CIK: 0001835943 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 12, 2021
Total Value ($000): $475,511 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 500,000 | $109,375 | 23.0% | — | — | Put | 464287655 |
| SIMO | SILICON MOTION TECHNOLOGY CO | 1,468,735 | $29,117 | 6.1% | $19.82 | — | SPONSORED ADR | 82706C108 |
| — | EMCORE CORP | 3,370,153 | $25,209 | 5.3% | $5.45 | — | COM NEW | 290846203 |
| PDFS | PDF SOLUTIONS INC | 1,005,000 | $23,156 | 4.9% | $18.20 | +13.2% | COM | 693282105 |
| PLAB | PHOTRONICS INC | 1,370,734 | $18,683 | 3.9% | $13.09 | +3.6% | COM | 719405102 |
| AVNW | AVIAT NETWORKS INC | 554,682 | $18,227 | 3.8% | $29.28 | +18.1% | COM NEW | 05366Y201 |
| BLIN | BRIDGELINE DIGITAL INC | 1,259,644 | $17,214 | 3.6% | $5.30 | 0.0% | COM | 10807Q700 |
| GRTX | GALERA THERAPEUTICS INC | 2,036,495 | $16,496 | 3.5% | $9.41 | -8.9% | COM | 36338D108 |
| — | ADTRAN INC | 812,656 | $15,246 | 3.2% | $18.76 | — | COM | 00738A106 |
| — | O2MICRO INTERNATIONAL LIMITE | 2,458,402 | $14,849 | 3.1% | $8.38 | — | SPONS ADR | 67107W100 |
| — | ADAMAS PHARMACEUTICALS INC | 2,585,743 | $12,696 | 2.7% | $4.69 | — | COM | 00548A106 |
| — | AVEO PHARMACEUTICALS INC | 1,986,176 | $12,275 | 2.6% | $6.18 | — | COM NEW | 053588307 |
| — | THERATECHNOLOGIES INC | 3,023,036 | $11,962 | 2.5% | $3.64 | — | COM | 88338H100 |
| DZSIQ | DZS INC | 969,015 | $11,880 | 2.5% | $17.27 | — | COM | 268211109 |
| PDSB | PDS BIOTECHNOLOGY CORP | 773,560 | $11,527 | 2.4% | $7.81 | +59.7% | COM | 70465T107 |
| — | X4 PHARMACEUTICALS INC | 1,664,540 | $8,805 | 1.9% | $6.34 | — | COM | 98420X103 |
| — | SCPHARMACEUTICALS INC | 1,234,121 | $8,207 | 1.7% | $6.12 | — | COM | 810648105 |
| — | PARATEK PHARMACEUTICALS INC | 1,609,398 | $7,821 | 1.6% | $5.72 | — | COM | 699374302 |
| EDAP | EDAP TMS S A | 1,208,250 | $7,709 | 1.6% | $7.20 | — | SPONSORED ADR | 268311107 |
| PBYI | PUMA BIOTECHNOLOGY INC | 864,427 | $6,059 | 1.3% | $11.03 | -32.1% | COM | 74587V107 |
| — | AVAYA HLDGS CORP | 300,000 | $5,937 | 1.2% | $19.15 | — | Call | 05351X101 |
| AMSC | AMERICAN SUPERCONDUCTOR CORP | 395,487 | $5,766 | 1.2% | $13.86 | 0.0% | SHS NEW | 030111207 |
| FKWL | FRANKLIN WIRELESS CORP | 780,000 | $5,663 | 1.2% | $20.46 | -59.2% | COM | 355184102 |
| — | CYBEROPTICS CORP | 116,566 | $4,147 | 0.9% | $40.96 | — | COM | 232517102 |
| MYO | MYOMO INC | 348,125 | $4,139 | 0.9% | $9.96 | 0.0% | COM NEW | 62857J201 |
