Location: Lajolla, CA
CIK: 0001301396 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 16, 2020
Total Value: $460M (42.4% shares, 57.6% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | 8X8 INC NEW | 20,876,000 | $19.42M | 4.2% | $0.93 | — | NOTE 0.500% 2/0 | 282914AB6 |
| SEALTD 2.375 12/01/25 REGS | SEA LTD | 7,000,000 | $13.09M | 2.8% | $1.39 | — | DEBT 2.375%12/0 | G7948TAE9 |
| — | VEONEER INCORPORATED | 12,946,000 | $12.76M | 2.8% | $0.91 | — | NOTE 4.000% 6/0 | 92336XAA7 |
| — | INTERCEPT PHARMACEUTICALS IN | 15,799,000 | $12.7M | 2.8% | $0.78 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| — | AMAG PHARMACEUTICALS INC | 14,068,000 | $12.63M | 2.7% | $0.90 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| — | CF FINANCE ACQUISITION CORP | 1,160,000 | $11.63M | 2.5% | $10.02 | — | UNIT 08/01/2027 | 15725Q203 |
| — | CHURCHILL CAPITAL CORP IV | 890,000 | $11.63M | 2.5% | $13.06 | — | UNIT 99/99/9999 | 171439201 |
| — | NANTHEALTH INC | 12,240,000 | $11.32M | 2.5% | $0.78 | — | NOTE 5.500%12/1 | 630104AB3 |
| — | INFINERA CORPORATION | 11,750,000 | $10.84M | 2.4% | $0.88 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| — | PRA GROUP INC | 9,800,000 | $10.72M | 2.3% | $1.09 | — | NOTE 3.500% 6/0 | 69354NAB2 |
| — | FLEXION THERAPEUTICS INC | 13,000,000 | $10.28M | 2.2% | $0.79 | — | NOTE 3.375% 5/0 | 33938JAB2 |
| — | NAVSIGHT HLDGS INC | 885,447 | $8.908M | 1.9% | $10.06 | — | UNIT 99/99/9999 | 639358209 |
| — | RETROPHIN INC | 10,233,000 | $8.782M | 1.9% | $0.83 | — | NOTE 2.500% 9/1 | 761299AB2 |
| — | SEACOR HOLDINGS INC | 9,900,000 | $8.766M | 1.9% | $0.88 | — | NOTE 2.500%12/1 | 811904AM3 |
| — | IQIYI INC | 8,250,000 | $8.74M | 1.9% | $1.09 | — | DEBT 3.750%12/0 | 46267XAB4 |
| — | OMEROS CORP | 9,000,000 | $8.508M | 1.8% | $0.92 | — | NOTE 6.250%11/1 | 682143AE2 |
| — | GOSSAMER BIO INC | 7,250,000 | $7.399M | 1.6% | $1.01 | — | NOTE 5.000% 6/0 | 38341PAA0 |
| — | DISH NETWORK CORP | 8,174,000 | $7.356M | 1.6% | $0.89 | — | NOTE 2.375% 3/1 | 25470MAD1 |
| — | VONAGE HLDGS CORP | 7,270,000 | $7.004M | 1.5% | $0.96 | — | NOTE 1.750% 6/0 | 92886TAJ1 |
| AGG | ISHARES TR | 54,600 | $6.446M | 1.4% | $118.21 | — | CORE US AGGBD ET | 464287226 |
| — | FORUM MERGER III CORP | 610,200 | $6.37M | 1.4% | $10.44 | — | UNIT 08/24/2027 | 349885202 |
| — | THERAVANCE BIOPHARMA INC | 7,250,000 | $6.345M | 1.4% | $0.94 | — | NOTE 3.250%11/0 | 88339KAA0 |
| — | XERIS PHARMACEUTICALS INC | 3,240,000 | $6.256M | 1.4% | $0.99 | — | NOTE 5.000% 7/1 | 98422LAA5 |
| — | BILIBILI INC | 3,500,000 | $6.176M | 1.3% | $1.91 | — | NOTE 1.375% 4/0 | 090040AB2 |
| — | PROPERTY SOLUTIONS ACQUISITI | 599,990 | $6.054M | 1.3% | $10.09 | — | UNIT 03/30/2027 | 74348Q207 |
