Shaker Financial Services, LLC Diversified Active

Location: Arlington, VA

CIK: 0001511794 · Show all filings

Period: Q3 2026 (← Previous)

Filing Date: Oct 14, 2026

Total Value: $303M (100.0% shares, 0.0% debt)

Holdings (144)

New Positions (19)

— THORNBURG INCM BUILDER OPP T 1.4%
Value $4.335M Shares 213,332 Share Price $20.32 Est. Cost/Share $20.32 Unrealized @ Report Date —
— BLACKROCK ENHANCED LARGE CAP 1.1%
Value $3.407M Shares 141,946 Share Price $24.00 Est. Cost/Share $24.00 Unrealized @ Report Date —
— TRI CONTL CORP 1.0%
Value $2.987M Shares 86,983 Share Price $34.34 Est. Cost/Share $34.34 Unrealized @ Report Date —
— PIMCO DYNAMIC INCOME FD 0.9%
Value $2.688M Shares 189,156 Share Price $14.21 Est. Cost/Share $14.21 Unrealized @ Report Date —
— EATON VANCE TAX ADVT DIV INC 0.9%
Value $2.643M Shares 94,702 Share Price $27.91 Est. Cost/Share $27.91 Unrealized @ Report Date —
— ABRDN ASIA PACIFIC INCOME FU 0.7%
Value $2.028M Shares 155,079 Share Price $13.08 Est. Cost/Share $13.08 Unrealized @ Report Date —
— HANCOCK JOHN PFD INCOME FD I 0.4%
Value $1.097M Shares 91,089 Share Price $12.04 Est. Cost/Share $12.04 Unrealized @ Report Date —
— HANCOCK JOHN TAX-ADVANTAGED 0.4%
Value $1.062M Shares 47,893 Share Price $22.18 Est. Cost/Share $22.18 Unrealized @ Report Date —
— LAZARD GLOBAL TOTAL RETURN & 0.3%
Value $873K Shares 51,320 Share Price $17.02 Est. Cost/Share $17.02 Unrealized @ Report Date —
— ABRDN AUSTRALIA EQUITY FD IN 0.2%
Value $582K Shares 46,499 Share Price $12.52 Est. Cost/Share $12.52 Unrealized @ Report Date —
— NYLIM CBRE GLOBAL 0.2%
Value $539K Shares 40,009 Share Price $13.46 Est. Cost/Share $13.46 Unrealized @ Report Date —
— EATON VANCE TAX-MANAGED BUY- 0.2%
Value $519K Shares 34,789 Share Price $14.92 Est. Cost/Share $14.92 Unrealized @ Report Date —
— NEUBERGER HIGH YIELD ST FD I 0.1%
Value $425K Shares 78,392 Share Price $5.42 Est. Cost/Share $5.42 Unrealized @ Report Date —
— WESTERN ASSET EMERGING MKTS 0.1%
Value $357K Shares 38,135 Share Price $9.36 Est. Cost/Share $9.36 Unrealized @ Report Date —
— TEMPLETON EMERGING MKTS FD 0.1%
Value $300K Shares 13,493 Share Price $22.26 Est. Cost/Share $22.26 Unrealized @ Report Date —
— VIRTUS ARTIFICIAL INTELLIGEN 0.1%
Value $279K Shares 11,213 Share Price $24.87 Est. Cost/Share $24.87 Unrealized @ Report Date —
— BLACKROCK DEBT STRATEGIES FD 0.1%
Value $199K Shares 22,066 Share Price $9.00 Est. Cost/Share $9.00 Unrealized @ Report Date —
— VIRTUS TOTAL RETURN FD INC 0.1%
Value $181K Shares 30,000 Share Price $6.03 Est. Cost/Share $6.03 Unrealized @ Report Date —
— NUVEEN MULTI-MKT INCOME FD I 0.0%
Value $74,217 Shares 13,415 Share Price $5.53 Est. Cost/Share $5.53 Unrealized @ Report Date —

Increased Positions (54)

