Location: Baltimore, MD
CIK: 0001835943 · Show all filings
Period: Q1 2021 (← Previous) (Next →)
Filing Date: May 13, 2021
Total Value: $475M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 600,000 | $133M | 27.9% | $220.94 | — | — | Put | 464287655 |
| COHU | COHU INC | 665,853 | $27.86M | 5.9% | $41.84 | $29.45 | +42.1% | COM | 192576106 |
| IWO | ISHARES TR | 100,000 | $23.98M | 5.0% | $239.77 | — | — | Put | 464287648 |
| AVNW | AVIAT NETWORKS INC | 277,341 | $19.7M | 4.1% | $71.04 * | $23.73 | +49.7% | COM NEW | 05366Y201 |
| — | EMCORE CORP | 3,370,153 | $18.4M | 3.9% | $5.46 | $5.45 | — | COM NEW | 290846203 |
| — | O2MICRO INTERNATIONAL LIMITE | 1,828,199 | $14.3M | 3.0% | $7.82 | $9.18 | — | SPONS ADR | 67107W100 |
| FKWL | FRANKLIN WIRELESS CORP | 780,000 | $13.95M | 2.9% | $17.88 * | $20.46 | +5.3% | COM | 355184102 |
| — | THERATECHNOLOGIES INC | 3,575,733 | $13.82M | 2.9% | $3.86 | $3.64 | — | COM | 88338H100 |
| ASPN | ASPEN AEROGELS INC | 655,819 | $13.34M | 2.8% | $20.34 | $13.15 | +54.7% | COM | 04523Y105 |
| DZSIQ | DZS INC | 723,923 | $11.26M | 2.4% | $15.55 | $15.55 | — | COM | 268211109 |
| — | ADAMAS PHARMACEUTICALS INC | 2,210,743 | $10.61M | 2.2% | $4.80 | $4.61 | — | COM | 00548A106 |
| RMNI | RIMINI STR INC DEL | 1,176,084 | $10.55M | 2.2% | $8.97 | $7.74 | +15.9% | COM | 76674Q107 |
| — | AVAYA HLDGS CORP | 360,000 | $10.09M | 2.1% | $28.03 | $19.15 | — | COM | 05351X101 |
| — | ISHARES TR | 410,000 | $9.963M | 2.1% | $24.30 | — | — | Put | 464288954 |
| PBW | INVESCO EXCHANGE TRADED FD T | 100,000 | $9.839M | 2.1% | $98.39 | — | — | Put | 46137V134 |
| PBYI | PUMA BIOTECHNOLOGY INC | 964,590 | $9.376M | 2.0% | $9.72 | $11.17 | -13.0% | COM | 74587V107 |
| EDAP | EDAP TMS S A | 1,083,250 | $9.099M | 1.9% | $8.40 | $7.21 | — | SPONSORED ADR | 268311107 |
| — | AVAYA HLDGS CORP | 300,000 | $8.409M | 1.8% | $28.03 | $19.15 | — | Call | 05351X101 |
| GRTX | GALERA THERAPEUTICS INC | 912,599 | $8.05M | 1.7% | $8.82 * | $10.98 | 0.0% | COM | 36338D108 |
| — | NUVVE HOLDING CORP | 800,000 | $7.622M | 1.6% | $9.53 | $9.53 | — | COM | 67079Y100 |
| BWAY | BRAINSWAY LTD | 760,000 | $6.863M | 1.4% | $9.03 | $8.65 | +4.4% | SPONSORED ADS | 10501L106 |
| — | STRONGBRIDGE BIOPHARMA PLC | 2,194,173 | $6.056M | 1.3% | $2.76 | $2.49 | — | SHS USD | G85347105 |
| LPTH | LIGHTPATH TECHNOLOGIES INC | 1,854,324 | $5.749M | 1.2% | $3.10 | $2.88 | +7.6% | COM CL A | 532257805 |