| — | Prime Impac Acquisition I | 600,000 | $6.012M | 1.3% | $10.02 | — | UNIT 10/01/2030 | G61074111 |
| — | Ftac Olympus Acquisition Cor | 600,000 | $6M | 1.3% | $10.00 | — | UNIT 08/24/2025 | G37288118 |
| — | ACE CONVERGENCE ACQU CORP | 572,936 | $5.873M | 1.3% | $10.25 | — | UNIT 99/99/9999 | G0083D112 |
| — | IQIYI INC | 6,126,000 | $5.812M | 1.3% | $0.96 | — | DEBT 2.000% 4/0 | 46267XAD0 |
| — | E MERGE TECHNOLOGY ACQUISITI | 570,000 | $5.746M | 1.2% | $10.08 | — | UNIT 07/30/2025 | 26873Y203 |
| — | LIVE NATION ENTERTAINMENT IN | 5,000,000 | $5.569M | 1.2% | $1.11 | — | NOTE 2.500% 3/1 | 538034AQ2 |
| — | RedBall Acquisition Corp | 488,600 | $5.165M | 1.1% | $10.57 | — | UNIT 99/99/9999 | G7417R121 |
| — | INTERCEPT PHARMACEUTICALS IN | 7,485,000 | $5.145M | 1.1% | $0.73 | — | NOTE 2.000% 5/1 | 45845PAB4 |
| — | OPKO HEALTH INC | 4,287,000 | $5.073M | 1.1% | $0.89 | — | NOTE 4.500% 2/1 | 68375NAD5 |
| — | Cohn Robbins Holdings Corp | 500,000 | $5.045M | 1.1% | $10.09 | — | UNIT 08/11/2025 | G23726121 |
| — | TAILWIND ACQUISITION CORP | 500,000 | $5.025M | 1.1% | $10.05 | — | UNIT 09/07/2027 | 87403Q201 |
| ACND/U | ASCENDANT DIGITAL ACQUISITIO | 450,000 | $4.734M | 1.0% | $10.52 | — | UNIT 99/99/9999 | G05155125 |
| — | MICROCHIP TECHNOLOGY INC | 3,100,000 | $4.627M | 1.0% | $1.19 | — | NOTE 2.250% 2/1 | 595017AH7 |
| — | DISH NETWORK CORP | 5,000,000 | $4.59M | 1.0% | $0.94 | — | NOTE 3.375% 8/1 | 25470MAB5 |
| — | APPLIED OPTOELECTRONICS INC | 5,000,000 | $4.588M | 1.0% | $0.88 | — | NOTE 5.000% 3/1 | 03823UAB8 |
| — | ENCORE CAP GROUP INC | 4,016,000 | $4.334M | 0.9% | $1.03 | — | NOTE 3.250% 3/1 | 292554AK8 |
| — | UTZ BRANDS INC | 655,503 | $4.287M | 0.9% | $6.54 | — | *W EXP 08/28/202 | 918090119 |
| — | NEUROCRINE BIOSCIENCES INC | 3,000,000 | $4.125M | 0.9% | $1.38 | — | NOTE 2.250% 5/1 | 64125CAD1 |
| — | FUSION ACQUISITION CORP | 395,000 | $4.069M | 0.9% | $10.19 | — | UNIT 99/99/9999 | 36118H204 |
| — | VPC Impact Acquisition Hold | 400,000 | $4M | 0.9% | $10.00 | — | UNIT 09/22/2025 | G9441E126 |
| JOYY 1.375 06/15/26 REGs | YY INC | 3,500,000 | $3.76M | 0.8% | $0.90 | — | DEBT 1.375% 6/1 | G9887YAC1 |
| — | MERIDA MERGER CORP I | 373,902 | $3.696M | 0.8% | $9.74 | — | COM | 58953M106 |
| — | EXACT SCIENCES CORP | 3,000,000 | $3.511M | 0.8% | $1.17 | — | NOTE 0.375% 3/1 | 30063PAB1 |
| — | LIGAND PHARMACEUTICALS INC | 3,743,000 | $3.376M | 0.7% | $0.86 | — | NOTE 0.750% 5/1 | 53220KAF5 |
| — | Tortoise Acquisition II Corp | 300,000 | $3.264M | 0.7% | $10.88 | — | UNIT 06/14/2027 | G89554110 |
| — | AERIE PHARMACEUTICALS INC | 4,000,000 | $3.221M | 0.7% | $0.81 | — | NOTE 1.500%10/0 | 00771VAB4 |
| — | GX ACQUISITION CORP | 300,000 | $3.15M | 0.7% | $10.50 | — | COM CL A | 36251A107 |