— EATON VANCE TAX-MANAGED DIVE 1.8%
Value $5.391M (+133.6%) Shares 383,715 (+141.8%) Share Price $14.05 Est. Cost/Share $14.31 Unrealized @ Report Date —
— CENTRAL SECS CORP 1.5%
Value $4.406M (+212.5%) Shares 79,373 (+195.2%) Share Price $55.51 Est. Cost/Share $51.24 Unrealized @ Report Date —
— EATON VANCE TX ADV GLBL DIV 1.2%
Value $3.655M (+74.2%) Shares 158,081 (+77.4%) Share Price $23.12 Est. Cost/Share $21.45 Unrealized @ Report Date —
— GABELLI DIVID & INCOME TR 2.1%
Value $6.308M (+30.8%) Shares 222,969 (+35.9%) Share Price $28.29 Est. Cost/Share $28.64 Unrealized @ Report Date —
— PIMCO INCOME STRATEGY FD 1.3%
Value $3.809M (+62.3%) Shares 548,253 (+85.8%) Share Price $6.95 Est. Cost/Share $7.49 Unrealized @ Report Date —
— ALLSPRING GLOBAL DIVIDEND OP 0.6%
Value $1.675M (+583.9%) Shares 255,731 (+582.0%) Share Price $6.55 Est. Cost/Share $6.38 Unrealized @ Report Date —
— NUVEEN PFD & INCOME OPPORTUN 0.7%
Value $2.07M (+200.3%) Shares 300,720 (+245.7%) Share Price $6.88 Est. Cost/Share $7.18 Unrealized @ Report Date —
— COHEN & STEERS CLOSED-END 0.5%
Value $1.555M (+788.6%) Shares 124,694 (+889.1%) Share Price $12.47 Est. Cost/Share $12.52 Unrealized @ Report Date —
— EATON VANCE TAX-MANAGED GLOB 0.7%
Value $2.12M (+146.7%) Shares 225,286 (+157.2%) Share Price $9.41 Est. Cost/Share $9.39 Unrealized @ Report Date —
— PIMCO DYNAMIC INCOME OPRNTS 0.8%
Value $2.374M (+109.0%) Shares 198,795 (+133.4%) Share Price $11.94 Est. Cost/Share $12.37 Unrealized @ Report Date —
— WESTERN ASSET DIVERSIFIED IN 0.5%
Value $1.46M (+449.9%) Shares 123,537 (+530.8%) Share Price $11.82 Est. Cost/Share $12.15 Unrealized @ Report Date —
— PIMCO HIGH INCOME FD 0.7%
Value $2.119M (+124.2%) Shares 516,772 (+158.3%) Share Price $4.10 Est. Cost/Share $4.31 Unrealized @ Report Date —
— ARES DYNAMIC CR ALLOCATION F 0.7%
Value $2.256M (+72.5%) Shares 196,145 (+89.4%) Share Price $11.50 Est. Cost/Share $12.29 Unrealized @ Report Date —
— VIRTUS CONVERTIBLE & INCOME 0.4%
Value $1.125M (+497.1%) Shares 74,464 (+595.1%) Share Price $15.11 Est. Cost/Share $15.10 Unrealized @ Report Date —
— INVESCO HIGH INCOME TR II 0.4%
Value $1.356M (+172.3%) Shares 149,149 (+211.5%) Share Price $9.09 Est. Cost/Share $9.81 Unrealized @ Report Date —
— NEW GERMANY FD INC 0.3%
Value $979K (+598.3%) Shares 92,017 (+652.1%) Share Price $10.64 Est. Cost/Share $10.82 Unrealized @ Report Date —
— CLOUGH GLOBAL OPPORTUNITIES 0.7%
Value $2.021M (+58.4%) Shares 378,521 (+81.5%) Share Price $5.34 Est. Cost/Share $5.68 Unrealized @ Report Date —
— PRINCIPAL REAL ESTATE INCOME 0.3%
Value $809K (+605.1%) Shares 90,664 (+713.4%) Share Price $8.92 Est. Cost/Share $9.07 Unrealized @ Report Date —
— XAI MADISON EQUITY PREMIUM I 1.0%
Value $2.902M (+22.6%) Shares 546,122 (+28.3%) Share Price $5.31 Est. Cost/Share $6.12 Unrealized @ Report Date —
— NUVEEN GLOBAL HIGH INCOME FD 0.4%
Value $1.208M (+58.4%) Shares 101,819 (+70.3%) Share Price $11.86 Est. Cost/Share $12.43 Unrealized @ Report Date —
— SABA CAPITAL INCOME & OPRNT 0.3%
Value $921K (+84.9%) Shares 153,273 (+102.2%) Share Price $6.01 Est. Cost/Share $6.29 Unrealized @ Report Date —
— BROOKFIELD REAL ASSETS INCOM 0.3%
Value $879K (+86.1%) Shares 76,063 (+107.5%) Share Price $11.55 Est. Cost/Share $12.23 Unrealized @ Report Date —
— CLOUGH GLOBAL DIVID & INCOME 0.3%
Value $994K (+50.6%) Shares 171,750 (+72.7%) Share Price $5.79 Est. Cost/Share $6.04 Unrealized @ Report Date —
— PIMCO CORPORATE & INCM STRG 0.3%
Value $933K (+52.9%) Shares 87,404 (+72.8%) Share Price $10.67 Est. Cost/Share $11.48 Unrealized @ Report Date —
— CALAMOS GBL DYN INCOME FUND 1.3%
Value $3.969M (+8.1%) Shares 491,862 (+19.3%) Share Price $8.07 Est. Cost/Share $7.22 Unrealized @ Report Date —
— BLACKROCK LTD DURATION INCOM 1.3%
Value $4.006M (+6.4%) Shares 348,687 (+15.7%) Share Price $11.49 Est. Cost/Share $12.39 Unrealized @ Report Date —
— FIRST TR INTER DURATN PFD & 0.2%
Value $713K (+49.8%) Shares 44,551 (+70.0%) Share Price $16.01 Est. Cost/Share $16.76 Unrealized @ Report Date —
