Location: Baltimore, MD
CIK: 0001835943 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 12, 2021
Total Value: $476M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 500,000 | $109M | 23.0% | $218.75 | — | — | Put | 464287655 |
| SIMO | SILICON MOTION TECHNOLOGY CO | 1,468,735 | $29.12M | 6.1% | $19.82 * | $70.60 | -2.3% | SPONSORED ADR | 82706C108 |
| — | EMCORE CORP | 3,370,153 | $25.21M | 5.3% | $7.48 | $5.45 | — | COM NEW | 290846203 |
| PDFS | PDF SOLUTIONS INC | 1,005,000 | $23.16M | 4.9% | $23.04 | $18.20 | +26.6% | COM | 693282105 |
| PLAB | PHOTRONICS INC | 1,370,734 | $18.68M | 3.9% | $13.63 | $13.09 | +4.2% | COM | 719405102 |
| AVNW | AVIAT NETWORKS INC | 554,682 | $18.23M | 3.8% | $32.86 | $29.28 | +12.2% | COM NEW | 05366Y201 |
| BLIN | BRIDGELINE DIGITAL INC | 1,259,644 | $17.21M | 3.6% | $13.67 * | $5.30 | -22.5% | COM | 10807Q700 |
| GRTX | GALERA THERAPEUTICS INC | 2,036,495 | $16.5M | 3.5% | $8.10 * | $9.41 | -8.9% | COM | 36338D108 |
| — | ADTRAN INC | 812,656 | $15.25M | 3.2% | $18.76 | $18.76 | — | COM | 00738A106 |
| — | O2MICRO INTERNATIONAL LIMITE | 2,458,402 | $14.85M | 3.1% | $6.04 | $8.38 | — | SPONS ADR | 67107W100 |
| — | ADAMAS PHARMACEUTICALS INC | 2,585,743 | $12.7M | 2.7% | $4.91 | $4.69 | — | COM | 00548A106 |
| — | AVEO PHARMACEUTICALS INC | 1,986,176 | $12.28M | 2.6% | $6.18 | $6.18 | — | COM NEW | 053588307 |
| — | THERATECHNOLOGIES INC | 3,023,036 | $11.96M | 2.5% | $3.96 | $3.64 | — | COM | 88338H100 |
| DZSIQ | DZS INC | 969,015 | $11.88M | 2.5% | $12.26 | $17.27 | — | COM | 268211109 |
| PDSB | PDS BIOTECHNOLOGY CORP | 773,560 | $11.53M | 2.4% | $14.90 | $7.81 | +90.8% | COM | 70465T107 |
| — | X4 PHARMACEUTICALS INC | 1,664,540 | $8.805M | 1.9% | $5.29 | $6.34 | — | COM | 98420X103 |
| — | SCPHARMACEUTICALS INC | 1,234,121 | $8.207M | 1.7% | $6.65 | $6.12 | — | COM | 810648105 |
| — | PARATEK PHARMACEUTICALS INC | 1,609,398 | $7.821M | 1.6% | $4.86 | $5.72 | — | COM | 699374302 |
| EDAP | EDAP TMS S A | 1,208,250 | $7.709M | 1.6% | $6.38 | $7.20 | — | SPONSORED ADR | 268311107 |
| PBYI | PUMA BIOTECHNOLOGY INC | 864,427 | $6.059M | 1.3% | $7.01 | $11.03 | -36.4% | COM | 74587V107 |
| — | AVAYA HLDGS CORP | 300,000 | $5.937M | 1.2% | $19.79 | $19.15 | — | Call | 05351X101 |
| AMSC | AMERICAN SUPERCONDUCTOR CORP | 395,487 | $5.766M | 1.2% | $14.58 | $13.86 | +5.2% | SHS NEW | 030111207 |
| FKWL | FRANKLIN WIRELESS CORP | 780,000 | $5.663M | 1.2% | $7.26 | $20.46 | -64.8% | COM | 355184102 |
| — | CYBEROPTICS CORP | 116,566 | $4.147M | 0.9% | $35.58 | $40.96 | — | COM | 232517102 |
| MYO | MYOMO INC | 348,125 | $4.139M | 0.9% | $11.89 | $9.96 | +19.4% | COM NEW | 62857J201 |
