CIK: 0001754535 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 16, 2020
Total Value ($000): $2,966,757 (16.7% shares, 83.3% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TESLA INC | 82,103,000 | $488,305 | 16.5% | $1.06 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| SPY | SPDR S&P 500 ETF TR | 795,000 | $266,238 | 9.0% | — | — | Put | 78462F103 |
| — | DOCUSIGN INC | 76,260,000 | $230,571 | 7.8% | $1.70 | — | NOTE 0.500% 9/1 | 256163AB2 |
| — | TWILIO INC | 46,563,000 | $162,304 | 5.5% | $2.55 | — | NOTE 0.250% 6/0 | 90138FAB8 |
| — | SAREPTA THERAPEUTICS INC | 61,662,000 | $127,669 | 4.3% | $1.87 | — | DBCV 1.500%11/1 | 803607AB6 |
| — | TESLA INC | 16,500,000 | $107,802 | 3.6% | $1.56 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| — | BILIBILI INC | 49,450,000 | $87,679 | 3.0% | $1.91 | — | NOTE 1.375% 4/0 | 090040AB2 |
| — | DEXCOM INC | 31,338,000 | $79,547 | 2.7% | $1.90 | — | NOTE 0.750%12/0 | 252131AH0 |
| — | WIX COM LTD | 40,238,000 | $75,555 | 2.5% | $1.82 | — | NOTE 7/0 | 92940WAB5 |
| — | SNAP INC | 52,803,000 | $73,287 | 2.5% | $1.39 | — | NOTE 0.750% 8/0 | 83304AAB2 |
| — | NUTANIX INC | 71,025,000 | $66,764 | 2.3% | $0.96 | — | NOTE 1/1 | 67059NAB4 |
| — | IQIYI INC | 61,505,000 | $65,448 | 2.2% | $1.10 | — | NOTE 3.750%12/0 | 46267XAB4 |
| QQQ | INVESCO QQQ TR | 208,000 | $57,791 | 1.9% | $277.84 | — | Put | 46090E103 |
| — | WAYFAIR INC | 22,207,000 | $57,125 | 1.9% | $1.46 | — | NOTE 1.125%11/0 | 94419LAD3 |
| — | COUPA SOFTWARE INC | 29,264,000 | $53,319 | 1.8% | $1.81 | — | NOTE 0.125% 6/1 | 22266LAC0 |
| — | PINDUODUO INC | 27,728,000 | $50,195 | 1.7% | $1.81 | — | NOTE 10/0 | 722304AB8 |
| — | LENDINGTREE INC NEW | 29,956,000 | $46,968 | 1.6% | $1.32 | — | NOTE 0.625% 6/0 | 52603BAA5 |
| — | CREE INC | 32,939,000 | $40,891 | 1.4% | $0.95 | — | NOTE 0.875% 9/0 | 225447AB7 |
| — | REPLIGEN CORP | 27,289,000 | $39,001 | 1.3% | $1.02 | — | NOTE 0.375% 7/1 | 759916AB5 |
| — | CHEGG INC | 14,566,000 | $38,785 | 1.3% | $1.30 | — | NOTE 0.250% 5/1 | 163092AB5 |
| — | PTC THERAPEUTICS INC | 31,204,000 | $35,544 | 1.2% | $1.13 | — | NOTE 3.000% 8/1 | 69366JAB7 |
| — | INFINERA CORP | 37,858,000 | $35,378 | 1.2% | $0.91 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| — | CHINA LODGING GROUP LTD | 29,998,000 | $33,861 | 1.1% | $0.99 | — | NOTE 0.375%11/0 | 16949NAC3 |
| — | EXACT SCIENCES CORP | 28,948,000 | $31,403 | 1.1% | $1.08 | — | NOTE 0.375% 3/0 | 30063PAC9 |
| — | CHEGG INC | 19,914,000 | $30,223 | 1.0% | $1.43 | — | NOTE 0.125% 3/1 | 163092AD1 |