| — | SCPHARMACEUTICALS INC | 855,142 | $5.686M | 1.2% | $6.65 | $5.64 | — | COM | 810648105 |
| — | ALLENA PHARMACEUTICALS | 4,000,000 | $5.56M | 1.2% | $1.39 | $1.33 | — | COM | 018119107 |
| INFIQ | INFINITY PHARMACEUTICALS INC | 1,650,256 | $5.33M | 1.1% | $3.23 * | $3.34 | 0.0% | COM | 45665G303 |
| — | PARATEK PHARMACEUTICALS INC | 749,608 | $5.292M | 1.1% | $7.06 | $6.26 | — | COM | 699374302 |
| — | ALIMERA SCIENCES INC | 501,025 | $4.82M | 1.0% | $9.62 | $4.22 | — | COM NEW | 016259202 |
| — | YIELD10 BIOSCIENCE INC | 380,000 | $4.765M | 1.0% | $12.54 | $12.54 | — | COM | 98585K862 |
| MYO | MYOMO INC | 356,925 | $4.568M | 1.0% | $12.80 | $5.68 | +125.4% | COM NEW | 62857J201 |
| — | TALEND S A | 65,800 | $4.188M | 0.9% | $63.65 | $63.65 | — | ADS | 874224207 |
| — | PROCESSA PHARMACEUTICALS INC | 387,097 | $4.008M | 0.8% | $10.35 | $10.35 | — | COM NEW | 74275C205 |
| MDNAF | MEDICENNA THERAPEUTICS CORP | 840,000 | $3.427M | 0.7% | $4.08 | $4.07 | 0.0% | COM | 58490H107 |
| ANVS | ANNOVIS BIO INC | 117,256 | $3.101M | 0.7% | $26.45 * | $5.41 | +415.4% | COM | 03615A108 |
| — | CHF SOLUTIONS INC | 500,000 | $2.955M | 0.6% | $5.91 | $5.91 | — | COM | 12542Q870 |
| — | HANCOCK JAFFE LABORATORIES I | 428,570 | $2.855M | 0.6% | $6.66 | $6.66 | — | COM NEW | 41015N304 |
| — | SALARIUS PHARMACEUTICALS INC | 1,800,000 | $2.664M | 0.6% | $1.48 | $1.00 | — | COM NEW | 79400X107 |
| — | EVOKE PHARMA INC | 1,433,113 | $2.623M | 0.6% | $1.83 | $1.83 | — | COM | 30049G104 |
| ARDS | ARIDIS PHARMACEUTICALS INC | 423,357 | $2.495M | 0.5% | $5.89 | $6.95 | -15.1% | COM | 040334104 |
| — | EXFO INC | 522,492 | $2.226M | 0.5% | $4.26 | $4.26 | — | SUB VTG SHS | 302046107 |
| DAIO | DATA I O CORP | 378,310 | $2.051M | 0.4% | $5.42 | $4.56 | +19.0% | COM | 237690102 |
| — | HELIUS MED TECHNOLOGIES INC | 101,214 | $1.821M | 0.4% | $17.99 | $17.99 | — | COM CL A NEW | 42328V603 |
| — | HTG MOLECULAR DIAGNOSTICS IN | 232,000 | $1.269M | 0.3% | $5.47 | $5.47 | — | COM NEW | 40434H203 |
| GANX | GAIN THERAPEUTICS INC | 65,809 | $982K | 0.2% | $14.92 | $13.34 | +11.9% | COM | 36269B105 |
| BLIN | BRIDGELINE DIGITAL INC | 177,419 | $512K | 0.1% | $2.89 | $3.21 | -9.9% | COM | 10807Q700 |
| — | EYENOVIA INC | 79,807 | $408K | 0.1% | $5.11 | $5.11 | — | COM | 30234E104 |
| — | CYCLO THERAPEUTICS INC | 17,235 | $141K | 0.0% | $8.18 | $4.35 | — | COM NEW | 23254X201 |
| — | VALLON PHARMACEUTICALS INC | 20,514 | $95,000 | 0.0% | $4.63 | $4.63 | — | COM | 92023M101 |