HARVEST MANAGEMENT LLC Hedge Fund

CIK: 0001140315 · Show all filings

Period: Q4 2021 (← Previous) (Next →)

Filing Date: Feb 14, 2022

Total Value ($000): $171,100 (100.0% shares, 0.0% debt)

Holdings (48)

— IHS MARKIT LTD 19.2%

Value ($000) $32,791 Shares 246,699 Est. Cost $129.16 Unrealized —

AMD ADVANCED MICRO DEVICES INC 18.7%

Value ($000) $31,917 Shares 221,800 Est. Cost — Unrealized —

— XILINX INC 15.1%

Value ($000) $25,774 Shares 121,556 Est. Cost $143.69 Unrealized —

— CERNER CORP 5.2%

Value ($000) $8,823 Shares 95,000 Est. Cost $92.87 Unrealized —

— NUANCE COMMUNICATIONS INC 3.7%

Value ($000) $6,306 Shares 114,000 Est. Cost $54.49 Unrealized —

— CYRUSONE INC 3.0%

Value ($000) $5,204 Shares 58,000 Est. Cost $89.72 Unrealized —

— SHAW COMMUNICATIONS INC 2.6%

Value ($000) $4,451 Shares 146,700 Est. Cost $30.34 Unrealized —

— WELBILT INC 2.4%

Value ($000) $4,028 Shares 169,439 Est. Cost $23.29 Unrealized —

— ZENDESK INC 2.2%

Value ($000) $3,765 Shares 36,100 Est. Cost $104.29 Unrealized —

— COHERENT INC 2.0%

Value ($000) $3,452 Shares 12,951 Est. Cost $259.51 Unrealized —

— BOTTOMLINE TECH DEL INC 1.9%

Value ($000) $3,247 Shares 57,500 Est. Cost $56.47 Unrealized —

— ARENA PHARMACEUTICALS INC 1.6%

Value ($000) $2,788 Shares 30,000 Est. Cost $92.93 Unrealized —

— ARENA PHARMACEUTICALS INC 1.6%

Value ($000) $2,788 Shares 30,000 Est. Cost $92.93 Unrealized —

PPC PILGRIMS PRIDE CORP 1.6%

Value ($000) $2,694 Shares 95,529 Est. Cost $25.62 Unrealized +11.1%

— BLUEROCK RESIDENTIAL GWT REI 1.4%

Value ($000) $2,375 Shares 90,000 Est. Cost $26.39 Unrealized —

— MONMOUTH REAL ESTATE INVT CO 1.4%

Value ($000) $2,332 Shares 111,000 Est. Cost $18.67 Unrealized —

— CERNER CORP 1.4%

Value ($000) $2,322 Shares 25,000 Est. Cost $92.87 Unrealized —

— TRISTATE CAP HLDGS INC 1.4%

Value ($000) $2,318 Shares 76,600 Est. Cost $30.26 Unrealized —

— ORTHO CLINICAL DIAGNOSTICS H 1.1%

Value ($000) $1,925 Shares 90,000 Est. Cost $21.39 Unrealized —

— VONAGE HLDGS CORP 1.1%

Value ($000) $1,874 Shares 90,153 Est. Cost $20.79 Unrealized —

— CERNER CORP 1.1%

Value ($000) $1,857 Shares 20,000 Est. Cost $92.87 Unrealized —

— MIMECAST LTD 1.0%

Value ($000) $1,711 Shares 21,500 Est. Cost $79.58 Unrealized —

— AEROJET ROCKETDYNE HLDGS INC 0.7%

Value ($000) $1,214 Shares 25,972 Est. Cost $50.99 Unrealized —

Value ($000) $1,207 Shares 15,600 Est. Cost $46.66 Unrealized —

ROG ROGERS CORP 0.7%

Value ($000) $1,201 Shares 4,400 Est. Cost $243.23 Unrealized 0.0%

— CMC MATERIALS INC 0.7%

Value ($000) $1,150 Shares 6,000 Est. Cost $191.67 Unrealized —

