Location: Baltimore, MD
CIK: 0001835943 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Nov 13, 2023
Total Value: $211M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| ANIP | ANI PHARMACEUTICALS INC | 272,801 | $15.84M | 7.5% | $58.06 | $30.96 | +87.5% | COM | 00182C103 |
| — | SCPHARMACEUTICALS INC | 2,207,009 | $15.71M | 7.4% | $7.12 | $6.85 | — | COM | 810648105 |
| ASPN | ASPEN AEROGELS INC | 1,752,022 | $15.07M | 7.1% | $8.60 | $7.10 | +21.1% | COM | 04523Y105 |
| INDI | INDIE SEMICONDUCTOR INC | 2,100,000 | $13.23M | 6.3% | $6.30 | $7.40 | -14.9% | CLASS A COM | 45569U101 |
| — | TRANSPHORM INC | 4,619,558 | $10.26M | 4.9% | $2.22 | $3.60 | — | COM | 89386L100 |
| TELA | TELA BIO INC | 1,252,945 | $10.02M | 4.7% | $8.00 | $8.35 | -4.2% | COM | 872381108 |
| AVNW | AVIAT NETWORKS INC | 317,544 | $9.907M | 4.7% | $31.20 | $29.45 | +6.0% | COM NEW | 05366Y201 |
| ELVA | ELECTROVAYA INC | 3,353,308 | $9.582M | 4.5% | $2.86 | $3.92 | -27.7% | COM NEW | 28617B606 |
| MRAM | EVERSPIN TECHNOLOGIES INC | 848,430 | $8.34M | 3.9% | $9.83 | $9.05 | +8.6% | COM | 30041T104 |
| — | BIODESIX INC | 4,906,698 | $8.096M | 3.8% | $1.65 | $2.30 | — | COM | 09075X108 |
| — | ALIMERA SCIENCES INC | 2,372,572 | $7.355M | 3.5% | $3.10 | $3.10 | — | COM NEW | 016259202 |
| OUST | OUSTER INC | 1,287,993 | $6.491M | 3.1% | $5.04 | $5.54 | -9.0% | COM NEW | 68989M202 |
| APYX | APYX MEDICAL CORPORATION | 1,895,231 | $6.065M | 2.9% | $3.20 | $4.34 | -26.2% | COM | 03837C106 |
| BWAY | BRAINSWAY LTD | 1,355,022 | $5.474M | 2.6% | $4.04 | $1.87 | +116.1% | SPONSORED ADS | 10501L106 |
| GSIT | GSI TECHNOLOGY INC | 2,000,000 | $5.42M | 2.6% | $2.71 | $4.34 | -37.6% | COM | 36241U106 |
| LPTH | LIGHTPATH TECHNOLOGIES INC | 3,723,932 | $5.4M | 2.6% | $1.45 | $1.88 | -22.7% | COM CL A | 532257805 |
| ABEO | ABEONA THERAPEUTICS INC | 1,135,252 | $4.779M | 2.3% | $4.21 | $3.81 | +10.6% | COM NEW | 00289Y206 |
| BKTI | BK TECHNOLOGIES CORPORATION | 330,896 | $4.111M | 1.9% | $12.42 | $14.03 | -11.5% | COM NEW | 05587G203 |
| BWEN | BROADWIND INC | 991,700 | $3.173M | 1.5% | $3.20 | $4.26 | -24.8% | COM NEW | 11161T207 |
| CGTX | COGNITION THERAPEUTICS INC | 2,038,853 | $2.936M | 1.4% | $1.44 | $2.24 | -35.7% | COM | 19243B102 |
| — | CLENE INC | 5,801,878 | $2.877M | 1.4% | $0.50 | $0.88 | — | COMMON STOCK | 185634102 |
| FENC | FENNEC PHARMACEUTICALS INC | 373,526 | $2.805M | 1.3% | $7.51 | $8.72 | -13.9% | COM | 31447P100 |
| — | SPRUCE BIOSCIENCES INC | 1,211,000 | $2.737M | 1.3% | $2.26 | $2.16 | — | COM | 85209E109 |
