Silver Rock Financial LP Diversified Active

CIK: 0001674784 · Show all filings

Period: Q3 2024 (← Previous) (Next →)

Filing Date: Nov 14, 2024

Total Value ($000): $408,298 (97.1% shares, 2.9% debt)

Holdings (39)

SPY SPDR S&P 500 ETF TR 86.7%

Value ($000) $354,010 Shares 617,000 Est. Cost — Unrealized —

CMCSA COMCAST CORP NEW 4.1%

Value ($000) $16,708 Shares 400,000 Est. Cost $37.75 Unrealized 0.0%

— DISH NETWORK CORPORATION 2.9%

Value ($000) $11,678 Shares 13,500,000 Est. Cost $0.64 Unrealized —

CYH COMMUNITY HEALTH SYS INC NEW 2.5%

Value ($000) $10,319 Shares 1,700,000 Est. Cost $3.38 Unrealized +45.1%

CABO CABLE ONE INC 1.3%

Value ($000) $5,247 Shares 15,000 Est. Cost $350.10 Unrealized 0.0%

— VIVID SEATS INC 0.9%

Value ($000) $3,844 Shares 1,038,896 Est. Cost $4.29 Unrealized —

BRCC BRC INC 0.7%

Value ($000) $2,941 Shares 859,986 Est. Cost $9.05 Unrealized -49.3%

OPTU ALTICE USA INC 0.6%

Value ($000) $2,460 Shares 1,000,000 Est. Cost $2.22 Unrealized -13.0%

CTEV MULTIPLAN CORPORATION 0.2%

Value ($000) $963 Shares 126,100 Est. Cost $11.75 Unrealized 0.0%

LZM/WS LIFEZONE METALS LIMITED 0.0%

Value ($000) $31 Shares 47,386 Est. Cost $1.18 Unrealized —

NRDY NERDY INC 0.0%

Value ($000) $17 Shares 17,668 Est. Cost $4.33 Unrealized -70.5%

PGYWW PAGAYA TECHNOLOGIES LTD 0.0%

Value ($000) $9 Shares 46,390 Est. Cost $0.39 Unrealized —

— EXCELFIN ACQUISITION CORP 0.0%

Value ($000) $7 Shares 48,891 Est. Cost $0.07 Unrealized —

BNAIW BRAND ENGAGEMENT NETWORK INC 0.0%

Value ($000) $6 Shares 79,596 Est. Cost $0.12 Unrealized —

COCHW ENVOY MEDICAL INC 0.0%

Value ($000) $5 Shares 81,975 Est. Cost $0.02 Unrealized —

ARQQW ARQIT QUANTUM INC 0.0%

Value ($000) $4 Shares 42,139 Est. Cost $2.04 Unrealized —

ZPTAW ZAPATA COMPUTING HLDGS INC 0.0%

Value ($000) $4 Shares 103,241 Est. Cost $0.04 Unrealized —

— NEW PROVIDENCE ACQSITN CORP 0.0%

Value ($000) $4 Shares 116,859 Est. Cost $0.09 Unrealized —

— PERCEPTION CAPITAL CORP IV 0.0%

Value ($000) $4 Shares 69,908 Est. Cost $0.12 Unrealized —

ALUR/WS ALLURION TECHNOLOGIES INC 0.0%

Value ($000) $3 Shares 86,285 Est. Cost $0.91 Unrealized —

VEEAW VEEA INC 0.0%

Value ($000) $3 Shares 14,348 Est. Cost $0.24 Unrealized —

— GLOBAL TECHNOLGY ACQSTN CORP 0.0%

Value ($000) $3 Shares 63,563 Est. Cost $0.05 Unrealized —

