Location: Mill Valley, CA
CIK: 0001728201 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 14, 2020
Total Value: $537M (31.4% shares, 68.6% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MICROCHIP TECHNOLOGY INC | 20,000,000 | $43.08M | 8.0% | $1.86 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | MICROCHIP TECHNOLOGY INC | 29,000,000 | $42.2M | 7.9% | $1.04 | — | NOTE 2.250% 2/1 | 595017AH7 |
| — | WRIGHT MED GROUP N V | 24,000,000 | $34.85M | 6.5% | $1.24 | — | NOTE 2.250%11/1 | 98236JAB4 |
| — | SERVICENOW INC | 15,000,000 | $31.68M | 5.9% | $1.47 | — | NOTE 6/0 | 81762PAC6 |
| — | REALPAGE INC | 22,500,000 | $31.42M | 5.8% | $1.42 | — | NOTE 1.500%11/1 | 75606NAB5 |
| — | J2 GLOBAL INC | 20,000,000 | $29M | 5.4% | $1.23 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | NICE SYS INC | 14,500,000 | $27.7M | 5.2% | $1.61 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| — | COLFAX CORP | 165,000 | $26.03M | 4.8% | $131.72 | — | UNIT 01/15/2022T | 194014205 |
| — | CENTERPOINT ENERGY INC | 400,000 | $19.5M | 3.6% | $49.88 | — | DEP RP PFD CV B | 15189T503 |
| — | MERCADOLIBRE INC | 12,500,000 | $18.69M | 3.5% | $1.48 | — | NOTE 2.000% 8/1 | 58733RAD4 |
| — | CYPRESS SEMICONDUCTOR CORP | 10,000,000 | $17.46M | 3.3% | $1.71 | — | NOTE 4.500% 1/1 | 232806AM1 |
| — | COUPA SOFTWARE INC | 5,000,000 | $16.42M | 3.1% | $3.28 | — | NOTE 0.375% 1/1 | 22266LAB2 |
| TDOC | TELADOC HEALTH INC | 192,700 | $16.13M | 3.0% | $63.32 | +20.2% | COM | 87918A105 |
| — | NEUROCRINE BIOSCIENCES INC | 7,500,000 | $11.52M | 2.1% | $1.54 | — | NOTE 2.250% 5/1 | 64125CAD1 |
| — | LIBERTY MEDIA CORP DELAWARE | 7,500,000 | $10.11M | 1.9% | $1.25 | — | NOTE 1.375%10/1 | 531229AB8 |
| — | INSULET CORP | 5,000,000 | $9.523M | 1.8% | $1.84 | — | NOTE 1.375%11/1 | 45784PAH4 |
| CLF | CLEVELAND CLIFFS INC | 1,064,000 | $8.938M | 1.7% | $8.13 | -7.7% | COM | 185899101 |
| MDB | MONGODB INC | 66,000 | $8.686M | 1.6% | $102.62 | +27.9% | CL A | 60937P106 |
| TSLA | TESLA INC | 18,400 | $7.697M | 1.4% | $19.20 | +13.0% | COM | 88160R101 |
| — | KNOWLES CORP | 5,000,000 | $6.511M | 1.2% | $1.30 | — | NOTE 3.250%11/0 | 49926DAB5 |
| — | DTE ENERGY CO | 125,000 | $6.408M | 1.2% | $51.26 | — | UNIT 11/01/2022S | 233331842 |
| — | PRA GROUP INC | 6,000,000 | $6.28M | 1.2% | $0.89 | — | NOTE 3.500% 6/0 | 69354NAB2 |
| — | ATLASSIAN CORP PLC | 52,100 | $6.27M | 1.2% | $130.84 | — | CL A | G06242104 |
| RH | RH | 28,600 | $6.106M | 1.1% | $125.84 | +55.1% | COM | 74967X103 |
| XYZ | SQUARE INC | 94,000 | $5.881M | 1.1% | $70.33 | -9.1% | CL A | 852234103 |
| RPD | RAPID7 INC | 101,500 | $5.686M | 1.1% | $48.07 | +8.2% | COM | 753422104 |
| — | STANLEY BLACK & DECKER INC | 50,000 | $5.448M | 1.0% | $108.96 | — | UNIT 11/15/2022 | 854502846 |
| — | DOMINION ENERGY INC | 50,000 | $5.35M | 1.0% | $105.76 | — | UNIT 99/99/9999 | 25746U133 |