| — | KARYOPHARM THERAPEUTICS INC | 21,530,000 | $25,832 | 0.9% | $1.42 | — | NOTE 3.000%10/1 | 48576UAA4 |
| — | SYNAPTICS INC | 20,750,000 | $25,762 | 0.9% | $1.04 | — | NOTE 0.500% 6/1 | 87157DAD1 |
| — | INTERCEPT PHARMACEUTICALS IN | 30,875,000 | $24,894 | 0.8% | $0.90 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| — | RETROPHIN INC | 27,841,000 | $23,924 | 0.8% | $0.81 | — | NOTE 2.500% 9/1 | 761299AB2 |
| — | GOSSAMER BIO INC | 22,850,000 | $23,780 | 0.8% | $1.01 | — | NOTE 5.000% 6/0 | 38341PAA0 |
| VIAV | VIAVI SOLUTIONS INC | 1,986,073 | $23,296 | 0.8% | $12.39 | +4.8% | COM | 925550105 |
| — | INVITAE CORP | 14,000,000 | $23,022 | 0.8% | $1.64 | — | NOTE 2.000% 9/0 | 46185LAB9 |
| — | PURE STORAGE INC | 23,784,000 | $22,914 | 0.8% | $0.87 | — | NOTE 0.125% 4/1 | 74624MAB8 |
| — | NEVRO CORP | 14,430,000 | $22,483 | 0.8% | $1.42 | — | NOTE 2.750% 4/0 | 64157FAC7 |
| — | NEW RELIC INC | 22,166,000 | $21,171 | 0.7% | $0.96 | — | NOTE 0.500% 5/0 | 64829BAB6 |
| — | PROOFPOINT INC | 19,744,000 | $19,744 | 0.7% | $1.00 | — | NOTE 0.250% 8/1 | 743424AF0 |
| — | EVOLENT HEALTH INC | 21,434,000 | $16,675 | 0.6% | $0.69 | — | NOTE 1.500%10/1 | 30050BAD3 |
| — | PLURALSIGHT INC | 18,642,000 | $16,537 | 0.6% | $0.89 | — | NOTE 0.375% 3/0 | 72941BAB2 |
| JOYY | JOYY INC | 193,446 | $15,606 | 0.5% | $56.39 | — | ADS REPSTG COM A | 46591M109 |
| — | NOVAVAX INC | 13,000,000 | $15,520 | 0.5% | $1.19 | — | NOTE 3.750% 2/0 | 670002AB0 |
| QQQ | INVESCO QQQ TR | 53,938 | $14,986 | 0.5% | $277.84 | — | UNIT SER 1 | 46090E103 |
| CNMD | CONMED CORP | 182,924 | $14,390 | 0.5% | $84.54 | -7.9% | COM | 207410101 |
| — | GUESS INC | 17,136,000 | $13,837 | 0.5% | $0.68 | — | NOTE 2.000% 4/1 | 401617AD7 |
| VIAV | VIAVI SOLUTIONS INC | 1,050,000 | $12,317 | 0.4% | $12.39 | +4.8% | Call | 925550105 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 10,900,000 | $11,936 | 0.4% | $1.10 | — | NOTE 2.250% 6/0 | 049164BH8 |
| — | SPLUNK INC | 7,600,000 | $10,983 | 0.4% | $1.45 | — | NOTE 1.125% 9/1 | 848637AD6 |
| — | NEOGENOMICS INC | 8,000,000 | $9,929 | 0.3% | $1.13 | — | NOTE 1.250% 5/0 | 64049MAA8 |
| — | VEONEER INC | 10,050,000 | $9,733 | 0.3% | $0.76 | — | NOTE 4.000% 6/0 | 92336XAA7 |
| — | SQUARE INC | 4,500,000 | $9,717 | 0.3% | $1.71 | — | NOTE 0.500% 5/1 | 852234AD5 |
| — | PACIRA BIOSCIENCES | 8,226,000 | $9,442 | 0.3% | $1.00 | — | NOTE 2.375% 4/0 | 695127AD2 |
| — | NEXTERA ENERGY INC | 184,343 | $8,777 | 0.3% | $47.61 | — | UNIT 99/99/9999 | 65339F739 |
| BKNG | BOOKING HOLDINGS INC | 4,872 | $8,334 | 0.3% | $1733.61 | -0.3% | COM | 09857L108 |
