CIK: 0001511794 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Nov 2, 2023
Total Value ($000): $214,557 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | EATON VANCE TX ADV GLBL DIV | 579,151 | $8,907 | 4.2% | $15.70 | — | COM | 27828S101 |
| — | SRH TOTAL RETURN FUND INC | 612,125 | $7,945 | 3.7% | $12.03 | — | COM | 101507101 |
| — | CENTRAL SECS CORP | 207,886 | $7,370 | 3.4% | $33.07 | — | COM | 155123102 |
| — | BLACKROCK ENHANCED EQUITY DI | 860,512 | $6,548 | 3.1% | $8.19 | — | COM | 09251A104 |
| — | GABELLI DIVID & INCOME TR | 301,729 | $5,866 | 2.7% | $24.48 | — | COM | 36242H104 |
| — | SPROTT FOCUS TR INC | 678,934 | $5,112 | 2.4% | $7.67 | — | COM | 85208J109 |
| — | GENERAL AMERN INVS CO INC | 121,842 | $5,013 | 2.3% | $41.32 | — | COM | 368802104 |
| — | ROYCE VALUE TR INC | 356,617 | $4,590 | 2.1% | $13.18 | — | COM | 780910105 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 329,499 | $4,234 | 2.0% | $13.26 | — | COM | 6706ER101 |
| — | LIBERTY ALL-STAR GROWTH FD I | 801,378 | $3,959 | 1.8% | $5.02 | — | COM | 529900102 |
| — | ALLSPRING INCOME OPPORTUNIT | 576,601 | $3,543 | 1.7% | $7.07 | — | INC OPPTY FD | 94987B105 |
| — | NUVEEN FLOATING RATE INCOME | 411,310 | $3,414 | 1.6% | $8.31 | — | COM | 67072T108 |
| — | EATON VANCE TAX-MANAGED GLOB | 457,854 | $3,374 | 1.6% | $7.73 | — | COM | 27829F108 |
| — | HIGHLAND GLOBAL ALLOCATION F | 402,845 | $3,223 | 1.5% | $9.10 | — | COM | 43010T104 |
| — | NUVEEN DOW 30 DYNMC OVERWRT | 218,897 | $3,100 | 1.4% | $15.06 | — | SHS | 67075F105 |
| — | FIRST TR HIGH INCOME LONG / | 282,516 | $3,029 | 1.4% | $11.87 | — | COM | 33738E109 |
| — | VIRTUS GLOBAL MULTI-SECTOR I | 403,090 | $2,959 | 1.4% | $10.61 | — | COM | 92829B101 |
| — | EATON VANCE LTD DURATION INC | 299,077 | $2,704 | 1.3% | $9.28 | — | COM | 27828H105 |
| — | EATON VANCE TAX MNGED BUY WR | 209,601 | $2,643 | 1.2% | $12.83 | — | COM | 27828X100 |
| — | NUVEEN CORE EQUITY ALPHA FD | 200,827 | $2,569 | 1.2% | $12.73 | — | COM | 67090X107 |
| — | BLACKROCK DEBT STRATEGIES FD | 247,782 | $2,545 | 1.2% | $9.67 | — | COM NEW | 09255R202 |
| — | EUROPEAN EQUITY FD INC | 307,983 | $2,448 | 1.1% | $9.41 | — | COM | 298768102 |
| — | EATON VANCE TAX ADVT DIV INC | 115,585 | $2,448 | 1.1% | $22.33 | — | COM | 27828G107 |
| — | JOHN HANCOCK HEDGED EQUITY & | 244,613 | $2,341 | 1.1% | $10.31 | — | COM | 47804L102 |
| — | TRI CONTL CORP | 87,931 | $2,338 | 1.1% | $26.63 | — | COM | 895436103 |
| — | SPECIAL OPPORTUNITIES FD INC | 213,508 | $2,334 | 1.1% | $11.15 | — | COM | 84741T104 |
| — | ADVENT CONV & INCOME FD | 210,683 | $2,210 | 1.0% | $10.99 | — | COM | 00764C109 |
| — | SWISS HELVETIA FD INC | 284,676 | $2,175 | 1.0% | $8.00 | — | COM | 870875101 |
| XHNWX | PIONEER DIVERSIFIED HIGH INC | 212,769 | $2,175 | 1.0% | $11.54 | — | COM | 723653101 |
| — | SOURCE CAP INC | 56,225 | $2,170 | 1.0% | $38.46 | — | COM | 836144105 |