| — | EQUITY DISTR ACQUISITION COR | 300,000 | $3.09M | 0.7% | $10.30 | — | UNIT 99/99/9999 | 29465E205 |
| — | FALCON CAPITAL ACQUISITN COR | 300,000 | $3.087M | 0.7% | $10.29 | — | UNIT 08/20/2027 | 30606L207 |
| — | VESPER HEALTHCARE ACQSTN COR | 300,000 | $3.078M | 0.7% | $10.26 | — | UNIT 99/99/9999 | 92538T203 |
| — | FOLEY TRASIMENE ACQUISITION | 300,000 | $3.06M | 0.7% | $10.20 | — | UNIT 99/99/9999 | 344328208 |
| — | LIONHEART ACQUISITION CORP I | 300,900 | $2.997M | 0.7% | $9.96 | — | UNIT 08/13/2025 | 53625R203 |
| — | TUSCAN HLDGS CORP II | 300,000 | $2.994M | 0.7% | $9.98 | — | COM | 90070A103 |
| — | NOVAVAX INC | 2,500,000 | $2.991M | 0.7% | $1.20 | — | NOTE 3.750% 2/0 | 670002AB0 |
| — | ENCORE CAP GROUP INC | 2,500,000 | $2.845M | 0.6% | $1.14 | — | NOTE 3.250%10/0 | 292554AM4 |
| — | FORUM MERGER II CORP | 319,421 | $2.833M | 0.6% | $6.40 | — | *W EXP 09/30/202 | 34986F111 |
| — | ARYA SCIENCES ACQUISITION CO | 270,000 | $2.822M | 0.6% | $10.45 | — | COM CL A | G31655122 |
| — | PALO ALTO NETWORKS INC | 2,500,000 | $2.818M | 0.6% | $1.13 | — | NOTE 0.750% 7/0 | 697435AD7 |
| — | Horizon Acquisition Corp | 250,000 | $2.601M | 0.6% | $10.40 | — | UNIT 99/99/9999 | G46049121 |
| — | SEACOR HOLDINGS INC | 3,250,000 | $2.44M | 0.5% | $0.75 | — | NOTE 3.250% 5/1 | 811904AN1 |
| — | PURPLE INNOVATION INC | 344,388 | $2.328M | 0.5% | $6.76 | — | *W EXP 02/02/202 | 74640Y114 |
| — | CHURCHILL CAP CORP II | 205,392 | $2.167M | 0.5% | $10.55 | — | CL A | 17143G106 |
| — | RADIUS HEALTH INC | 2,592,000 | $2.124M | 0.5% | $0.83 | — | NOTE 3.000% 9/0 | 750469AA6 |
| — | CM LIFE SCIENCES INC | 200,000 | $2.094M | 0.5% | $10.47 | — | UNIT 09/01/2025 | 18978W208 |
| — | GIGCAPITAL2 INC | 198,600 | $2.018M | 0.4% | $10.16 | — | COM | 375036100 |
| — | EXPERIENCE INVT CORP | 176,984 | $1.779M | 0.4% | $10.05 | — | COM CL A | 30217C109 |
| AGILQ | LIV Capital Acquisition Corp | 180,000 | $1.773M | 0.4% | $9.85 | — | CL A | G5510C108 |
| — | GALILEO ACQUISITION CORP | 175,000 | $1.733M | 0.4% | $9.90 | — | shs | G3770A102 |
| — | INSMED INC | 1,500,000 | $1.628M | 0.4% | $0.97 | — | NOTE 1.750% 1/1 | 457669AA7 |
| — | D8 Holdings Corp | 156,649 | $1.577M | 0.3% | $10.07 | — | UNIT 99/99/9999 | G2614K102 |
| — | STAR PEAK ENERGY TRANSITION | 150,000 | $1.538M | 0.3% | $10.25 | — | UNIT 99/99/9999 | 855185203 |
| THBR | THUNDER BRDG ACQUISTION II L | 150,000 | $1.53M | 0.3% | $10.20 | — | CL A SHS | G8857S116 |
| — | NORTHERN GENESIS ACQUISITION | 149,600 | $1.495M | 0.3% | $9.99 | — | UNIT 07/31/2027 | 66516T203 |
| — | PDL BIOPHARMA INC | 465,172 | $1.465M | 0.3% | $2.91 | — | COM | 69329Y104 |
| — | AGBA ACQUISITION LTD | 130,000 | $1.349M | 0.3% | $10.38 | — | SHS | G0120M109 |