| — | PIONEER NAT RES CO | 90,145 | $7,752 | 0.3% | $85.99 | — | COM | 723787107 |
| PSTG | PURE STORAGE INC | 500,000 | $7,695 | 0.3% | — | — | Put | 74624M102 |
| — | THERAVANCE INC | 8,000,000 | $7,609 | 0.3% | $0.93 | — | NOTE 2.125% 1/1 | 88338TAB0 |
| VSH | VISHAY INTERTECHNOLOGY INC | 481,286 | $7,494 | 0.3% | $16.31 | -12.8% | COM | 928298108 |
| — | THERAVANCE BIOPHARMA INC | 7,723,000 | $6,867 | 0.2% | $1.01 | — | NOTE 3.250%11/0 | 88339KAA0 |
| QQQ | INVESCO QQQ TR | 21,000 | $5,835 | 0.2% | $277.84 | — | Call | 46090E103 |
| — | INTERCEPT PHARMACEUTICALS IN | 130,300 | $5,401 | 0.2% | — | — | Put | 45845P108 |
| — | EXACT SCIENCES CORP | 3,409,000 | $5,291 | 0.2% | $1.44 | — | NOTE 1.000% 1/1 | 30063PAA3 |
| — | IRONWOOD PHARMACEUTICALS INC | 5,056,000 | $5,163 | 0.2% | $1.16 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| — | NEW RELIC INC | 90,000 | $5,073 | 0.2% | — | — | Put | 64829B100 |
| — | APELLIS PHARMACEUTICALS INC | 4,500,000 | $4,933 | 0.2% | $1.10 | — | NOTE 3.500% 9/1 | 03753UAB2 |
| — | Q2 HLDGS INC | 2,892,000 | $4,879 | 0.2% | $1.47 | — | NOTE 0.750% 2/1 | 74736LAB5 |
| NTNX | NUTANIX INC | 213,700 | $4,740 | 0.2% | — | — | Put | 67059N108 |
| VIAV | VIAVI SOLUTIONS INC | 370,000 | $4,340 | 0.1% | $12.39 | +4.8% | Put | 925550105 |
| BKNG | BOOKING HOLDINGS INC | 2,500 | $4,277 | 0.1% | $1733.61 | -0.3% | Put | 09857L108 |
| KBR | KBR INC | 182,536 | $4,082 | 0.1% | $22.92 | -4.7% | COM | 48242W106 |
| — | VONAGE HLDGS CORP | 3,775,000 | $3,686 | 0.1% | $0.94 | — | NOTE 1.750% 6/0 | 92886TAJ1 |
| — | NEXTERA ENERGY INC | 75,000 | $3,529 | 0.1% | $44.08 | — | UNIT 99/99/9999 | 65339F770 |
| LYV | LIVE NATION ENTERTAINMENT IN | 65,000 | $3,502 | 0.1% | — | — | Put | 538034109 |
| — | OMEROS CORP | 3,000,000 | $2,570 | 0.1% | $0.86 | — | NOTE 5.250% 2/1 | 682143AG7 |
| — | INFINERA CORP | 330,000 | $2,033 | 0.1% | — | — | Put | 45667G103 |
| — | CHP MERGER CORP | 181,264 | $1,907 | 0.1% | $10.17 | — | UNIT 11/22/2024 | 12558Y205 |
| IDCC | INTERDIGITAL INC | 31,275 | $1,784 | 0.1% | $53.93 | +11.4% | COM | 45867G101 |
| — | COLLECTIVE GROWTH CORP | 173,800 | $1,757 | 0.1% | $9.51 | — | UNIT 04/29/2025 | 19424L200 |
| PEGA | PEGASYSTEMS INC | 13,800 | $1,670 | 0.1% | $57.50 | 0.0% | COM | 705573103 |
| EVH | EVOLENT HEALTH INC | 130,000 | $1,614 | 0.1% | — | — | Call | 30050B101 |
| — | TILRAY INC | 3,737,000 | $1,546 | 0.1% | $0.53 | — | NOTE 5.000%10/0 | 88688TAB6 |
| — | SCVX CORP | 140,263 | $1,508 | 0.1% | $9.97 | — | UNIT 99/99/9999 | G79448109 |
| — | VEONEER INC | 100,000 | $1,470 | 0.0% | — | — | Put | 92336X109 |