— FRANKLIN UNVL TR 0.1%
Value $424K (+111.6%) Shares 60,281 (+142.4%) Share Price $7.04 Est. Cost/Share $7.33 Unrealized @ Report Date —
— DOUBLELINE INCOME SOLUTIONS 1.4%
Value $4.151M (+5.5%) Shares 415,052 (+16.7%) Share Price $10.00 Est. Cost/Share $11.84 Unrealized @ Report Date —
— BARINGS GLOBAL SHORT DURATIO 1.0%
Value $2.897M (+7.9%) Shares 219,769 (+16.4%) Share Price $13.18 Est. Cost/Share $13.87 Unrealized @ Report Date —
— FRANKLIN LTD DURATION INCOME 0.6%
Value $1.781M (+13.4%) Shares 332,332 (+22.5%) Share Price $5.36 Est. Cost/Share $6.18 Unrealized @ Report Date —
— BLACKROCK ENHANCED GLOBAL 0.7%
Value $2.091M (+9.6%) Shares 179,043 (+13.4%) Share Price $11.68 Est. Cost/Share $11.32 Unrealized @ Report Date —
— TEMPLETON EMERGING MKTS INCO 0.7%
Value $2.192M (+8.2%) Shares 356,491 (+18.6%) Share Price $6.15 Est. Cost/Share $6.36 Unrealized @ Report Date —
— EATON VANCE ENHANCED EQUITY 1.8%
Value $5.408M (+2.8%) Shares 253,907 (+6.4%) Share Price $21.30 Est. Cost/Share $22.10 Unrealized @ Report Date —
VTWO VANGUARD SCOTTSDALE FDS 0.2%
Value $526K (+38.0%) Shares 4,688 (+49.3%) Share Price $112.25 Est. Cost/Share $110.05 Unrealized @ Report Date +2.0%
— ALLSPRING UTILITIES AND HIGH 0.2%
Value $691K (+25.5%) Shares 66,161 (+46.4%) Share Price $10.44 Est. Cost/Share $11.63 Unrealized @ Report Date —
— NUVEEN FLOATING RATE INCOME 0.1%
Value $296K (+76.7%) Shares 39,609 (+83.1%) Share Price $7.48 Est. Cost/Share $8.08 Unrealized @ Report Date —
— ALLSPRING MULTI SECTOR INCOM 1.1%
Value $3.417M (+3.7%) Shares 397,685 (+12.0%) Share Price $8.59 Est. Cost/Share $9.34 Unrealized @ Report Date —
— ADVENT CONV & INCOME FD 0.2%
Value $510K (+29.9%) Shares 44,505 (+48.5%) Share Price $11.46 Est. Cost/Share $11.89 Unrealized @ Report Date —
— ROYCE GLOBAL TRUST INC 0.9%
Value $2.692M (+3.7%) Shares 189,057 (+3.6%) Share Price $14.24 Est. Cost/Share $11.65 Unrealized @ Report Date —
— MORGAN STANLEY CHINA A SH FD 0.3%
Value $795K (-10.1%) Shares 44,836 (+6.7%) Share Price $17.74 Est. Cost/Share $20.83 Unrealized @ Report Date —
— TOTAL RETURN SECURITIES FUND 0.8%
Value $2.42M (+3.6%) Shares 424,625 (+8.0%) Share Price $5.70 Est. Cost/Share $6.16 Unrealized @ Report Date —
— HANCOCK JOHN INVS TR 0.6%
Value $1.829M (+4.6%) Shares 148,070 (+12.8%) Share Price $12.35 Est. Cost/Share $13.07 Unrealized @ Report Date —
— LIBERTY ALL-STAR GROWTH FD I 2.7%
Value $8.293M (-0.8%) Shares 1,642,101 (+7.5%) Share Price $5.05 Est. Cost/Share $5.10 Unrealized @ Report Date —
— DOUBLELINE YIELD OPPORTUNITI 0.8%
Value $2.282M (+2.7%) Shares 170,675 (+8.1%) Share Price $13.37 Est. Cost/Share $15.03 Unrealized @ Report Date —
— CLOUGH GLOBAL EQUITY FD 0.1%
Value $156K (+49.9%) Shares 20,882 (+73.0%) Share Price $7.47 Est. Cost/Share $7.18 Unrealized @ Report Date —
— EATON VANCE TAX MNGED BUY WR 2.3%
Value $6.855M (+0.7%) Shares 447,139 (+2.1%) Share Price $15.33 Est. Cost/Share $13.57 Unrealized @ Report Date —
— BLACKROCK MULTI SECTOR INC T 0.3%
Value $963K (-4.8%) Shares 85,695 (+6.0%) Share Price $11.24 Est. Cost/Share $12.96 Unrealized @ Report Date —
— RIVERNORTH DOUBLELINE STRATE 0.1%
Value $421K (+12.6%) Shares 60,800 (+25.7%) Share Price $6.92 Est. Cost/Share $7.96 Unrealized @ Report Date —
— NUVEEN S&P 500 DYNAMIC OVERW 1.7%
Value $5.006M (+0.7%) Shares 266,301 (+3.5%) Share Price $18.80 Est. Cost/Share $16.16 Unrealized @ Report Date —
— ABRDN EMERGING MARKETS EX CH 0.5%
Value $1.601M (+2.1%) Shares 169,459 (+3.7%) Share Price $9.45 Est. Cost/Share $6.87 Unrealized @ Report Date —
— CALAMOS GLOBAL TOTAL RETURN 0.8%
Value $2.388M (-1.3%) Shares 185,151 (+4.5%) Share Price $12.90 Est. Cost/Share $11.30 Unrealized @ Report Date —
— VOYA EMERGING MKTS HIGH DIVI 0.1%
Value $223K (+9.5%) Shares 29,479 (+12.8%) Share Price $7.57 Est. Cost/Share $7.19 Unrealized @ Report Date —
— ABRDN INCOME CREDIT STRATEGI 0.8%
Value $2.29M (-0.2%) Shares 514,675 (+16.6%) Share Price $4.45 Est. Cost/Share $5.60 Unrealized @ Report Date —