| — | ROYCE MICRO-CAP TR INC | 261,497 | $2,165 | 1.0% | $8.66 | — | COM | 780915104 |
| — | CALAMOS GBL DYN INCOME FUND | 383,934 | $2,127 | 1.0% | $5.78 | — | COM | 12811L107 |
| — | NUVEEN PFD & INCOME SECS FD | 334,224 | $2,075 | 1.0% | $8.50 | — | COM | 67072C105 |
| — | BLACKROCK LTD DURATION INCOM | 150,760 | $1,942 | 0.9% | $12.88 | — | COM SHS | 09249W101 |
| — | VOYA GLBL ADV & PREM OPP FD | 229,915 | $1,908 | 0.9% | $9.46 | — | COM | 92912R104 |
| — | NEW GERMANY FD INC | 233,489 | $1,908 | 0.9% | $14.00 | — | COM | 644465106 |
| — | EATON VANCE TAX-MANAGED GLOB | 246,354 | $1,882 | 0.9% | $7.79 | — | COM | 27829C105 |
| — | FIRST TR INTER DURATN PFD & | 124,540 | $1,856 | 0.9% | $15.59 | — | COM | 33718W103 |
| — | HANCOCK JOHN INVT TR II | 150,554 | $1,829 | 0.9% | $12.61 | — | COM | 410142103 |
| — | ALLSPRING GLOBAL DIVIDEND OP | 444,344 | $1,826 | 0.9% | $4.42 | — | COM | 94987C103 |
| — | FRANKLIN LTD DURATION INCOME | 298,668 | $1,819 | 0.8% | $6.33 | — | COM | 35472T101 |
| SPY | SPDR S&P 500 ETF TR | 4,250 | $1,817 | 0.8% | $434.73 | — | TR UNIT | 78462F103 |
| — | RIVERNORTH DOUBLELINE STRATE | 225,279 | $1,782 | 0.8% | $8.56 | — | COM | 76882G107 |
| — | PIMCO INCOME STRATEGY FD II | 268,195 | $1,776 | 0.8% | $7.00 | — | COM | 72201J104 |
| — | EATON VANCE TAX-MANAGED BUY- | 146,515 | $1,754 | 0.8% | $12.50 | — | COM | 27828Y108 |
| — | TEMPLETON EMERGING MKTS INCO | 368,741 | $1,700 | 0.8% | $4.98 | — | COM | 880192109 |
| — | CALAMOS LNG SHR EQT DYNAMIC | 114,909 | $1,700 | 0.8% | $16.71 | — | COM | 12812C106 |
| — | ABRDN GLOBAL DYNAMIC DIVIDEN | 194,091 | $1,681 | 0.8% | $10.96 | — | COM | 00302M106 |
| — | EATON VANCE ENHANCED EQUITY | 96,203 | $1,653 | 0.8% | $16.40 | — | COM | 278277108 |
| — | NUVEEN S&P 500 DYNAMIC OVERW | 104,907 | $1,609 | 0.8% | $15.90 | — | COM | 6706EW100 |
| — | LIBERTY ALL STAR EQUITY FD | 264,813 | $1,568 | 0.7% | $5.92 | — | SH BEN INT | 530158104 |
| — | HANCOCK JOHN PREM DIVID FD | 162,284 | $1,561 | 0.7% | $9.62 | — | COM SH BEN INT | 41013T105 |
| — | PGIM SHORT DUR HIG YLD OPP F | 100,435 | $1,455 | 0.7% | $14.79 | — | COM | 69355J104 |
| — | EATON VANCE RISK-MANAGED DIV | 186,572 | $1,433 | 0.7% | $7.68 | — | COM | 27829G106 |
| — | PIMCO DYNAMIC INCOME OPRNTS | 115,135 | $1,368 | 0.6% | $13.51 | — | COM BEN SHS | 69355M107 |
| XPHTX | PIONEER HIGH INCOME FUND INC | 201,412 | $1,351 | 0.6% | $7.52 | — | COM | 72369H106 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 290,247 | $1,286 | 0.6% | $5.09 | — | SH BEN INT | 18914E106 |
| — | MFS CHARTER INCOME TR | 218,571 | $1,279 | 0.6% | $6.15 | — | SH BEN INT | 552727109 |
| — | PIMCO INCOME STRATEGY FD | 163,603 | $1,262 | 0.6% | $8.16 | — | COM | 72201H108 |
| — | EATON VANCE FLTING RATE INC | 99,117 | $1,220 | 0.6% | $12.69 | — | COM | 278279104 |