| — | Q2 HLDGS INC | 3,500,000 | $5.313M | 1.0% | $1.37 | — | NOTE 0.750% 2/1 | 74736LAB5 |
| — | ENERGIZER HLDGS INC NEW | 50,000 | $5.229M | 1.0% | $94.68 | — | 7.5 MCNV PFD A | 29272W208 |
| — | NUANCE COMMUNICATIONS INC | 5,000,000 | $5.047M | 0.9% | $1.01 | — | DBCV 1.000%12/1 | 67020YAK6 |
| — | NUTANIX INC | 5,000,000 | $4.986M | 0.9% | $0.94 | — | NOTE 1/1 | 67059NAB4 |
| — | NABORS INDS INC NEW | 6,500,000 | $4.874M | 0.9% | $0.75 | — | NOTE 0.750% 1/1 | 62957HAB1 |
| TWLO | TWILIO INC | 40,600 | $3.99M | 0.7% | $102.13 | 0.0% | CL A | 90138F102 |
| — | INTELSAT S A | 5,948,000 | $3.975M | 0.7% | $0.67 | — | NOTE 4.500% 6/1 | 45790VAB6 |
| — | TWITTER INC | 4,000,000 | $3.9M | 0.7% | $0.97 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | AVANTOR INC | 50,000 | $3.15M | 0.6% | $53.70 | — | 6.25 PFD CNV SR | 05352A209 |
| CHGG | CHEGG INC | 78,800 | $2.987M | 0.6% | $37.72 | -7.2% | COM | 163092109 |
| ECPG | ENCORE CAP GROUP INC | 79,000 | $2.793M | 0.5% | $29.21 | +19.7% | COM | 292554102 |
| SUPN | SUPERNUS PHARMACEUTICALS INC | 116,200 | $2.756M | 0.5% | $39.52 | -38.5% | COM | 868459108 |
| — | ON SEMICONDUCTOR CORP | 2,000,000 | $2.723M | 0.5% | $1.24 | — | NOTE 1.000%12/0 | 682189AK1 |
| — | AIR TRANSPORT SERVICES GRP I | 108,100 | $2.536M | 0.5% | $22.03 | — | COM | 00922R105 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 22,000 | $1.86M | 0.3% | $81.28 | -7.1% | COM | 09061G101 |
| LYV | LIVE NATION ENTERTAINMENT IN | 25,400 | $1.815M | 0.3% | $56.72 | +19.5% | COM | 538034109 |
| — | MERITOR INC | 58,200 | $1.524M | 0.3% | $17.82 | — | COM | 59001K100 |
| LNG | CHENIERE ENERGY INC | 24,900 | $1.521M | 0.3% | $61.55 | +0.0% | COM NEW | 16411R208 |
| — | CARDTRONICS PLC | 33,800 | $1.509M | 0.3% | $30.24 | — | SHS CL A | G1991C105 |
| EEFT | EURONET WORLDWIDE INC | 9,000 | $1.418M | 0.3% | $152.87 | -1.3% | COM | 298736109 |
| ETSY | ETSY INC | 31,300 | $1.387M | 0.3% | $47.41 | +0.5% | COM | 29786A106 |
| — | INVITAE CORP | 78,900 | $1.273M | 0.2% | $16.13 | — | COM | 46185L103 |
| — | CENTENNIAL RESOURCE DEV INC | 275,000 | $1.271M | 0.2% | $4.62 | — | CL A | 15136A102 |
| — | FIREEYE INC | 74,500 | $1.231M | 0.2% | $16.79 | — | COM | 31816Q101 |
| — | CHESAPEAKE ENERGY CORP | 2,200,000 | $1.07M | 0.2% | $0.49 | — | NOTE 5.500% 9/1 | 165167CY1 |
| — | CONSOLIDATED COMM HLDGS INC | 196,098 | $761K | 0.1% | $4.35 | — | COM | 209034107 |
| AMD | ADVANCED MICRO DEVICES INC | 10,000 | $459K | 0.1% | $36.81 | 0.0% | COM | 007903107 |
| — | PENNEY J C CORP INC | 400,000 | $448K | 0.1% | $1.08 | — | COM | 708160106 |
| — | DONNELLEY R R & SONS CO | 102,500 | $405K | 0.1% | $2.99 | — | COM | 257867200 |
| — | L BRANDS INC | 10,000 | $181K | 0.0% | $25.70 | — | COM | 501797104 |
| — | PYXUS INTL INC | 15,000 | $134K | 0.0% | $13.07 | — | COM | 74737V106 |
| NIO | NIO INC | 30,300 | $122K | 0.0% | $2.55 | — | SPON ADS | 62914V106 |