| AIRG | AIRGAIN INC | 722,534 | $2.652M | 1.3% | $3.67 | $9.01 | -59.3% | COM | 00938A104 |
| MYO | MYOMO INC | 2,188,883 | $2.43M | 1.2% | $1.11 | $0.61 | +82.7% | COM NEW | 62857J201 |
| — | ASSERTIO HOLDINGS INC | 943,857 | $2.416M | 1.1% | $2.56 | $2.56 | — | COM NEW | 04546C205 |
| — | KARYOPHARM THERAPEUTICS INC | 1,773,474 | $2.376M | 1.1% | $1.34 | $1.79 | — | COM | 48576U106 |
| ELUT | ELUTIA INC | 1,764,000 | $2.304M | 1.1% | $1.31 * | $1.75 | -18.3% | CL A COM | 05479K106 |
| CVV | CVD EQUIP CORP | 335,508 | $2.248M | 1.1% | $6.70 | $11.29 | -41.1% | COM | 126601103 |
| COYA | COYA THERAPEUTICS INC | 535,794 | $2.061M | 1.0% | $3.85 | $4.65 | -17.5% | COMMON STOCK | 22407B108 |
| — | ADVERUM BIOTECHNOLOGIES INC | 1,323,985 | $1.986M | 0.9% | $1.50 | $1.07 | — | COM | 00773U108 |
| — | APPLIED THERAPEUTICS INC | 793,350 | $1.975M | 0.9% | $2.49 | $2.49 | — | COM | 03828A101 |
| — | CELLECTAR BIOSCIENCES INC | 677,511 | $1.789M | 0.8% | $2.64 | $2.02 | — | COM NEW | 15117F807 |
| — | THERATECHNOLOGIES INC | 803,396 | $1.727M | 0.8% | $2.15 | $2.15 | — | COM NEW | 88338H704 |
| APRE | APREA THERAPEUTICS INC | 349,300 | $1.457M | 0.7% | $4.17 | $7.23 | -42.4% | COM NEW | 03836J201 |
| — | CAPSTONE GREEN ENERGY CORP | 1,800,000 | $1.276M | 0.6% | $0.71 | $1.06 | — | COM | 14067D508 |
| MDNAF | MEDICENNA THERAPEUTICS CORP | 4,339,983 | $1.27M | 0.6% | $0.29 * | $1.97 | -80.3% | COM | 58490H107 |
| FKWL | FRANKLIN WIRELESS CORP | 390,000 | $1.246M | 0.6% | $3.19 | $7.78 | -59.2% | COM | 355184102 |
| — | VACCINEX INC | 1,090,173 | $1.232M | 0.6% | $1.13 | $1.13 | — | COM NEW | 918640202 |
| — | CALAMP CORP | 3,017,151 | $1.224M | 0.6% | $0.41 | $4.41 | — | COM | 128126109 |
| — | TFF PHARMACEUTICALS INC | 2,655,235 | $929K | 0.4% | $0.35 | $0.76 | — | COM | 87241J104 |
| — | KWESST MICRO SYSTEMS INC | 556,175 | $899K | 0.4% | $1.62 | $2.30 | — | COM NEW | 501506604 |
| IPWR | IDEAL PWR INC | 91,947 | $894K | 0.4% | $9.72 | $11.37 | -14.8% | COM NEW | 451622203 |
| ANVS | ANNOVIS BIO INC | 48,941 | $464K | 0.2% | $9.49 | $14.15 | -32.9% | COM | 03615A108 |
| — | PROSOMNUS INC | 378,528 | $399K | 0.2% | $1.05 | $5.46 | — | COMMON STOCK | 50535E108 |
| — | TEMPEST THERAPEUTICS INC | 406,250 | $125K | 0.1% | $0.31 | $1.27 | — | COM | 87978U108 |
| DFSCW | KWESST MICRO SYSTEMS INC | 599,000 | $124K | 0.1% | $0.21 | — | — | Call | 501506133 |
| SVREW | SAVERONE 2014 LTD | 568,694 | $79,151 | 0.0% | $0.14 | — | — | Call | 80516T113 |