB ISHARES TR 0.2%

Value ($000) $200 Shares 1,070 Est. Cost $172.00 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LQD	ISHARES TR	95,247	$12,831	15.2%	$123.66	—	IBOXX INV CP ETF	464287242
VEA	VANGUARD TAX-MANAGED INTL FD	193,776	$7,925	9.4%	$39.25	—	FTSE DEV MKT ETF	921943858
VUG	VANGUARD INDEX FDS	33,946	$7,727	9.1%	$121.77	—	GROWTH ETF	922908736
SCHD	SCHWAB STRATEGIC TR	129,165	$7,143	8.4%	$44.42	—	US DIVIDEND EQ	808524797
IVV	ISHARES TR	15,915	$5,348	6.3%	$299.28	—	CORE S&P500 ETF	464287200
VWO	VANGUARD INTL EQUITY INDEX F	112,250	$4,854	5.7%	$39.23	—	FTSE EMR MKT ETF	922042858
BSV	VANGUARD BD INDEX FDS	47,474	$3,943	4.7%	$80.37	—	SHORT TRM BOND	921937827
IJR	ISHARES TR	52,063	$3,656	4.3%	$76.27	—	CORE S&P SCP ETF	464287804
MUB	ISHARES TR	31,365	$3,636	4.3%	$111.36	—	NATIONAL MUN ETF	464288414
VOT	VANGUARD INDEX FDS	14,853	$2,676	3.2%	$130.18	—	MCAP GR IDXVIP	922908538
IJH	ISHARES TR	13,581	$2,517	3.0%	$179.00	—	CORE S&P MCP ETF	464287507
VOE	VANGUARD INDEX FDS	21,645	$2,194	2.6%	$97.77	—	MCAP VL IDXVIP	922908512
FLOT	ISHARES TR	42,046	$2,133	2.5%	$50.77	—	FLTG RATE NT ETF	46429B655
VWOB	VANGUARD WHITEHALL FDS	26,595	$2,098	2.5%	$76.68	—	EMERG MKT BD ETF	921946885
PFF	ISHARES TR	56,309	$2,052	2.4%	$35.36	—	PFD AND INCM SEC	464288687
JNK	SPDR SER TR	19,644	$2,048	2.4%	$104.17	—	BLOOMBERG BRCLYS	78468R622
VNQ	VANGUARD INDEX FDS	25,178	$1,988	2.3%	$80.55	—	REAL ESTATE ETF	922908553
IWC	ISHARES TR	17,771	$1,608	1.9%	$86.56	—	MICRO-CAP ETF	464288869
VSS	VANGUARD INTL EQUITY INDEX F	13,936	$1,467	1.7%	$100.48	—	FTSE SMCAP ETF	922042718
GOVT	ISHARES TR	50,895	$1,423	1.7%	$26.85	—	US TREAS BD ETF	46429B267
GNR	SPDR INDEX SHS FDS	33,358	$1,253	1.5%	$40.53	—	GLB NAT RESRCE	78463X541
SHM	SPDR SER TR	20,897	$1,042	1.2%	$48.67	—	NUVEEN BLMBRG SR	78468R739
—	ISHARES INC	39,219	$1,004	1.2%	$26.67	—	MSCI FRNTR100ETF	464286145
VNQI	VANGUARD INTL EQUITY INDEX F	11,711	$569	0.7%	$51.89	—	GLB EX US ETF	922042676
HYMB	SPDR SER TR	9,679	$550	0.6%	$57.16	—	NUVEEN BBG BRCLY	78464A284
EWX	SPDR INDEX SHS FDS	9,266	$411	0.5%	$41.96	—	S&P EMKTSC ETF	78463X756
IWF	ISHARES TR	1,507	$327	0.4%	$188.85	—	RUS 1000 GRW ETF	464287614
IWB	ISHARES TR	1,070	$200	0.2%	$172.00	—	RUS 1000 ETF	464287622