| RFIL | RF INDS LTD | 495,037 | $4,035 | 0.8% | $7.07 | +18.4% | COM PAR $0.01 | 749552105 |
| — | WIRELESS TELECOM GROUP INC | 1,867,639 | $3,866 | 0.8% | $3.23 | — | COM | 976524108 |
| — | TRANSCODE THERAPEUTICS INC | 1,270,500 | $3,798 | 0.8% | $2.99 | — | COM | 89357L105 |
| — | BK TECHNOLOGIES CORPORATION | 1,340,000 | $3,786 | 0.8% | $3.15 | — | COM | 05587G104 |
| — | ALLENA PHARMACEUTICALS | 4,000,000 | $3,608 | 0.8% | $1.33 | — | COM | 018119107 |
| BWAY | BRAINSWAY LTD | 440,301 | $3,549 | 0.7% | $9.03 | — | SPONSORED ADS | 10501L106 |
| — | HTG MOLECULAR DIAGNOSTICS IN | 612,000 | $3,494 | 0.7% | $5.68 | — | COM NEW | 40434H203 |
| — | PROCESSA PHARMACEUTICALS INC | 387,097 | $3,317 | 0.7% | $10.35 | — | COM NEW | 74275C205 |
| ASYS | AMTECH SYS INC | 273,100 | $3,121 | 0.7% | $10.24 | 0.0% | COM PAR $0.01N | 032332504 |
| DAIO | DATA I O CORP | 418,310 | $2,731 | 0.6% | $4.69 | +30.0% | COM | 237690102 |
| MDNAF | MEDICENNA THERAPEUTICS CORP | 915,000 | $2,544 | 0.5% | $4.04 | -38.7% | COM | 58490H107 |
| ACTG | ACACIA RESH CORP | 362,906 | $2,464 | 0.5% | $6.12 | 0.0% | ACACIA TCH COM | 003881307 |
| — | CYCLO THERAPEUTICS INC | 350,000 | $2,363 | 0.5% | — | — | Call | 23254X201 |
| — | EVOKE PHARMA INC | 1,701,185 | $2,211 | 0.5% | $1.76 | — | COM | 30049G104 |
| IPWR | IDEAL PWR INC | 144,347 | $2,197 | 0.5% | $10.84 | +37.7% | COM NEW | 451622203 |
| — | ALIMERA SCIENCES INC | 501,025 | $2,115 | 0.4% | $4.22 | — | COM NEW | 016259202 |
| ANVS | ANNOVIS BIO INC | 66,469 | $2,110 | 0.4% | $8.39 | +585.7% | COM | 03615A108 |
| — | NLS PHARMACEUTICS LTD | 827,921 | $2,069 | 0.4% | — | — | Call | H57830111 |
| — | YIELD10 BIOSCIENCE INC | 342,000 | $2,049 | 0.4% | $12.54 | — | COM | 98585K862 |
| ONDS | ONDAS HLDGS INC | 207,070 | $1,898 | 0.4% | $7.86 | -3.5% | COM NEW | 68236H204 |
| SCYX | SCYNEXIS INC | 343,126 | $1,819 | 0.4% | $7.89 | -17.0% | COM NEW | 811292200 |
| — | NUWELLIS INC | 760,000 | $1,671 | 0.4% | $2.20 | — | COM | 67113Y108 |
| — | DERMATA THERAPEUTICS INC | 175,000 | $786 | 0.2% | $4.49 | — | COM | 249845108 |
| — | DERMATA THERAPEUTICS INC | 175,000 | $786 | 0.2% | $4.49 | — | Call | 249845108 |
| ARDS | ARIDIS PHARMACEUTICALS INC | 150,591 | $554 | 0.1% | $6.89 | -33.0% | COM | 040334104 |
| PETV | PETVIVO HLDGS INC | 100,000 | $270 | 0.1% | $5.46 | 0.0% | Call | 716817408 |
| PETV | PETVIVO HLDGS INC | 50,000 | $135 | 0.0% | $5.46 | 0.0% | COM NEW | 716817408 |