Weiss Asset Management LP Quant / Systematic

Location: Boston, MA

CIK: 0001357550 · Show all filings

Period: Q2 2013 (Next →)

Filing Date: Aug 14, 2013

Total Value: $292M (95.6% shares, 4.4% debt)

Holdings (36)

— NEWS CORP 18.7%

Value $54.68M Shares 1,665,960 Share Price $32.82 Est. Cost/Share $32.82 Unrealized @ Report Date —

PHYS SPROTT PHYSICAL GOLD TRUST 16.3%

Value $47.55M Shares 4,648,018 Share Price $10.23 Est. Cost/Share $10.23 Unrealized @ Report Date —

TSM TAIWAN SEMICONDUCTOR MFG LTD 11.6%

Value $34.02M Shares 1,856,939 Share Price $18.32 Est. Cost/Share $18.32 Unrealized @ Report Date —

PSLV SPROTT PHYSICAL SILVER TR 8.5%

Value $24.97M Shares 3,239,722 Share Price $7.71 Est. Cost/Share $7.71 Unrealized @ Report Date —

— OMNICARE CAP TR II 4.6%

Value $13.31M Shares 225,000 Share Price $59.15 Est. Cost/Share $59.15 Unrealized @ Report Date —

SA SEABRIDGE GOLD INC 4.5%

Value $13.21M Shares 1,407,428 Share Price $9.38 * Est. Cost/Share $11.28 Unrealized @ Report Date 0.0%

— NEWS CORP 4.5%

Value $13.04M Shares 400,000 Share Price $32.60 Est. Cost/Share $32.60 Unrealized @ Report Date —

— HF2 FINL MGMT INC 4.1%

Value $12.13M Shares 1,200,000 Share Price $10.11 Est. Cost/Share $10.11 Unrealized @ Report Date —

EWY ISHARES INC 4.0%

Value $11.74M Shares 220,699 Share Price $53.20 Est. Cost/Share $53.20 Unrealized @ Report Date —

— L-3 COMMUNICATIONS CORP 4.0%

Value $11.67M Shares 11,500,000 Share Price $1.02 Est. Cost/Share $1.02 Unrealized @ Report Date —

— NATIONAL BK GREECE S A 3.0%

Value $8.669M Shares 2,512,700 Share Price $3.45 Est. Cost/Share — Unrealized @ Report Date —

— NORTH AMERN PALLADIUM LTD 2.9%

Value $8.571M Shares 8,658,009 Share Price $0.99 Est. Cost/Share $0.99 Unrealized @ Report Date —

UMC UNITED MICROELECTRONICS CORP 2.9%

Value $8.386M Shares 3,598,975 Share Price $2.33 Est. Cost/Share $2.33 Unrealized @ Report Date —

— MAXYGEN INC 1.6%

Value $4.576M Shares 1,845,175 Share Price $2.48 Est. Cost/Share $2.48 Unrealized @ Report Date —

— CREDIT SUISSE AG NASSAU BRH 1.5%

Value $4.46M Shares 1,429,422 Share Price $3.12 Est. Cost/Share $3.12 Unrealized @ Report Date —

— PRETIUM RES INC 1.0%

Value $2.976M Shares 448,591 Share Price $6.63 Est. Cost/Share $6.63 Unrealized @ Report Date —

— INFINITY CROSS BORDER ACQUIS 0.9%

Value $2.518M Shares 320,000 Share Price $7.87 Est. Cost/Share $7.87 Unrealized @ Report Date —

SPPP SPROTT PHYSICAL PLAT PALLAD 0.8%

Value $2.418M Shares 287,904 Share Price $8.40 Est. Cost/Share $8.40 Unrealized @ Report Date —

— BGS ACQUISITION CORP 0.8%

Value $2.41M Shares 238,100 Share Price $10.12 Est. Cost/Share $10.12 Unrealized @ Report Date —

— ALEXCO RESOURCE CORP 0.8%

Value $2.336M Shares 2,100,000 Share Price $1.11 Est. Cost/Share $1.11 Unrealized @ Report Date —