| — | AMERICAN AIRLS GROUP INC | 1,450,000 | $1.337M | 0.3% | $0.94 | — | NOTE 6.500% 7/0 | 02376RAF9 |
| — | EVOLENT HEALTH INC | 1,500,000 | $1.135M | 0.2% | $0.70 | — | NOTE 1.500%10/1 | 30050BAD3 |
| — | MESA LABS INC | 1,000,000 | $1.089M | 0.2% | $1.09 | — | NOTE 1.375% 8/1 | 59064RAA7 |
| — | IRONWOOD PHARMACEUTICALS INC | 1,000,000 | $1.034M | 0.2% | $0.94 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| — | ARCLIGHT CLEAN TRANSITION CO | 100,000 | $1.004M | 0.2% | $10.04 | — | UNIT 09/21/2025 | G04561117 |
| — | FINSERV ACQUISITION CORP | 100,000 | $1.003M | 0.2% | $10.03 | — | CL A | 318085107 |
| — | SCVX Corp | 100,000 | $1M | 0.2% | $10.00 | — | COM | G79448208 |
| — | HAYMAKER ACQUISITION CORP II | 100,000 | $1M | 0.2% | $10.00 | — | COM CL A | 42087L101 |
| — | HERBALIFE LTD | 1,000,000 | $999K | 0.2% | $1.00 | — | NOTE 2.625% 3/1 | 42703MAD5 |
| — | Union Acquisition Corp II | 100,000 | $993K | 0.2% | $9.93 | — | SHS | G9402Q100 |
| — | Qell Acquisition Corp | 90,152 | $916K | 0.2% | $10.16 | — | UNIT 10/01/2025 | G7307X121 |
| — | APEX TECHNOLOGY ACQUISITN CO | 75,000 | $885K | 0.2% | $10.19 | — | UNIT 06/11/2026 | 03768F201 |
| — | ZILLOW GROUP INC | 500,000 | $864K | 0.2% | $1.16 | — | NOTE 2.750% 5/1 | 98954MAH4 |
| — | AMRYT PHARMA PLC | 69,437 | $858K | 0.2% | $12.36 | — | SPONSORED ADS | 03217L106 |
| — | ENCORE CAP GROUP INC | 750,000 | $817K | 0.2% | $1.09 | — | NOTE 4.500% 9/0 | 29260UAA5 |
| — | DMY TECHNOLOGY GROUP INC | 78,400 | $802K | 0.2% | $10.23 | — | UNIT 99/99/9999 | 233277201 |
| — | FINTECH ACQUISITION CORP III | 76,000 | $784K | 0.2% | $10.32 | — | COM CL A | 31811A101 |
| — | NEVRO CORP | 500,000 | $768K | 0.2% | $1.36 | — | NOTE 2.750% 4/0 | 64157FAC7 |
| — | HEALTHCARE MERGER CORP | 75,000 | $761K | 0.2% | $10.15 | — | COM CL A | 42227L102 |
| — | CIIG MERGER CORP | 70,171 | $747K | 0.2% | $10.65 | — | UNIT 12/31/2026 | 12559C202 |
| — | CHURCHILL CAP CORP II | 372,598 | $745K | 0.2% | $2.00 | — | *W EXP 03/01/202 | 17144C112 |
| QD 1 07/01/26 REGS | QUDIAN INC | 1,000,000 | $740K | 0.2% | $1.02 | — | DEBT 1.000% 7/0 | G7314VAA8 |
| — | SPIRIT AIRLS INC | 500,000 | $726K | 0.2% | $1.50 | — | NOTE 4.750% 5/1 | 848577AA0 |
| — | TUSCAN HOLDINGS CORP | 59,100 | $602K | 0.1% | $10.19 | — | COM | 90069K104 |
| — | AEGERION PHARMACEUTICALS INC | 472,000 | $564K | 0.1% | $1.18 | — | NOTE 5.000% 4/0 | 00767EAC6 |
| — | TILRAY INC | 1,300,000 | $520K | 0.1% | $0.52 | — | DEBT 5.000%10/0 | 88688TAB6 |
| — | CF FIN ACQUISITION CORP | 50,000 | $520K | 0.1% | $10.40 | — | COM CL A | 12528N107 |
| — | STABLE RD ACQUISITION CORP | 50,000 | $504K | 0.1% | $10.08 | — | COM CL A | 85236Q109 |