BAX BAXTER INTL INC 0.6%

Value ($000) $1,073 Shares 12,500 Est. Cost $73.17 Unrealized 0.0%

HIG HARTFORD FINL SVCS GROUP INC 0.6%

Value ($000) $1,015 Shares 14,700 Est. Cost $60.45 Unrealized +7.3%

— XILINX INC 0.5%

Value ($000) $848 Shares 4,000 Est. Cost $143.69 Unrealized —

— VEONEER INC 0.4%

Value ($000) $710 Shares 20,000 Est. Cost $34.06 Unrealized —

ADI ANALOG DEVICES INC 0.4%

Value ($000) $656 Shares 3,732 Est. Cost $155.29 Unrealized +6.0%

— GCP APPLIED TECHNOLOGIES INC 0.4%

Value ($000) $633 Shares 20,000 Est. Cost $31.65 Unrealized —

SPWH SPORTSMANS WHSE HLDGS INC 0.4%

Value ($000) $622 Shares 52,720 Est. Cost $17.72 Unrealized -11.4%

— QIAGEN NV 0.4%

Value ($000) $611 Shares 11,000 Est. Cost $52.20 Unrealized —

— DONNELLEY R R & SONS CO 0.3%

Value ($000) $598 Shares 53,102 Est. Cost $11.26 Unrealized —

— SANDERSON FARMS INC 0.3%

Value ($000) $573 Shares 3,000 Est. Cost $191.00 Unrealized —

AAPL APPLE INC 0.3%

Value ($000) $556 Shares 3,130 Est. Cost $137.26 Unrealized +12.7%

RJF RAYMOND JAMES FINL INC 0.3%

Value ($000) $502 Shares 5,000 Est. Cost — Unrealized —

— MONEYGRAM INTL INC 0.3%

Value ($000) $473 Shares 60,000 Est. Cost $7.88 Unrealized —

OMCL OMNICELL COM 0.3%

Value ($000) $433 Shares 2,400 Est. Cost $117.34 Unrealized +47.8%

— MOMENTIVE GLOBAL INC 0.2%

Value ($000) $423 Shares 20,000 Est. Cost $21.15 Unrealized —

— COREPOINT LODGING INC 0.2%

Value ($000) $409 Shares 26,042 Est. Cost $15.71 Unrealized —

— BIOHAVEN PHARMACTL HLDG CO L 0.2%

Value ($000) $365 Shares 2,650 Est. Cost $104.22 Unrealized —

— ORTHO CLINICAL DIAGNOSTICS H 0.2%

Value ($000) $331 Shares 15,500 Est. Cost $21.39 Unrealized —

— PARDES BIOSCIENCES INC 0.2%

Value ($000) $327 Shares 20,000 Est. Cost $16.35 Unrealized —

— ALPHABET INC 0.1%

Value ($000) $243 Shares 84 Est. Cost $2070.00 Unrealized —

LUMN LUMEN TECHNOLOGIES INC 0.1%

Value ($000) $157 Shares 12,540 Est. Cost $12.26 Unrealized -4.1%

— CERAGON NETWORKS LTD 0.0%

Value ($000) $28 Shares 11,000 Est. Cost $2.61 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	IHS MARKIT LTD	246,699	$32,791	19.2%	$129.16	—	SHS	G47567105
AMD	ADVANCED MICRO DEVICES INC	221,800	$31,917	18.7%	—	—	Put	007903107
—	XILINX INC	121,556	$25,774	15.1%	$143.69	—	COM	983919101
—	CERNER CORP	95,000	$8,823	5.2%	$92.87	—	COM	156782104
—	NUANCE COMMUNICATIONS INC	114,000	$6,306	3.7%	$54.49	—	COM	67020Y100
—	CYRUSONE INC	58,000	$5,204	3.0%	$89.72	—	COM	23283R100
—	SHAW COMMUNICATIONS INC	146,700	$4,451	2.6%	$30.34	—	CL B CONV	82028K200
—	WELBILT INC	169,439	$4,028	2.4%	$23.29	—	COM	949090104