— NUVEEN MUN HIGH INC OPPTY FD 0.8%

Value $2.195M Shares 179,953 Share Price $12.20 Est. Cost/Share $12.20 Unrealized @ Report Date —

— STEWART ENTERPRISES INC 0.4%

Value $1.236M Shares 1,000,000 Share Price $1.24 Est. Cost/Share $1.24 Unrealized @ Report Date —

— EUNITS 2 YR US EQTY MKT PTNT 0.2%

Value $684K Shares 62,592 Share Price $10.93 Est. Cost/Share $10.93 Unrealized @ Report Date —

— SOLAZYME INC 0.2%

Value $669K Shares 57,100 Share Price $11.72 Est. Cost/Share — Unrealized @ Report Date —

— STONE HBR EMERG MKTS TL INC 0.2%

Value $655K Shares 30,793 Share Price $21.27 Est. Cost/Share $21.27 Unrealized @ Report Date —

— NATIONAL BK GREECE S A 0.2%

Value $554K Shares 160,500 Share Price $3.45 Est. Cost/Share — Unrealized @ Report Date —

— ALLIED NEVADA GOLD CORP 0.2%

Value $546K Shares 84,300 Share Price $6.48 Est. Cost/Share $6.48 Unrealized @ Report Date —

DNN DENISON MINES CORP 0.1%

Value $365K Shares 315,000 Share Price $1.16 * Est. Cost/Share $1.23 Unrealized @ Report Date 0.0%

— GLEACHER & CO INC 0.1%

Value $303K Shares 21,849 Share Price $13.87 Est. Cost/Share $13.87 Unrealized @ Report Date —

— BARCLAYS BANK PLC 0.1%

Value $301K Shares 123,321 Share Price $2.44 Est. Cost/Share $2.44 Unrealized @ Report Date —

— IRELAND BK 0.1%

Value $256K Shares 30,677 Share Price $8.35 Est. Cost/Share $8.35 Unrealized @ Report Date —

ECH ISHARES INC 0.1%

Value $242K Shares 4,500 Share Price $53.78 Est. Cost/Share $53.78 Unrealized @ Report Date —

SUPN SUPERNUS PHARMACEUTICALS INC 0.1%

Value $230K Shares 35,700 Share Price $6.44 Est. Cost/Share — Unrealized @ Report Date —

— INFINITY CROSS BORDER ACQUIS 0.1%

Value $189K Shares 320,000 Share Price $0.59 Est. Cost/Share $0.59 Unrealized @ Report Date —

— NUVEEN MUN HIGH INCOME OPP F 0.1%

Value $184K Shares 14,534 Share Price $12.66 Est. Cost/Share $12.66 Unrealized @ Report Date —

