Aequim Alternative Investments LP Diversified Active

CIK: 0001728201 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 15, 2019

Total Value ($000): $279,870 (34.6% shares, 65.4% debt)

Holdings (41)

— ADVANCED MICRO DEVICES INC 11.7%

Value ($000) $32,697 Shares 10,000,000 Est. Cost $2.43 Unrealized —

— SERVICENOW INC 9.9%

Value ($000) $27,825 Shares 15,000,000 Est. Cost $1.47 Unrealized —

— MICROCHIP TECHNOLOGY INC 9.9%

Value ($000) $27,610 Shares 25,000,000 Est. Cost $1.01 Unrealized —

— INTEGRATED DEVICE TECHNOLOGY 7.6%

Value ($000) $21,215 Shares 13,500,000 Est. Cost $1.56 Unrealized —

— J2 GLOBAL INC 7.2%

Value ($000) $20,078 Shares 15,000,000 Est. Cost $1.16 Unrealized —

— REALPAGE INC 6.9%

Value ($000) $19,291 Shares 12,500,000 Est. Cost $1.35 Unrealized —

— LIBERTY MEDIA CORP 4.7%

Value ($000) $13,259 Shares 17,500,000 Est. Cost $0.63 Unrealized —

— COLFAX CORP 3.6%

Value ($000) $9,985 Shares 75,000 Est. Cost $133.13 Unrealized —

MDB MONGODB INC 3.5%

Value ($000) $9,703 Shares 66,000 Est. Cost $102.62 Unrealized 0.0%

— NICE SYS INC 3.3%

Value ($000) $9,182 Shares 6,000,000 Est. Cost $1.37 Unrealized —

— INSULET CORP 3.0%

Value ($000) $8,257 Shares 5,000,000 Est. Cost $1.42 Unrealized —

— DANAHER CORPORATION 2.8%

Value ($000) $7,897 Shares 7,500 Est. Cost $1052.93 Unrealized —

— CENTERPOINT ENERGY INC 2.6%

Value ($000) $7,398 Shares 140,000 Est. Cost $50.37 Unrealized —

XYZ SQUARE INC 2.1%

Value ($000) $5,986 Shares 79,900 Est. Cost $71.13 Unrealized +1.9%

TDOC TELADOC HEALTH INC 2.0%

Value ($000) $5,660 Shares 101,800 Est. Cost $61.10 Unrealized -0.1%

— ENERGIZER HLDGS INC NEW 1.7%

Value ($000) $4,869 Shares 50,000 Est. Cost $97.38 Unrealized —

— PRA GROUP INC 1.6%

Value ($000) $4,491 Shares 5,000,000 Est. Cost $0.86 Unrealized —

ETSY ETSY INC 1.5%

Value ($000) $4,168 Shares 62,000 Est. Cost $47.06 Unrealized +26.8%

— ARRAY BIOPHARMA INC 1.4%

Value ($000) $4,023 Shares 165,000 Est. Cost $24.38 Unrealized —

— TWITTER INC 1.3%

Value ($000) $3,774 Shares 4,000,000 Est. Cost $0.91 Unrealized —

— Q2 HLDGS INC 1.2%

Value ($000) $3,281 Shares 2,500,000 Est. Cost $1.31 Unrealized —

SUPN SUPERNUS PHARMACEUTICALS INC 1.2%

Value ($000) $3,259 Shares 93,000 Est. Cost $40.83 Unrealized -8.9%

TSLA TESLA INC 1.1%

Value ($000) $3,218 Shares 11,500 Est. Cost $21.39 Unrealized -6.1%

— INTELSAT S A 1.0%

Value ($000) $2,756 Shares 176,000 Est. Cost $15.66 Unrealized —

— ZILLOW GROUP INC 1.0%

Value ($000) $2,747 Shares 3,000,000 Est. Cost $0.92 Unrealized —

Value ($000) $2,677 Shares 26,000 Est. Cost $124.19 Unrealized +9.7%

— ON SEMICONDUCTOR CORP 0.9%

Value ($000) $2,477 Shares 2,000,000 Est. Cost $1.24 Unrealized —

ECPG ENCORE CAP GROUP INC 0.7%

Value ($000) $2,061 Shares 75,700 Est. Cost $28.96 Unrealized +3.1%

RPD RAPID7 INC 0.7%

Value ($000) $1,847 Shares 36,500 Est. Cost $33.64 Unrealized +27.2%

LYV LIVE NATION ENTERTAINMENT IN 0.6%

Value ($000) $1,614 Shares 25,400 Est. Cost $56.72 Unrealized 0.0%

— FIREEYE INC 0.4%

Value ($000) $1,251 Shares 74,500 Est. Cost $16.79 Unrealized —

— AIR TRANSPORT SERVICES GRP I 0.4%

Value ($000) $1,247 Shares 54,100 Est. Cost $23.05 Unrealized —

LNG CHENIERE ENERGY INC 0.3%

Value ($000) $855 Shares 12,500 Est. Cost $61.54 Unrealized +6.8%

BHC BAUSCH HEALTH COS INC 0.3%

Value ($000) $823 Shares 33,300 Est. Cost $23.79 Unrealized +0.4%

— TILRAY INC 0.2%

Value ($000) $622 Shares 9,500 Est. Cost $67.83 Unrealized —