— FOCUS IMPACT ACQUISITION COR 0.0%

Value ($000) $3 Shares 98,774 Est. Cost $0.15 Unrealized —

BETRW BETTER HOME & FINANCE HOLDIN 0.0%

Value ($000) $3 Shares 45,085 Est. Cost $0.10 Unrealized —

RDZNW ROADZEN INC 0.0%

Value ($000) $3 Shares 39,183 Est. Cost $0.04 Unrealized —

ZEOWW ZEO ENERGY CORP 0.0%

Value ($000) $2 Shares 48,872 Est. Cost $0.12 Unrealized —

SONWQ SONDER HOLDINGS INC 0.0%

Value ($000) $2 Shares 160,000 Est. Cost $0.72 Unrealized —

DAVEW DAVE INC 0.0%

Value ($000) $2 Shares 40,979 Est. Cost $1.46 Unrealized —

VSTWF VAST RENEWABLES LIMITED 0.0%

Value ($000) $2 Shares 39,205 Est. Cost $0.09 Unrealized —

CRPWF CARBON REVOLUTION LTD 0.0%

Value ($000) $2 Shares 66,902 Est. Cost $0.04 Unrealized —

PHYWF PYROPHYTE ACQUISITION CORP 0.0%

Value ($000) $2 Shares 28,205 Est. Cost $0.08 Unrealized —

CCGWW CHECHE GROUP INC 0.0%

Value ($000) $2 Shares 94,060 Est. Cost $0.20 Unrealized —

RGTIW RIGETTI COMPUTING INC 0.0%

Value ($000) $1 Shares 16,036 Est. Cost $1.31 Unrealized —

JWSWF JAWS MUSTANG ACQUISITION COR 0.0%

Value ($000) $1 Shares 42,130 Est. Cost $1.24 Unrealized —

CTSWF CACTUS ACQUISITION CORP 1 LT 0.0%

Value ($000) $1 Shares 36,640 Est. Cost $0.05 Unrealized —

AEAEW ALTENERGY ACQUISITION CORP 0.0%

Value ($000) $0 Shares 37,502 Est. Cost $0.03 Unrealized —

— NORTHERN STAR INVSTMNT CORP 0.0%

Value ($000) $0 Shares 50,000 Est. Cost $1.40 Unrealized —

— MOUNTAIN & CO I ACQUISITN CO 0.0%

Value ($000) $0 Shares 15,399 Est. Cost $0.06 Unrealized —

CEROW CERO THERAPEUTICS HLDGS INC 0.0%

Value ($000) $0 Shares 12,224 Est. Cost $0.04 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	617,000	$354,010	86.7%	—	—	Put	78462F103
CMCSA	COMCAST CORP NEW	400,000	$16,708	4.1%	$37.75	0.0%	CL A	20030N101
—	DISH NETWORK CORPORATION	13,500,000	$11,678	2.9%	$0.64	—	NOTE 12/1	25470MAF6
CYH	COMMUNITY HEALTH SYS INC NEW	1,700,000	$10,319	2.5%	$3.38	+45.1%	COM	203668108
CABO	CABLE ONE INC	15,000	$5,247	1.3%	$350.10	0.0%	COM	12685J105
—	VIVID SEATS INC	1,038,896	$3,844	0.9%	$4.29	—	COM CL A	92854T100
BRCC	BRC INC	859,986	$2,941	0.7%	$9.05	-49.3%	COM CL A	05601U105
OPTU	ALTICE USA INC	1,000,000	$2,460	0.6%	$2.22	-13.0%	CL A	02156K103
CTEV	MULTIPLAN CORPORATION	126,100	$963	0.2%	$11.75	0.0%	CL A NEW	62548M209