| — | PGIM HIGH YIELD BOND FUND IN | 103,160 | $1,215 | 0.6% | $11.84 | — | COM | 69346H100 |
| — | BNY MELLON HIGH YIELD STRATE | 547,865 | $1,172 | 0.5% | $2.77 | — | SH BEN INT | 09660L105 |
| — | EATON VANCE SR FLTNG RTE TR | 96,756 | $1,172 | 0.5% | $11.94 | — | COM | 27828Q105 |
| — | BANCROFT FD LTD | 74,295 | $1,172 | 0.5% | $20.24 | — | COM | 059695106 |
| XHITX | INVESCO HIG INCM 2023 TARG T | 165,216 | $1,125 | 0.5% | $6.91 | — | COM | 46135X108 |
| — | ALLSPRING MULTI SECTOR INCOM | 121,675 | $1,115 | 0.5% | $9.29 | — | COM | 94987D101 |
| — | VOYA ASIA PAC HIGH DIV EQT I | 185,487 | $1,074 | 0.5% | $8.01 | — | COM | 92912J102 |
| — | NUVEEN PFD & INCOME OPPORTUN | 166,631 | $1,062 | 0.5% | $6.94 | — | COM | 67073B106 |
| — | COHEN & STEERS LTD DURATION | 61,961 | $1,058 | 0.5% | $18.27 | — | COM | 19248C105 |
| — | WESTERN ASSET HIGH YIELD DEF | 91,261 | $1,057 | 0.5% | $11.58 | — | COM | 95768B107 |
| — | PGIM GLOBAL HIGH YIELD FD FO | 97,857 | $1,055 | 0.5% | $10.90 | — | COM | 69346J106 |
| — | TEMPLETON DRAGON FD INC | 118,649 | $1,013 | 0.5% | $14.04 | — | COM | 88018T101 |
| — | TAIWAN FD INC | 33,522 | $1,005 | 0.5% | $27.77 | — | COM | 874036106 |
| — | BLACKSTONE SENI FLTN RAT 202 | 73,642 | $976 | 0.5% | $14.14 | — | COM | 09256U105 |
| — | VIRTUS TOTAL RETURN FD INC | 202,758 | $973 | 0.5% | $4.94 | — | COM | 92835W107 |
| — | INVESCO HIGH INCOME TR II | 96,842 | $963 | 0.4% | $13.42 | — | COM | 46131F101 |
| — | ROYCE GLOBAL VALUE TR INC | 107,419 | $936 | 0.4% | $9.63 | — | COM | 78081T104 |
| — | FIRST TR SPECIALTY FIN & FIN | 276,825 | $933 | 0.4% | $3.27 | — | COM BEN INTR | 33733G109 |
| — | MFS MULTIMARKET INCOME TR | 208,189 | $887 | 0.4% | $4.58 | — | SH BEN INT | 552737108 |
| — | EATON VANCE TAX-MANAGED DIVE | 76,836 | $887 | 0.4% | $11.73 | — | COM | 27828N102 |
| — | CBRE GBL REAL ESTATE INC FD | 193,400 | $870 | 0.4% | $4.50 | — | COM | 12504G100 |
| — | MEXICO EQUITY & INCOME FD | 88,775 | $834 | 0.4% | $7.98 | — | COM | 592834105 |
| — | TEKLA LIFE SCIENCES INVS | 66,528 | $830 | 0.4% | $14.69 | — | SH BEN INT | 87911K100 |
| — | NUVEEN NASDAQ 100 DYNAMIC OV | 34,074 | $814 | 0.4% | $23.88 | — | COM SHS | 670699107 |
| XMFVX | MFS SPL VALUE TR | 206,053 | $804 | 0.4% | $4.05 | — | SH BEN INT | 55274E102 |
| XPHDX | PIONEER FLOATING RATE FUND I | 85,433 | $770 | 0.4% | $10.11 | — | COM | 72369J102 |
| — | BLACKSTONE LONG SHORT CR INC | 63,589 | $741 | 0.3% | $13.40 | — | COM SHS BN INT | 09257D102 |
| — | FIRST TR HIGH YIELD OPPRT 20 | 55,407 | $738 | 0.3% | $14.24 | — | COM | 33741Q107 |
| — | BRANDYWINEGBL GBL INCM OPP F | 86,241 | $654 | 0.3% | $8.06 | — | COM | 10537L104 |
| — | VIRTUS DIVERSIFIED INCM & CO | 34,465 | $650 | 0.3% | $19.72 | — | COM | 92840N100 |
| — | VIRTUS ARTIFICIAL INTELLIGEN | 36,994 | $611 | 0.3% | $16.51 | — | COM | 92838Y100 |
| — | FIRST TR ENHANCED EQUITY INC | 34,718 | $600 | 0.3% | $15.50 | — | COM | 337318109 |