— MERITOR INC 0.2%

Value ($000) $509 Shares 25,000 Est. Cost $16.92 Unrealized —

— PENNEY J C CORP INC 0.1%

Value ($000) $373 Shares 250,000 Est. Cost $1.04 Unrealized —

— L BRANDS INC 0.1%

Value ($000) $276 Shares 10,000 Est. Cost $25.70 Unrealized —

— DONNELLEY R R & SONS CO 0.1%

Value ($000) $248 Shares 52,500 Est. Cost $3.96 Unrealized —

— ASCENT CAP GROUP INC 0.1%

Value ($000) $226 Shares 301,100 Est. Cost $0.51 Unrealized —

— CARDTRONICS PLC 0.0%

Value ($000) $135 Shares 3,800 Est. Cost $35.53 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	ADVANCED MICRO DEVICES INC	10,000,000	$32,697	11.7%	$2.43	—	NOTE 2.125% 9/0	007903BD8
—	SERVICENOW INC	15,000,000	$27,825	9.9%	$1.47	—	NOTE 6/0	81762PAC6
—	MICROCHIP TECHNOLOGY INC	25,000,000	$27,610	9.9%	$1.01	—	NOTE 2.250% 2/1	595017AH7
—	INTEGRATED DEVICE TECHNOLOGY	13,500,000	$21,215	7.6%	$1.56	—	NOTE 0.875%11/1	458118AC0
—	J2 GLOBAL INC	15,000,000	$20,078	7.2%	$1.16	—	NOTE 3.250% 6/1	48123VAC6
—	REALPAGE INC	12,500,000	$19,291	6.9%	$1.35	—	NOTE 1.500%11/1	75606NAB5
—	LIBERTY MEDIA CORP	17,500,000	$13,259	4.7%	$0.63	—	DEB 3.500% 1/1	530715AN1
—	COLFAX CORP	75,000	$9,985	3.6%	$133.13	—	UNIT 01/15/2022T	194014205
MDB	MONGODB INC	66,000	$9,703	3.5%	$102.62	0.0%	CL A	60937P106
—	NICE SYS INC	6,000,000	$9,182	3.3%	$1.37	—	NOTE 1.250% 1/1	65366HAB9
—	INSULET CORP	5,000,000	$8,257	3.0%	$1.42	—	NOTE 1.250% 9/1	45784PAF8
—	DANAHER CORPORATION	7,500	$7,897	2.8%	$1052.93	—	4.75 MND CV PFD	235851300
—	CENTERPOINT ENERGY INC	140,000	$7,398	2.6%	$50.37	—	DEP RP PFD CV B	15189T503
XYZ	SQUARE INC	79,900	$5,986	2.1%	$71.13	+1.9%	CL A	852234103
TDOC	TELADOC HEALTH INC	101,800	$5,660	2.0%	$61.10	-0.1%	COM	87918A105
—	ENERGIZER HLDGS INC NEW	50,000	$4,869	1.7%	$97.38	—	7.5 MCNV PFD A	29272W208
—	PRA GROUP INC	5,000,000	$4,491	1.6%	$0.86	—	NOTE 3.500% 6/0	69354NAB2
ETSY	ETSY INC	62,000	$4,168	1.5%	$47.06	+26.8%	COM	29786A106
—	ARRAY BIOPHARMA INC	165,000	$4,023	1.4%	$24.38	—	COM	04269X105
—	TWITTER INC	4,000,000	$3,774	1.3%	$0.91	—	NOTE 1.000% 9/1	90184LAD4
—	Q2 HLDGS INC	2,500,000	$3,281	1.2%	$1.31	—	NOTE 0.750% 2/1	74736LAB5
SUPN	SUPERNUS PHARMACEUTICALS INC	93,000	$3,259	1.2%	$40.83	-8.9%	COM	868459108
TSLA	TESLA INC	11,500	$3,218	1.1%	$21.39	-6.1%	COM	88160R101
—	INTELSAT S A	176,000	$2,756	1.0%	$15.66	—	COM	L5140P101
—	ZILLOW GROUP INC	3,000,000	$2,747	1.0%	$0.92	—	NOTE 1.500% 7/0	98954MAC5
RH	RH	26,000	$2,677	1.0%	$124.19	+9.7%	COM	74967X103
—	ON SEMICONDUCTOR CORP	2,000,000	$2,477	0.9%	$1.24	—	NOTE 1.000%12/0	682189AK1
ECPG	ENCORE CAP GROUP INC	75,700	$2,061	0.7%	$28.96	+3.1%	COM	292554102
RPD	RAPID7 INC	36,500	$1,847	0.7%	$33.64	+27.2%	COM	753422104
LYV	LIVE NATION ENTERTAINMENT IN	25,400	$1,614	0.6%	$56.72	0.0%	COM	538034109
—	FIREEYE INC	74,500	$1,251	0.4%	$16.79	—	COM	31816Q101
—	AIR TRANSPORT SERVICES GRP I	54,100	$1,247	0.4%	$23.05	—	COM	00922R105
LNG	CHENIERE ENERGY INC	12,500	$855	0.3%	$61.54	+6.8%	COM NEW	16411R208
BHC	BAUSCH HEALTH COS INC	33,300	$823	0.3%	$23.79	+0.4%	COM	071734107
—	TILRAY INC	9,500	$622	0.2%	$67.83	—	COM CL 2	88688T100
—	MERITOR INC	25,000	$509	0.2%	$16.92	—	COM	59001K100
—	PENNEY J C CORP INC	250,000	$373	0.1%	$1.04	—	COM	708160106
—	L BRANDS INC	10,000	$276	0.1%	$25.70	—	COM	501797104
—	DONNELLEY R R & SONS CO	52,500	$248	0.1%	$3.96	—	COM	257867200
—	ASCENT CAP GROUP INC	301,100	$226	0.1%	$0.51	—	COM SER A	043632108
—	CARDTRONICS PLC	3,800	$135	0.0%	$35.53	—	SHS CL A	G1991C105