Spectrum Asset Management, Inc. Concentrated Active

CIK: 0001318293 · Show all filings

Period: Q3 2025 (← Previous) (Next →)

Filing Date: Oct 27, 2025

Total Value ($000): $49,149 (100.0% shares, 0.0% debt)

Holdings (4)

PGX INVESCO EXCH TRADED FD TR II 85.8%

Value ($000) $42,146 Shares 3,633,270 Est. Cost $11.81 Unrealized —

— WELLS FARGO CO NEW 8.8%

Value ($000) $4,304 Shares 3,487 Est. Cost $1320.55 Unrealized —

VRP INVESCO EXCH TRADED FD TR II 3.2%

Value ($000) $1,550 Shares 62,772 Est. Cost $24.38 Unrealized —

— BANK AMERICA CORP 2.3%

Value ($000) $1,148 Shares 897 Est. Cost $1308.36 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PGX	INVESCO EXCH TRADED FD TR II	3,633,270	$42,146	85.8%	$11.81	—	PFD ETF	46138E511
—	WELLS FARGO CO NEW	3,487	$4,304	8.8%	$1320.55	—	PERP PFD CNV A	949746804
VRP	INVESCO EXCH TRADED FD TR II	62,772	$1,550	3.2%	$24.38	—	VAR RATE PFD	46138G870
—	BANK AMERICA CORP	897	$1,148	2.3%	$1308.36	—	7.25%CNV PFD L	060505682