| — | BLACKROCK ENHANCED INTL DIV | 116,055 | $579 | 0.3% | $5.51 | — | COM BENE INTER | 092524107 |
| — | PUTNAM PREMIER INCOME TR | 169,613 | $573 | 0.3% | $3.84 | — | SH BEN INT | 746853100 |
| — | CALAMOS GLOBAL TOTAL RETURN | 64,726 | $566 | 0.3% | $8.94 | — | COM SH BEN INT | 128118106 |
| XXCHNXX | CHINA FD INC | 53,424 | $565 | 0.3% | $19.75 | — | COM | 169373107 |
| — | WESTERN ASSET EMERGING MKTS | 65,870 | $552 | 0.3% | $8.79 | — | COM | 95766A101 |
| — | JAPAN SMALLER CAPITALIZATION | 75,633 | $538 | 0.3% | $7.70 | — | COM | 47109U104 |
| — | COHEN & STEERS CLOSED-END OP | 51,456 | $531 | 0.2% | $10.74 | — | COM | 19248P106 |
| — | RIVERNORTH OPPORTUNITIES FD | 48,474 | $509 | 0.2% | $11.36 | — | COM | 76881Y109 |
| — | MORGAN STANLEY CHINA A SH FD | 40,659 | $507 | 0.2% | $20.99 | — | COM | 617468103 |
| — | WESTERN ASSET HIGH INCOME OP | 137,650 | $506 | 0.2% | $4.15 | — | COM | 95766K109 |
| — | VIRTUS DIVIDEND INTEREST & P | 43,500 | $493 | 0.2% | $12.68 | — | COM | 92840R101 |
| — | NUVEEN CORE PLUS IMPACT FUND | 52,525 | $485 | 0.2% | $9.53 | — | COM BEN INT | 67080D103 |
| — | GABELLI GLOBAL SMALL & MID C | 45,766 | $474 | 0.2% | $10.36 | — | COM | 36249W104 |
| — | ADAMS DIVERSIFIED EQUITY FD | 28,246 | $470 | 0.2% | $17.11 | — | COM | 006212104 |
| — | MEXICO FD INC | 28,430 | $468 | 0.2% | $15.05 | — | COM | 592835102 |
| — | BLACKROCK CORPOR HI YLD FD I | 54,099 | $467 | 0.2% | $8.72 | — | COM | 09255P107 |
| — | BARINGS GLOBAL SHORT DURATIO | 35,689 | $457 | 0.2% | $12.80 | — | COM | 06760L100 |
| — | CLOUGH GLOBAL EQUITY FD | 80,870 | $443 | 0.2% | $6.75 | — | COM | 18914C100 |
| — | LAZARD GLOBAL TOTAL RETURN & | 30,640 | $424 | 0.2% | $14.78 | — | COM | 52106W103 |
| — | HANCOCK JOHN INVT TR | 93,454 | $411 | 0.2% | $4.83 | — | TAX ADV GLB SH | 41013P749 |
| — | TEMPLETON GLOBAL INCOME FD | 106,415 | $411 | 0.2% | $4.33 | — | COM | 880198106 |
| — | ABRDN ASIA PACIFIC INCOME FU | 165,679 | $406 | 0.2% | $2.59 | — | COM | 003009107 |
| — | NUVEEN TAXABLE MUNICPAL INM | 26,805 | $391 | 0.2% | $16.20 | — | COM | 67074C103 |
| — | CLOUGH GLOBAL DIVID & INCOME | 77,731 | $386 | 0.2% | $9.65 | — | COM | 18913Y103 |
| — | VOYA GLBL EQTY DIV & PREM OP | 76,865 | $377 | 0.2% | $4.97 | — | COM | 92912T100 |
| — | KKR INCOME OPPORTUNITIES FD | 30,582 | $366 | 0.2% | $11.96 | — | COM | 48249T106 |
| XJEQX | ABRDN JAPAN EQUITY FUND INC | 66,473 | $356 | 0.2% | $6.53 | — | COM | 00306J109 |
| — | ABRDN EMRG MKTS EQTY INCM FD | 73,698 | $352 | 0.2% | $6.26 | — | COM | 00301W105 |
| — | MADISON COVERED CALL & EQUIT | 48,738 | $345 | 0.2% | $7.07 | — | COM | 557437100 |
| — | VIRTUS CONVERTIBLE & INCOME | 109,022 | $343 | 0.2% | $3.38 | — | COM | 92838X102 |
| — | EATON VANCE SHORT DURATION D | 30,933 | $321 | 0.1% | $9.81 | — | COM | 27828V104 |
| — | VOYA EMERGING MKTS HIGH DIVI | 64,419 | $318 | 0.1% | $6.69 | — | COM | 92912P108 |