Exited Positions (23)

— ABERDEEN MULTI-MARKET INCOME 1.1%
Value $3.286M Shares 746,733 Share Price $4.40 Est. Cost/Share $4.40 Unrealized @ Report Date —
— COHEN & STEERS TAX ADVAN PFD 0.6%
Value $1.878M Shares 97,919 Share Price $19.18 Est. Cost/Share $19.34 Unrealized @ Report Date —
— NUVEEN NASDAQ 100 DYNAMIC OV 0.4%
Value $1.359M Shares 45,069 Share Price $30.16 Est. Cost/Share $30.16 Unrealized @ Report Date —
PSUS PERSHING SQUARE USA LTD 0.3%
Value $1.005M Shares 26,880 Share Price $37.38 Est. Cost/Share $37.38 Unrealized @ Report Date —
— COLUMBIA SELIGM PREM TECH GR 0.3%
Value $850K Shares 15,785 Share Price $53.87 Est. Cost/Share $35.59 Unrealized @ Report Date —
— WSTRN AST GLBL CORP OPP FD I 0.2%
Value $743K Shares 69,235 Share Price $10.73 Est. Cost/Share $11.46 Unrealized @ Report Date —
— EATON VANCE SHORT DURATION D 0.2%
Value $689K Shares 63,944 Share Price $10.78 Est. Cost/Share $10.87 Unrealized @ Report Date —
— PUTNAM PREMIER INCOME TR 0.2%
Value $673K Shares 192,783 Share Price $3.49 Est. Cost/Share $3.49 Unrealized @ Report Date —
— HANCOCK JOHN PREM DIVID FD 0.2%
Value $509K Shares 39,317 Share Price $12.95 Est. Cost/Share $12.79 Unrealized @ Report Date —
— INVESCO SR INCOME TR 0.1%
Value $406K Shares 135,189 Share Price $3.00 Est. Cost/Share $3.00 Unrealized @ Report Date —
— ANGEL OAK FINL STRATEGIES IN 0.1%
Value $374K Shares 29,245 Share Price $12.80 Est. Cost/Share $12.74 Unrealized @ Report Date —
— EATON VANCE FLOATING RATE IN 0.1%
Value $366K Shares 33,856 Share Price $10.80 Est. Cost/Share $11.45 Unrealized @ Report Date —
— VIRTUS EQUITY & CONV INCM FD 0.1%
Value $360K Shares 13,421 Share Price $26.86 Est. Cost/Share $22.88 Unrealized @ Report Date —
— MFS INTER INCOME TR 0.1%
Value $351K Shares 142,034 Share Price $2.47 Est. Cost/Share $2.56 Unrealized @ Report Date —
— JOHN HANCOCK DIVERSIFIED INC 0.1%
Value $292K Shares 25,429 Share Price $11.48 Est. Cost/Share $10.31 Unrealized @ Report Date —
— VIRTUS DIVIDEND INTEREST & P 0.1%
Value $228K Shares 15,025 Share Price $15.19 Est. Cost/Share $12.85 Unrealized @ Report Date —
— ABRDN LIFE SCIENCES INVESTOR 0.1%
Value $221K Shares 11,026 Share Price $20.01 Est. Cost/Share $15.07 Unrealized @ Report Date —
— ABRDN WORLD HEALTHCARE FUND 0.1%
Value $215K Shares 16,080 Share Price $13.40 Est. Cost/Share $13.40 Unrealized @ Report Date —
— VIRTUS DIVERSIFIED INCM & CO 0.1%
Value $208K Shares 7,355 Share Price $28.34 Est. Cost/Share $28.34 Unrealized @ Report Date —
— NUVEEN REAL ESTATE INCOME FD 0.1%
Value $193K Shares 22,364 Share Price $8.62 Est. Cost/Share $7.66 Unrealized @ Report Date —
— NUVEEN CR STRATEGIES INCOME 0.0%
Value $147K Shares 30,000 Share Price $4.91 Est. Cost/Share $5.02 Unrealized @ Report Date —
— BLACKROCK CR ALLOCATION 0.0%
Value $134K Shares 13,149 Share Price $10.22 Est. Cost/Share $10.63 Unrealized @ Report Date —
— BNY MELLON HIGH YIELD STRATE 0.0%
Value $71,475 Shares 29,535 Share Price $2.42 Est. Cost/Share $2.56 Unrealized @ Report Date —