| — | AMPLITUDE HLTHCRE AQUSTIN CO | 50,000 | $496K | 0.1% | $9.92 | — | COM CL A | 03212A105 |
| — | KALEYRA INC | 344,031 | $489K | 0.1% | $1.25 | — | *W EXP 12/12/202 | 483379111 |
| — | PAE INC | 211,187 | $465K | 0.1% | $2.41 | — | *W EXP 09/11/202 | 69290Y117 |
| — | SWITCHBACK ENERGY ACQUISTN C | 98,035 | $460K | 0.1% | $4.69 | — | *W EXP 07/25/202 | 87105M110 |
| — | PERSHING SQUARE TONTINE HLDG | 20,000 | $454K | 0.1% | $22.70 | — | COM CL A | 71531R109 |
| GLD | SPDR GOLD TR | 2,560 | $453K | 0.1% | $176.95 | — | GOLD SHS | 78463V107 |
| — | VELODYNE LIDAR INC | 77,500 | $379K | 0.1% | $4.89 | — | *W EXP 09/29/202 | 92259F119 |
| — | HOSTESS BRANDS INC | 438,600 | $360K | 0.1% | $1.34 | — | *W EXP 11/04/202 | 44109J114 |
| — | LF CAP ACQUISITION CORP | 197,403 | $355K | 0.1% | $1.08 | — | *W EXP 06/22/202 | 50200K116 |
| — | LANDCADIA HLDGS II INC | 66,632 | $293K | 0.1% | $5.40 | — | *W EXP 05/09/202 | 51476X113 |
| — | CF FIN ACQUISITION CORP | 276,304 | $271K | 0.1% | $0.98 | — | *W EXP 04/30/202 | 12528N115 |
| — | GRID DYNAMICS HLDGS INC | 146,124 | $260K | 0.1% | $1.78 | — | *W EXP 03/05/202 | 39813G117 |
| — | HOLICITY INC | 25,000 | $259K | 0.1% | $10.36 | — | UNIT 08/05/2025 | 435063201 |
| — | DMY TECHNOLOGY GROUP INC | 84,949 | $255K | 0.1% | $3.00 | — | *W EXP 02/21/202 | 233253111 |
| — | GX ACQUISITION CORP | 150,000 | $240K | 0.1% | $1.60 | — | *W EXP 05/24/202 | 36251A115 |
| — | PIVOTAL INVT CORP II | 50,000 | $185K | 0.0% | $0.70 | — | *W EXP 06/01/202 | 72582K118 |
| — | GIGCAPITAL2 INC | 198,600 | $181K | 0.0% | $0.91 | — | *W EXP 02/28/202 | 375036118 |
| — | HL ACQUISITIONS CORP | 120,146 | $172K | 0.0% | $1.02 | — | *W EXP 06/21/202 | G4603R122 |
| — | COLLECTIVE GROWTH CORP | 16,693 | $165K | 0.0% | $9.88 | — | COM CL A | 19424L101 |
| — | ARYA SCIENCES ACQUISITION CO | 90,000 | $162K | 0.0% | $1.80 | — | *W EXP 06/09/202 | G31655106 |
| — | MERIDA MERGER CORP I | 201,150 | $111K | 0.0% | $0.50 | — | *W EXP 11/07/202 | 58953M114 |
| — | CHURCHILL CAP CORP II | 50,104 | $109K | 0.0% | $2.18 | — | *W EXP 07/02/202 | 17143G114 |
| SHPSQ | GALILEO ACQUISITION CORP | 175,000 | $108K | 0.0% | $0.62 | — | *W EXP 10/31/202 | G3770A110 |
| — | THUNDER BRDG ACQUISTION II L | 75,000 | $101K | 0.0% | $1.35 | — | *W EXP 11/30/202 | G8857S108 |
| — | NESCO HLDGS INC | 293,036 | $88,000 | 0.0% | $0.30 | — | *W EXP 01/01/202 | 64083J112 |
| — | LIV Capital Acquisition Corp | 180,000 | $85,000 | 0.0% | $10.06 | — | UNIT 99/99/9999 | G5510C124 |
| — | AMCI ACQUISITION CORP | 123,700 | $84,000 | 0.0% | $0.55 | — | *W EXP 05/20/202 | 00165R119 |
| — | SCVX Corp | 50,000 | $75,000 | 0.0% | $1.50 | — | *W EXP 01/24/202 | G79448117 |
| — | Union Acquisition Corp II | 100,000 | $75,000 | 0.0% | $0.75 | — | *W EXP 04/01/202 | G9402Q126 |