| — | INVESCO SR INCOME TR | 79,718 | $312 | 0.1% | $3.69 | — | COM | 46131H107 |
| — | FLAHERTY & CRUMRINE DYNAMIC | 18,337 | $308 | 0.1% | $16.77 | — | SHS | 33848W106 |
| XTEAX | ECOFIN SUSTAINABLE AND SOCIA | 25,317 | $303 | 0.1% | $12.78 | — | COM SH BEN INT | 27901F109 |
| — | TEMPLETON EMERGING MKTS FD | 26,752 | $303 | 0.1% | $14.71 | — | COM | 880191101 |
| — | WESTERN ASSET GBL HIGH INC F | 45,104 | $300 | 0.1% | $6.66 | — | COM | 95766B109 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQUI | 24,053 | $298 | 0.1% | $10.93 | — | COM SHS | 33740D107 |
| — | KOREA FD INC | 12,746 | $268 | 0.1% | $35.37 | — | COM NEW | 500634209 |
| — | TEKLA HEALTHCARE INVS | 16,941 | $263 | 0.1% | $18.00 | — | SH BEN INT | 87911J103 |
| XDCFX | BNY MELLON ALCENTRA GLOBAL C | 33,936 | $263 | 0.1% | $7.62 | — | COM | 05588N108 |
| — | ABRDN AUSTRALIA EQUITY FD IN | 66,594 | $263 | 0.1% | $4.66 | — | COM | 003011103 |
| — | FRANKLIN UNVL TR | 40,912 | $260 | 0.1% | $6.62 | — | SH BEN INT | 355145103 |
| — | FIRST TR SR FLTG RATE INCOME | 24,676 | $247 | 0.1% | $9.95 | — | COM | 33733U108 |
| — | HANCOCK JOHN PFD INCOME FD | 16,201 | $236 | 0.1% | $15.66 | — | SH BEN INT | 41013W108 |
| — | WESTERN ASSET DIVERSIFIED IN | 17,190 | $230 | 0.1% | $12.73 | — | COM SHS BEN INT | 95790K109 |
| — | COHEN & STEERS SELECT PFD & | 12,485 | $226 | 0.1% | $18.09 | — | COM | 19248Y107 |
| — | FIRST TR ABRDN GBL OPP INCM | 39,426 | $225 | 0.1% | $5.70 | — | COM SHS | 337319107 |
| QQQ | INVESCO QQQ TR | 626 | $225 | 0.1% | $321.40 | — | UNIT SER 1 | 46090E103 |
| — | CREDIT SUISSE ASSET MGMT INC | 81,332 | $211 | 0.1% | $2.59 | — | COM | 224916106 |
| ADBE | ADOBE INC | 400 | $204 | 0.1% | $524.63 | 0.0% | COM | 00724F101 |
| — | PIMCO GLOBAL STOCKSPLS INCM | 30,611 | $203 | 0.1% | $6.62 | — | COM | 722011103 |
| — | THORNBURG INCM BUILDER OPP T | 11,862 | $173 | 0.1% | $15.70 | — | COM | 885213108 |
| — | VIRTUS CONVERTIBLE & INC FD | 60,253 | $169 | 0.1% | $3.04 | — | COM | 92838U108 |
| — | MFS INTER INCOME TR | 63,035 | $169 | 0.1% | $2.68 | — | SH BEN INT | 55273C107 |
| — | DOUBLELINE INCOME SOLUTIONS | 12,300 | $144 | 0.1% | $11.72 | — | COM | 258622109 |
| — | ABRDN TOTAL DYNAMIC DIVIDEND | 18,647 | $141 | 0.1% | $7.56 | — | COM SH BEN INT | 00326L100 |
| — | BLACKSTONE STRATEGIC CRED 20 | 12,000 | $132 | 0.1% | $10.99 | — | COM SHS BEN IN | 09257R101 |
| — | NUVEEN CR STRATEGIES INCOME | 24,000 | $123 | 0.1% | $5.10 | — | COM SHS | 67073D102 |
| — | ANGEL OAK FINL STRATEGIES IN | 10,021 | $121 | 0.1% | $12.18 | — | COM BEN INT | 03464A100 |
| — | BLACKROCK CR ALLOCATION INCO | 10,415 | $101 | 0.0% | $10.15 | — | COM | 092508100 |
| — | PUTNAM MASTER INTER INCOME T | 19,246 | $59 | 0.0% | $3.39 | — | SH BEN INT | 746909100 |
| — | NEUBERGER BERMAN REAL ESTATE | 18,589 | $52 | 0.0% | $3.08 | — | COM | 64190A103 |