Decreased Positions (58)

— GABELLI EQUITY TR INC 2.6%
Value $7.956M (-32.2%) Shares 1,518,357 (-26.8%) Share Price $5.24 Est. Cost/Share $5.66 Unrealized @ Report Date —
— CALAMOS STRATEGIC TOTAL RETU 0.2%
Value $644K (-80.9%) Shares 31,596 (-80.7%) Share Price $20.39 Est. Cost/Share $17.13 Unrealized @ Report Date —
— ROYCE SMALL CAP TRUST INC 2.9%
Value $8.8M (-21.3%) Shares 513,739 (-15.2%) Share Price $17.13 Est. Cost/Share $17.60 Unrealized @ Report Date —
— SRH TOTAL RETURN FUND INC 1.0%
Value $3.122M (-41.6%) Shares 179,744 (-39.8%) Share Price $17.37 Est. Cost/Share $16.87 Unrealized @ Report Date —
— SPECIAL OPPORTUNITIES FD INC 2.3%
Value $7.061M (-21.2%) Shares 558,655 (-16.0%) Share Price $12.64 Est. Cost/Share $14.11 Unrealized @ Report Date —
— LIBERTY ALL STAR EQUITY FD 2.5%
Value $7.701M (-19.5%) Shares 1,334,591 (-19.0%) Share Price $5.77 Est. Cost/Share $6.28 Unrealized @ Report Date —
— DOUBLELINE OPPORTUNISTIC CR 0.4%
Value $1.215M (-59.9%) Shares 89,661 (-57.4%) Share Price $13.55 Est. Cost/Share $14.40 Unrealized @ Report Date —
— ALLSPRING INCOME OPPORTUNIT 0.7%
Value $2.14M (-45.2%) Shares 352,947 (-40.8%) Share Price $6.06 Est. Cost/Share $6.98 Unrealized @ Report Date —
— WESTERN ASSET HIGH YIELD OPP 0.6%
Value $1.768M (-49.5%) Shares 179,344 (-45.5%) Share Price $9.86 Est. Cost/Share $11.10 Unrealized @ Report Date —
— WESTERN ASSET GBL HIGH INC F 0.5%
Value $1.437M (-54.3%) Shares 263,590 (-50.1%) Share Price $5.45 Est. Cost/Share $6.48 Unrealized @ Report Date —
— VOYA GLBL ADV & PREM OPP FD 0.1%
Value $406K (-80.4%) Shares 40,604 (-80.6%) Share Price $10.01 Est. Cost/Share $9.79 Unrealized @ Report Date —
— PGIM GLOBAL HIGH YIELD FD FO 0.8%
Value $2.444M (-39.9%) Shares 221,753 (-34.0%) Share Price $11.02 Est. Cost/Share $12.18 Unrealized @ Report Date —
— KKR INCOME OPPORTUNITIES FD 0.1%
Value $390K (-80.3%) Shares 37,893 (-78.4%) Share Price $10.30 Est. Cost/Share $11.72 Unrealized @ Report Date —
— CALAMOS CONV & HIGH INCOME F 0.2%
Value $652K (-69.6%) Shares 55,669 (-64.6%) Share Price $11.71 Est. Cost/Share $12.19 Unrealized @ Report Date —
— SABA CAPITAL INCOME & OPPORT 1.1%
Value $3.48M (-29.4%) Shares 436,616 (-26.0%) Share Price $7.97 Est. Cost/Share $8.71 Unrealized @ Report Date —
— PIMCO INCOME STRATEGY FD II 0.7%
Value $1.971M (-41.1%) Shares 313,823 (-32.4%) Share Price $6.28 Est. Cost/Share $7.10 Unrealized @ Report Date —
— SOURCE CAPITAL 1.9%
Value $5.717M (-19.2%) Shares 125,834 (-18.3%) Share Price $45.43 Est. Cost/Share $45.78 Unrealized @ Report Date —
— WESTERN ASSET HIGH INCOME OP 0.3%
Value $1.041M (-55.5%) Shares 319,464 (-50.3%) Share Price $3.26 Est. Cost/Share $3.78 Unrealized @ Report Date —
— GENERAL AMERN INVS CO INC 1.3%
Value $3.904M (-24.7%) Shares 61,535 (-24.3%) Share Price $63.44 Est. Cost/Share $63.34 Unrealized @ Report Date —
— CALAMOS LNG SHR EQT DYNAMIC 0.4%