— SPROTT RESOURCE LENDING CORP 0.0%

Value $131K Shares 106,100 Share Price $1.23 Est. Cost/Share $1.23 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	NEWS CORP	1,665,960	$54.68M	18.7%	$32.82	$32.82	—	CL B	65248E203
PHYS	SPROTT PHYSICAL GOLD TRUST	4,648,018	$47.55M	16.3%	$10.23	$10.23	—	UNIT	85207H104
TSM	TAIWAN SEMICONDUCTOR MFG LTD	1,856,939	$34.02M	11.6%	$18.32	$18.32	—	SPONSORED ADR	874039100
PSLV	SPROTT PHYSICAL SILVER TR	3,239,722	$24.97M	8.5%	$7.71	$7.71	—	TR UNIT	85207K107
—	OMNICARE CAP TR II	225,000	$13.31M	4.6%	$59.15	$59.15	—	PFD B TR 4.00%	68214Q200
SA	SEABRIDGE GOLD INC	1,407,428	$13.21M	4.5%	$9.38 *	$11.28	0.0%	COM	811916105
—	NEWS CORP	400,000	$13.04M	4.5%	$32.60	$32.60	—	CL A	65248E104
—	HF2 FINL MGMT INC	1,200,000	$12.13M	4.1%	$10.11	$10.11	—	CL A	40421A104
EWY	ISHARES INC	220,699	$11.74M	4.0%	$53.20	$53.20	—	MSCI STH KOR CAP	464286772
—	L-3 COMMUNICATIONS CORP	11,500,000	$11.67M	4.0%	$1.02	$1.02	—	DEBT 3.000% 8/0	502413AW7
—	NATIONAL BK GREECE S A	2,512,700	$8.669M	3.0%	$3.45	—	—	Put	633643705
—	NORTH AMERN PALLADIUM LTD	8,658,009	$8.571M	2.9%	$0.99	$0.99	—	COM	656912102
UMC	UNITED MICROELECTRONICS CORP	3,598,975	$8.386M	2.9%	$2.33	$2.33	—	SPON ADR NEW	910873405
—	MAXYGEN INC	1,845,175	$4.576M	1.6%	$2.48	$2.48	—	COM	577776107
—	CREDIT SUISSE AG NASSAU BRH	1,429,422	$4.46M	1.5%	$3.12	$3.12	—	ETN LKD SPVXSP	22539T852
—	PRETIUM RES INC	448,591	$2.976M	1.0%	$6.63	$6.63	—	COM	74139C102
—	INFINITY CROSS BORDER ACQUIS	320,000	$2.518M	0.9%	$7.87	$7.87	—	SHS	G4772R101
SPPP	SPROTT PHYSICAL PLAT PALLAD	287,904	$2.418M	0.8%	$8.40	$8.40	—	UNIT	85207Q104
—	BGS ACQUISITION CORP	238,100	$2.41M	0.8%	$10.12	$10.12	—	SH	G1082J100
—	ALEXCO RESOURCE CORP	2,100,000	$2.336M	0.8%	$1.11	$1.11	—	COM	01535P106
—	NUVEEN MUN HIGH INC OPPTY FD	179,953	$2.195M	0.8%	$12.20	$12.20	—	COM	670683101
—	STEWART ENTERPRISES INC	1,000,000	$1.236M	0.4%	$1.24	$1.24	—	NOTE 3.125% 7/1	860370AH8
—	EUNITS 2 YR US EQTY MKT PTNT	62,592	$684K	0.2%	$10.93	$10.93	—	UNIT	29841R102
—	SOLAZYME INC	57,100	$669K	0.2%	$11.72	—	—	Put	83415T101
—	STONE HBR EMERG MKTS TL INC	30,793	$655K	0.2%	$21.27	$21.27	—	COM	86164W100
—	NATIONAL BK GREECE S A	160,500	$554K	0.2%	$3.45	—	—	Call	633643705
—	ALLIED NEVADA GOLD CORP	84,300	$546K	0.2%	$6.48	$6.48	—	COM	019344100
DNN	DENISON MINES CORP	315,000	$365K	0.1%	$1.16 *	$1.23	0.0%	COM	248356107
—	GLEACHER & CO INC	21,849	$303K	0.1%	$13.87	$13.87	—	COM NEW	377341201
—	BARCLAYS BANK PLC	123,321	$301K	0.1%	$2.44	$2.44	—	ETN DJUBS NAT37	06739H644
—	IRELAND BK	30,677	$256K	0.1%	$8.35	$8.35	—	SPNSRD ADR NEW	46267Q202
ECH	ISHARES INC	4,500	$242K	0.1%	$53.78	$53.78	—	MSCI CHILE CAPP	464286640
SUPN	SUPERNUS PHARMACEUTICALS INC	35,700	$230K	0.1%	$6.44	—	—	Put	868459108
—	INFINITY CROSS BORDER ACQUIS	320,000	$189K	0.1%	$0.59	$0.59	—	*W EXP 07/25/201	G4772R119
—	NUVEEN MUN HIGH INCOME OPP F	14,534	$184K	0.1%	$12.66	$12.66	—	COM	670682103
—	SPROTT RESOURCE LENDING CORP	106,100	$131K	0.0%	$1.23	$1.23	—	COM	85207J100