—	ZENDESK INC	36,100	$3,765	2.2%	$104.29	—	COM	98936J101
—	COHERENT INC	12,951	$3,452	2.0%	$259.51	—	COM	192479103
—	BOTTOMLINE TECH DEL INC	57,500	$3,247	1.9%	$56.47	—	COM	101388106
—	ARENA PHARMACEUTICALS INC	30,000	$2,788	1.6%	$92.93	—	COM NEW	040047607
—	ARENA PHARMACEUTICALS INC	30,000	$2,788	1.6%	$92.93	—	Put	040047607
PPC	PILGRIMS PRIDE CORP	95,529	$2,694	1.6%	$25.62	+11.1%	COM	72147K108
—	BLUEROCK RESIDENTIAL GWT REI	90,000	$2,375	1.4%	$26.39	—	COM CL A	09627J102
—	MONMOUTH REAL ESTATE INVT CO	111,000	$2,332	1.4%	$18.67	—	CL A	609720107
—	CERNER CORP	25,000	$2,322	1.4%	$92.87	—	Call	156782104
—	TRISTATE CAP HLDGS INC	76,600	$2,318	1.4%	$30.26	—	COM	89678F100
—	ORTHO CLINICAL DIAGNOSTICS H	90,000	$1,925	1.1%	$21.39	—	ORD SHS	G6829J107
—	VONAGE HLDGS CORP	90,153	$1,874	1.1%	$20.79	—	COM	92886T201
—	CERNER CORP	20,000	$1,857	1.1%	$92.87	—	Put	156782104
—	MIMECAST LTD	21,500	$1,711	1.0%	$79.58	—	ORD SHS	G14838109
—	AEROJET ROCKETDYNE HLDGS INC	25,972	$1,214	0.7%	$50.99	—	COM	007800105
—	AECOM	15,600	$1,207	0.7%	$46.66	—	COM	00766t100
ROG	ROGERS CORP	4,400	$1,201	0.7%	$243.23	0.0%	COM	775133101
—	CMC MATERIALS INC	6,000	$1,150	0.7%	$191.67	—	COM	12571T100
BAX	BAXTER INTL INC	12,500	$1,073	0.6%	$73.17	0.0%	COM	071813109
HIG	HARTFORD FINL SVCS GROUP INC	14,700	$1,015	0.6%	$60.45	+7.3%	COM	416515104
—	XILINX INC	4,000	$848	0.5%	$143.69	—	Put	983919101
—	VEONEER INC	20,000	$710	0.4%	$34.06	—	Put	92336X109
ADI	ANALOG DEVICES INC	3,732	$656	0.4%	$155.29	+6.0%	COM	032654105
—	GCP APPLIED TECHNOLOGIES INC	20,000	$633	0.4%	$31.65	—	COM	36164Y101
SPWH	SPORTSMANS WHSE HLDGS INC	52,720	$622	0.4%	$17.72	-11.4%	COM	84920Y106
—	QIAGEN NV	11,000	$611	0.4%	$52.20	—	SHS NEW	n72482123
—	DONNELLEY R R & SONS CO	53,102	$598	0.3%	$11.26	—	COM	257867200
—	SANDERSON FARMS INC	3,000	$573	0.3%	$191.00	—	COM	800013104
AAPL	APPLE INC	3,130	$556	0.3%	$137.26	+12.7%	COM	037833100
RJF	RAYMOND JAMES FINL INC	5,000	$502	0.3%	—	—	Put	754730109
—	MONEYGRAM INTL INC	60,000	$473	0.3%	$7.88	—	COM NEW	60935y208
OMCL	OMNICELL COM	2,400	$433	0.3%	$117.34	+47.8%	COM	68213N109
—	MOMENTIVE GLOBAL INC	20,000	$423	0.2%	$21.15	—	COM	60878Y108
—	COREPOINT LODGING INC	26,042	$409	0.2%	$15.71	—	COM	21872L104
—	BIOHAVEN PHARMACTL HLDG CO L	2,650	$365	0.2%	$104.22	—	COM	g11196105
—	ORTHO CLINICAL DIAGNOSTICS H	15,500	$331	0.2%	$21.39	—	Put	G6829J107
—	PARDES BIOSCIENCES INC	20,000	$327	0.2%	$16.35	—	COM	69945q105
—	ALPHABET INC	84	$243	0.1%	$2070.00	—	CAP STK CL C	02079k107
LUMN	LUMEN TECHNOLOGIES INC	12,540	$157	0.1%	$12.26	-4.1%	COM	550241103
—	CERAGON NETWORKS LTD	11,000	$28	0.0%	$2.61	—	ORD	m22013102