Value $1.136M (-52.8%) Shares 90,470 (-50.8%) Share Price $12.56 Est. Cost/Share $14.20 Unrealized @ Report Date —
— BRANDYWINEGBL GBL INCM OPP F 0.9%
Value $2.583M (-31.3%) Shares 373,225 (-21.2%) Share Price $6.92 Est. Cost/Share $8.17 Unrealized @ Report Date —
— HIGHLAND GLOBAL ALLOCATION F 0.9%
Value $2.768M (-29.3%) Shares 419,347 (-19.4%) Share Price $6.60 Est. Cost/Share $7.79 Unrealized @ Report Date —
— FIRST TR ENHANCED EQUITY 2.1%
Value $6.225M (-15.3%) Shares 279,892 (-14.9%) Share Price $22.24 Est. Cost/Share $20.15 Unrealized @ Report Date —
— ROYCE MICRO-CAP TR INC 1.0%
Value $3.136M (-25.6%) Shares 233,299 (-18.9%) Share Price $13.44 Est. Cost/Share $9.06 Unrealized @ Report Date —
— ALLIANCEBERNSTEIN GLOBAL HIG 0.6%
Value $1.883M (-36.3%) Shares 193,518 (-32.6%) Share Price $9.73 Est. Cost/Share $10.63 Unrealized @ Report Date —
— ABRDN HEALTHCARE OPPORTUNITI 0.1%
Value $337K (-74.5%) Shares 18,300 (-74.0%) Share Price $18.40 Est. Cost/Share $17.84 Unrealized @ Report Date —
— LMP CAP & INCOME FD INC 1.4%
Value $4.25M (-18.6%) Shares 288,321 (-13.5%) Share Price $14.74 Est. Cost/Share $15.65 Unrealized @ Report Date —
— EATON VANCE TAX-MANAGED GLOB 0.5%
Value $1.591M (-36.3%) Shares 167,447 (-35.4%) Share Price $9.50 Est. Cost/Share $8.70 Unrealized @ Report Date —
— EATON VANCE RISK-MANAGED DIV 0.3%
Value $962K (-43.8%) Shares 117,721 (-43.1%) Share Price $8.17 Est. Cost/Share $8.78 Unrealized @ Report Date —
— PIMCO GLOBAL STOCKPLUS INCOM 0.9%
Value $2.639M (-21.8%) Shares 319,717 (-17.7%) Share Price $8.25 Est. Cost/Share $8.58 Unrealized @ Report Date —
— COHEN & STEERS SELECT PFD & 0.4%
Value $1.316M (-33.8%) Shares 72,564 (-26.6%) Share Price $18.14 Est. Cost/Share $20.45 Unrealized @ Report Date —
— NUVEEN CORE EQUITY ALPHA FD 2.7%
Value $8.051M (-7.6%) Shares 464,820 (-10.5%) Share Price $17.32 Est. Cost/Share $15.50 Unrealized @ Report Date —
— EATON VANCE ENHANCED EQUITY 1.8%
Value $5.441M (-10.7%) Shares 273,850 (-11.6%) Share Price $19.87 Est. Cost/Share $19.66 Unrealized @ Report Date —
— CALAMOS DYNAMIC CONV & INCOM 0.1%
Value $371K (-63.5%) Shares 16,406 (-58.4%) Share Price $22.62 Est. Cost/Share $25.77 Unrealized @ Report Date —
— PGIM HIGH YIELD BOND FUND IN 0.5%
Value $1.462M (-30.4%) Shares 124,547 (-22.6%) Share Price $11.74 Est. Cost/Share $13.07 Unrealized @ Report Date —
— EATON VANCE TAX-ADVANTAGED G 0.7%
Value $2.23M (-21.6%) Shares 73,567 (-20.2%) Share Price $30.31 Est. Cost/Share $26.87 Unrealized @ Report Date —
— MORGAN STANLEY EMKT DBT FD I 0.8%
Value $2.575M (-19.3%) Shares 373,948 (-12.6%) Share Price $6.89 Est. Cost/Share $7.40 Unrealized @ Report Date —
— VIRTUS GLOBAL MULTI-SECTOR I 0.3%
Value $1.018M (-36.8%) Shares 150,791 (-29.7%) Share Price $6.75 Est. Cost/Share $9.47 Unrealized @ Report Date —
— HANCOCK JOHN FINL OPPTYS 0.1%