| RFIL | RF INDS LTD | 495,037 | $4.035M | 0.8% | $8.15 | $7.07 | +15.4% | COM PAR $0.01 | 749552105 |
| — | WIRELESS TELECOM GROUP INC | 1,867,639 | $3.866M | 0.8% | $2.07 | $3.23 | — | COM | 976524108 |
| — | TRANSCODE THERAPEUTICS INC | 1,270,500 | $3.798M | 0.8% | $2.99 | $2.99 | — | COM | 89357L105 |
| — | BK TECHNOLOGIES CORPORATION | 1,340,000 | $3.786M | 0.8% | $2.83 | $3.15 | — | COM | 05587G104 |
| — | ALLENA PHARMACEUTICALS | 4,000,000 | $3.608M | 0.8% | $0.90 | $1.33 | — | COM | 018119107 |
| BWAY | BRAINSWAY LTD | 440,301 | $3.549M | 0.7% | $8.06 | $8.65 | -6.8% | SPONSORED ADS | 10501L106 |
| — | HTG MOLECULAR DIAGNOSTICS IN | 612,000 | $3.494M | 0.7% | $5.71 | $5.68 | — | COM NEW | 40434H203 |
| — | PROCESSA PHARMACEUTICALS INC | 387,097 | $3.317M | 0.7% | $8.57 | $10.35 | — | COM NEW | 74275C205 |
| ASYS | AMTECH SYS INC | 273,100 | $3.121M | 0.7% | $11.43 | $10.24 | +11.6% | COM PAR $0.01N | 032332504 |
| DAIO | DATA I O CORP | 418,310 | $2.731M | 0.6% | $6.53 | $4.69 | +39.3% | COM | 237690102 |
| MDNAF | MEDICENNA THERAPEUTICS CORP | 915,000 | $2.544M | 0.5% | $2.78 * | $4.04 | -38.7% | COM | 58490H107 |
| ACTG | ACACIA RESH CORP | 362,906 | $2.464M | 0.5% | $6.79 | $6.12 | +10.9% | ACACIA TCH COM | 003881307 |
| — | CYCLO THERAPEUTICS INC | 350,000 | $2.363M | 0.5% | $6.75 | — | — | Call | 23254X201 |
| — | EVOKE PHARMA INC | 1,701,185 | $2.211M | 0.5% | $1.30 | $1.76 | — | COM | 30049G104 |
| IPWR | IDEAL PWR INC | 144,347 | $2.197M | 0.5% | $15.22 | $10.84 | +40.5% | COM NEW | 451622203 |
| — | ALIMERA SCIENCES INC | 501,025 | $2.115M | 0.4% | $4.22 | $4.22 | — | COM NEW | 016259202 |
| ANVS | ANNOVIS BIO INC | 66,469 | $2.11M | 0.4% | $31.74 | $8.39 | +278.6% | COM | 03615A108 |
| — | NLS PHARMACEUTICS LTD | 827,921 | $2.069M | 0.4% | $2.50 | — | — | Call | H57830111 |
| — | YIELD10 BIOSCIENCE INC | 342,000 | $2.049M | 0.4% | $5.99 | $12.54 | — | COM | 98585K862 |
| ONDS | ONDAS HLDGS INC | 207,070 | $1.898M | 0.4% | $9.17 | $7.86 | +16.5% | COM NEW | 68236H204 |
| SCYX | SCYNEXIS INC | 343,126 | $1.819M | 0.4% | $5.30 | $7.89 | -32.8% | COM NEW | 811292200 |
| — | NUWELLIS INC | 760,000 | $1.671M | 0.4% | $2.20 | $2.20 | — | COM | 67113Y108 |
| — | DERMATA THERAPEUTICS INC | 175,000 | $786K | 0.2% | $4.49 | $4.49 | — | COM | 249845108 |
| — | DERMATA THERAPEUTICS INC | 175,000 | $786K | 0.2% | $4.49 | $4.49 | — | Call | 249845108 |
| ARDS | ARIDIS PHARMACEUTICALS INC | 150,591 | $554K | 0.1% | $3.68 | $6.89 | -46.6% | COM | 040334104 |
| PETV | PETVIVO HLDGS INC | 100,000 | $270K | 0.1% | $2.70 * | $5.46 | 0.0% | Call | 716817408 |
| PETV | PETVIVO HLDGS INC | 50,000 | $135K | 0.0% | $2.70 * | $5.46 | 0.0% | COM NEW | 716817408 |