| — | HYCROFT MINING HOLDING CORP | 45,500 | $71,000 | 0.0% | $1.25 | — | *W EXP 02/12/202 | 44862P117 |
| — | TUSCAN HLDGS CORP II | 150,000 | $68,000 | 0.0% | $0.45 | — | *W EXP 99/99/999 | 90070A111 |
| — | HEALTHCARE MERGER CORP | 37,500 | $67,000 | 0.0% | $1.79 | — | *W EXP 12/17/202 | 42227L110 |
| — | GIGCAPITAL2 INC | 198,600 | $66,000 | 0.0% | $0.33 | — | RIGHT 02/28/2026 | 375036126 |
| — | THERATECHNOLOGIES INC | 69,000 | $62,000 | 0.0% | $0.80 | — | NOTE 5.750% 6/3 | 88338HAA8 |
| — | INTERPRIVATE ACQUISITION COR | 71,900 | $59,000 | 0.0% | $0.82 | — | *W EXP 10/24/202 | 46064A111 |
| — | GS ACQUISITION HLDGS CORP II | 5,000 | $56,000 | 0.0% | $10.60 | — | UNIT 99/99/9999 | 36258Q204 |
| — | Brooge Holdings ltd | 108,000 | $54,000 | 0.0% | $0.66 | — | *W EXP 12/20/202 | G1611B115 |
| — | GO ACQUISITION CORP | 5,000 | $50,000 | 0.0% | $10.00 | — | UNIT 08/31/2027 | 362019200 |
| — | CLIMATE CHANGE CRISIS REAL I | 5,000 | $50,000 | 0.0% | $10.00 | — | UNIT 99/99/9999 | 18716C209 |
| — | FINSERV ACQUISITION CORP | 50,000 | $50,000 | 0.0% | $1.00 | — | *W EXP 12/31/202 | 318085115 |
| — | FINTECH ACQUISITION CORP III | 27,600 | $43,000 | 0.0% | $1.56 | — | *W EXP 12/01/202 | 31811A119 |
| — | AGBA ACQUISITION LTD | 130,000 | $42,000 | 0.0% | $0.32 | — | *W EXP 05/10/202 | G0120M117 |
| — | INTERPRIVATE ACQUISITION COR | 3,800 | $38,000 | 0.0% | $10.00 | — | COM | 46064A103 |
| — | HAYMAKER ACQUISITION CORP II | 33,333 | $33,000 | 0.0% | $0.99 | — | *W EXP 10/31/202 | 42087L119 |
| — | ARTIUS ACQUISITION INC | 3,000 | $31,000 | 0.0% | $10.33 | — | UNIT 99/99/9999 | 04316G204 |
| — | TUSCAN HOLDINGS CORP | 59,100 | $30,000 | 0.0% | $0.51 | — | *W EXP 04/01/202 | 90069K112 |
| — | AMPLITUDE HLTHCRE AQUSTIN CO | 25,000 | $30,000 | 0.0% | $1.20 | — | *W EXP 12/01/202 | 03212A113 |
| — | AGBA ACQUISITION LTD | 130,000 | $30,000 | 0.0% | $0.23 | — | RIGHT 05/10/2024 | G0120M125 |
| — | STABLE RD ACQUISITION CORP | 25,000 | $29,000 | 0.0% | $1.16 | — | *W EXP 05/15/202 | 85236Q117 |
| — | TENZING ACQUISITION CORP | 39,300 | $20,000 | 0.0% | $10.06 | — | UNIT 08/24/2024 | G8708A124 |
| — | PERSHING SQUARE TONTINE HLDG | 2,220 | $16,000 | 0.0% | $7.21 | — | *W EXP 07/24/202 | 71531R117 |
| — | HALL OF FAME RESORT & ENTMT | 51,600 | $13,000 | 0.0% | $0.25 | — | *W EXP 07/01/202 | 40619L110 |
| — | HL ACQUISITIONS CORP | 51,200 | $13,000 | 0.0% | $0.25 | — | RIGHT 07/17/2023 | G4603R130 |
| — | LONGEVITY ACQUISITION CORP | 51,200 | $12,000 | 0.0% | $0.20 | — | RIGHT 07/31/2020 | G56372124 |
| — | COLLECTIVE GROWTH CORP | 8,346 | $5,000 | 0.0% | $0.60 | — | *W EXP 04/30/202 | 19424L119 |
| — | AKAZOO SA | 20,000 | $0 | 0.0% | $0.75 | — | *W EXP 09/11/202 | L0164E116 |