Value $359K (-60.0%) Shares 10,012 (-56.0%) Share Price $35.88 Est. Cost/Share $39.42 Unrealized @ Report Date —
— SPROTT FOCUS TR INC 0.2%
Value $744K (-38.1%) Shares 76,777 (-39.4%) Share Price $9.69 Est. Cost/Share $7.67 Unrealized @ Report Date —
— NEUBERGER R/EST SECS INC FD 0.2%
Value $708K (-38.8%) Shares 272,461 (-28.7%) Share Price $2.60 Est. Cost/Share $2.94 Unrealized @ Report Date —
— UBS ASSET MGMT INCOME FD INC 0.6%
Value $1.762M (-18.1%) Shares 752,927 (-13.2%) Share Price $2.34 Est. Cost/Share $2.56 Unrealized @ Report Date —
— PGIM SHORT DUR HIG YLD OPP F 0.2%
Value $525K (-41.7%) Shares 34,447 (-37.2%) Share Price $15.23 Est. Cost/Share $15.83 Unrealized @ Report Date —
— EUROPEAN EQUITY FD INC 1.7%
Value $5.148M (-6.5%) Shares 493,614 (-1.4%) Share Price $10.43 Est. Cost/Share $9.58 Unrealized @ Report Date —
— WESTERN ASSET HIGH INCOM FD 0.4%
Value $1.245M (-19.9%) Shares 352,768 (-10.2%) Share Price $3.53 Est. Cost/Share $4.27 Unrealized @ Report Date —
— BLACKROCK CORPOR HI YLD FD I 0.1%
Value $165K (-63.4%) Shares 21,086 (-60.0%) Share Price $7.84 Est. Cost/Share $8.56 Unrealized @ Report Date —
— COHEN & STEERS LTD DURATION 0.2%
Value $494K (-36.2%) Shares 25,568 (-30.2%) Share Price $19.34 Est. Cost/Share $19.67 Unrealized @ Report Date —
— EATON VANCE LIMITED DURATION 0.6%
Value $1.931M (-11.4%) Shares 228,542 (-1.8%) Share Price $8.45 Est. Cost/Share $9.67 Unrealized @ Report Date —
— BLACKROCK ENHANCED INTL DIV 0.2%
Value $632K (-23.8%) Shares 112,343 (-22.3%) Share Price $5.63 Est. Cost/Share $5.56 Unrealized @ Report Date —
VOO VANGUARD INDEX FDS 0.8%
Value $2.438M (-6.8%) Shares 3,478 (-8.7%) Share Price $700.91 Est. Cost/Share $644.69 Unrealized @ Report Date +8.7%
— VOYA ASIA PAC HIGH DIV EQT I 0.9%
Value $2.694M (-5.7%) Shares 303,062 (-1.7%) Share Price $8.89 Est. Cost/Share $8.02 Unrealized @ Report Date —
— FRANKLIN MASTER INTER INCOME 0.2%
Value $574K (-19.2%) Shares 190,008 (-13.5%) Share Price $3.02 Est. Cost/Share $3.23 Unrealized @ Report Date —
— ELLSWORTH GROWTH & INCOME FD 0.2%
Value $487K (-19.4%) Shares 41,527 (-9.1%) Share Price $11.72 Est. Cost/Share $10.73 Unrealized @ Report Date —
— GABELLI CONV & INC SECS FD I 0.1%
Value $452K (-20.2%) Shares 109,136 (-9.8%) Share Price $4.14 Est. Cost/Share $4.68 Unrealized @ Report Date —
— BLACKROCK ENHANCED EQUITY DI 0.7%
Value $2.175M (-4.9%) Shares 231,344 (-3.2%) Share Price $9.40 Est. Cost/Share $8.73 Unrealized @ Report Date —
— VOYA GLBL EQTY DIV & PREM OP 0.0%
Value $67,053 (-46.3%) Shares 10,850 (-46.7%) Share Price $6.18 Est. Cost/Share $5.77 Unrealized @ Report Date —
— BANCROFT FD LTD 0.1%
Value $338K (-14.1%) Shares 14,645 (-3.2%) Share Price $23.08 Est. Cost/Share $21.88 Unrealized @ Report Date —
— EATON VANCE SR INCOME TR 0.1%
Value $275K (-3.8%) Shares 56,599 (-1.2%) Share Price $4.85 Est. Cost/Share $5.47 Unrealized @ Report Date —