LZM/WS	LIFEZONE METALS LIMITED	47,386	$31	0.0%	$1.18	—	*W EXP 07/05/202	G5568L117
NRDY	NERDY INC	17,668	$17	0.0%	$4.33	-70.5%	CL A COM	64081V109
PGYWW	PAGAYA TECHNOLOGIES LTD	46,390	$9	0.0%	$0.39	—	*W EXP 99/99/999	M7S64L107
—	EXCELFIN ACQUISITION CORP	48,891	$7	0.0%	$0.07	—	*W EXP 10/25/202	30069X110
BNAIW	BRAND ENGAGEMENT NETWORK INC	79,596	$6	0.0%	$0.12	—	*W EXP 03/14/202	104932116
COCHW	ENVOY MEDICAL INC	81,975	$5	0.0%	$0.02	—	*W EXP 09/29/202	29415V117
ARQQW	ARQIT QUANTUM INC	42,139	$4	0.0%	$2.04	—	*W EXP 09/03/202	G0567U119
ZPTAW	ZAPATA COMPUTING HLDGS INC	103,241	$4	0.0%	$0.04	—	*W EXP 02/14/202	98906V118
—	NEW PROVIDENCE ACQSITN CORP	116,859	$4	0.0%	$0.09	—	*W EXP 11/09/202	64823D110
—	PERCEPTION CAPITAL CORP IV	69,908	$4	0.0%	$0.12	—	*W EXP 99/99/999	G7330C110
ALUR/WS	ALLURION TECHNOLOGIES INC	86,285	$3	0.0%	$0.91	—	*W EXP 08/01/203	02008G110
VEEAW	VEEA INC	14,348	$3	0.0%	$0.24	—	*W EXP 03/18/202	693489114
—	GLOBAL TECHNOLGY ACQSTN CORP	63,563	$3	0.0%	$0.05	—	*W EXP 99/99/999	G3934N115
—	FOCUS IMPACT ACQUISITION COR	98,774	$3	0.0%	$0.15	—	*W EXP 99/99/999	34417L117
BETRW	BETTER HOME & FINANCE HOLDIN	45,085	$3	0.0%	$0.10	—	*W EXP 08/22/202	08774B110
RDZNW	ROADZEN INC	39,183	$3	0.0%	$0.04	—	*W EXP 11/30/202	G7606H116
ZEOWW	ZEO ENERGY CORP	48,872	$2	0.0%	$0.12	—	*W EXP 03/13/202	98944F117
SONWQ	SONDER HOLDINGS INC	160,000	$2	0.0%	$0.72	—	*W EXP 01/18/202	83542D110
DAVEW	DAVE INC	40,979	$2	0.0%	$1.46	—	*W EXP 01/05/202	23834J110
VSTWF	VAST RENEWABLES LIMITED	39,205	$2	0.0%	$0.09	—	*W EXP 07/01/202	Q9379E113
CRPWF	CARBON REVOLUTION LTD	66,902	$2	0.0%	$0.04	—	*W EXP 99/99/999	G1893D110
PHYWF	PYROPHYTE ACQUISITION CORP	28,205	$2	0.0%	$0.08	—	*W EXP 05/03/202	G7308P127
CCGWW	CHECHE GROUP INC	94,060	$2	0.0%	$0.20	—	*W EXP 10/01/203	G20707116
RGTIW	RIGETTI COMPUTING INC	16,036	$1	0.0%	$1.31	—	*W EXP 99/99/999	76655K111
JWSWF	JAWS MUSTANG ACQUISITION COR	42,130	$1	0.0%	$1.24	—	*W EXP 01/30/202	G50737124
CTSWF	CACTUS ACQUISITION CORP 1 LT	36,640	$1	0.0%	$0.05	—	*W EXP 08/17/202	G1745A124
AEAEW	ALTENERGY ACQUISITION CORP	37,502	$0	0.0%	$0.03	—	*W EXP 10/29/202	02157M116
—	NORTHERN STAR INVSTMNT CORP	50,000	$0	0.0%	$1.40	—	*W EXP 01/31/202	66573W115
—	MOUNTAIN & CO I ACQUISITN CO	15,399	$0	0.0%	$0.06	—	*W EXP 09/30/202	G6301J112
CEROW	CERO THERAPEUTICS HLDGS INC	12,224	$0	0.0%	$0.04	—	*W EXP 02/13/202	71902K113