Unchanged Positions (13)

— TAIWAN FD INC 1.5%
Value $4.528M Shares 44,417 Share Price $101.94 Est. Cost/Share $37.79 Unrealized @ Report Date —
— TEMPLETON DRAGON FD INC 0.6%
Value $1.757M Shares 180,423 Share Price $9.74 Est. Cost/Share $11.20 Unrealized @ Report Date —
— KOREA FD INC 0.4%
Value $1.149M Shares 17,500 Share Price $65.66 Est. Cost/Share $38.77 Unrealized @ Report Date —
— COHEN & STEERS QUALITY INCOM 0.2%
Value $667K Shares 61,196 Share Price $10.90 Est. Cost/Share $12.31 Unrealized @ Report Date —
— JAPAN SMALLER CAPITALIZATION 0.4%
Value $1.173M Shares 93,079 Share Price $12.60 Est. Cost/Share $8.42 Unrealized @ Report Date —
SPY STATE STR SPDR S&P 500 ETF T 1.1%
Value $3.277M Shares 4,286 Share Price $764.52 Est. Cost/Share $650.17 Unrealized @ Report Date +17.3%
— FLAHERTY & CRUMRINE DYNAMIC 0.1%
Value $390K Shares 20,669 Share Price $18.88 Est. Cost/Share $20.67 Unrealized @ Report Date —
— MEXICO EQUITY & INCOME FD 0.3%
Value $880K Shares 70,498 Share Price $12.49 Est. Cost/Share $7.99 Unrealized @ Report Date —
VEA VANGUARD TAX-MANAGED FDS 1.2%
Value $3.709M Shares 52,531 Share Price $70.61 Est. Cost/Share $69.66 Unrealized @ Report Date +1.4%
— MEXICO FD INC 0.1%
Value $297K Shares 14,588 Share Price $20.39 Est. Cost/Share $16.66 Unrealized @ Report Date —
VWO VANGUARD INTL EQUITY INDEX F 0.1%
Value $425K Shares 7,159 Share Price $59.31 Est. Cost/Share $58.77 Unrealized @ Report Date +0.9%
QQQ INVESCO QQQ TR 0.1%
Value $407K Shares 549 Share Price $740.52 Est. Cost/Share $295.05 Unrealized @ Report Date +150.7%
VXUS VANGUARD STAR FDS 0.1%
Value $255K Shares 2,997 Share Price $84.96 Est. Cost/Share $83.74 Unrealized @ Report Date +1.5%