| — | GUESS INC | 100,000 | $1,162 | 0.0% | — | — | Put | 401617105 |
| — | CITIC CAPITAL ACQUISITION CO | 87,426 | $896 | 0.0% | $9.86 | — | UNIT 99/99/9999 | G21513125 |
| — | INTERPRIVATE ACQUISITION COR | 82,345 | $852 | 0.0% | $9.89 | — | UNIT 10/29/2024 | 46064A202 |
| — | CIIG MERGER CORP | 66,865 | $683 | 0.0% | $10.16 | — | UNIT 12/31/2026 | 12559C202 |
| — | TILRAY INC | 116,900 | $567 | 0.0% | — | — | Put | 88688T100 |
| — | JUNIPER INDL HLDGS INC | 54,635 | $560 | 0.0% | $10.20 | — | UNIT 11/13/2026 | 48205G205 |
| — | FALCON CAPITAL ACQUISITN COR | 50,000 | $514 | 0.0% | $10.28 | — | UNIT 08/20/2027 | 30606L207 |
| — | AMPLITUDE HLTHCRE AQUSTIN CO | 51,377 | $509 | 0.0% | $9.91 | — | COM CL A | 03212A105 |
| — | YUNHONG INTL | 42,989 | $431 | 0.0% | $10.03 | — | UNIT 99/99/9999 | G98882114 |
| WDC | WESTERN DIGITAL CORP. | 8,649 | $316 | 0.0% | $32.08 | -7.7% | COM | 958102105 |
| — | VESPER HEALTHCARE ACQSTN COR | 29,933 | $307 | 0.0% | $10.26 | — | UNIT 99/99/9999 | 92538T203 |
| EEFT | EURONET WORLDWIDE INC | 2,278 | $208 | 0.0% | $143.22 | -31.9% | COM | 298736109 |
| ACND/U | ASCENDANT DIGITAL ACQUISITIO | 18,519 | $195 | 0.0% | $10.53 | — | UNIT 99/99/9999 | G05155125 |
| AONE/U | ONE | 17,483 | $191 | 0.0% | $10.92 | — | UNIT 99/99/9999 | G7000X113 |
| — | PROPERTY SOLUTIONS ACQUISITI | 18,522 | $187 | 0.0% | $10.10 | — | UNIT 03/30/2027 | 74348Q207 |
| — | CHURCHILL CAPITAL CORP IV | 18,519 | $186 | 0.0% | $10.04 | — | UNIT 99/99/9999 | 171439201 |
| — | FORTRESS VALUE ACQUISITION I | 17,483 | $180 | 0.0% | $10.30 | — | UNIT 08/10/2027 | 349642207 |
| — | BOWX ACQUISITION CORP | 17,483 | $178 | 0.0% | $10.18 | — | UNIT 08/03/2025 | 103085205 |
| — | EQUITY DISTR ACQUISITION COR | 16,779 | $173 | 0.0% | $10.31 | — | UNIT 99/99/9999 | 29465E205 |
| — | LIONHEART ACQUISITION CORP I | 17,203 | $171 | 0.0% | $9.94 | — | UNIT 08/13/2025 | 53625R203 |
| — | HIGHCAPE CAP ACQUISITION COR | 16,779 | $170 | 0.0% | $10.13 | — | UNIT 09/30/2027 | 42984L204 |
| — | NAVSIGHT HLDGS INC | 16,779 | $169 | 0.0% | $10.07 | — | UNIT 99/99/9999 | 639358209 |
| — | COHN ROBBINS HOLDINGS CORP | 16,779 | $169 | 0.0% | $10.07 | — | UNIT 08/11/2025 | G23726121 |
| — | TAILWIND ACQUISITION CORP | 16,780 | $169 | 0.0% | $10.07 | — | UNIT 09/07/2027 | 87403Q201 |
| — | DMY TECHNOLOGY GROUP INC II | 13,986 | $143 | 0.0% | $10.22 | — | UNIT 99/99/9999 | 233277201 |
| — | TWC TECH HLDGS II CORP | 13,423 | $136 | 0.0% | $10.13 | — | UNIT 09/10/2025 | 90117G204 |
| — | ACE CONVERGENCE ACQU CORP | 11,111 | $114 | 0.0% | $10.26 | — | UNIT 99/99/9999 | G0083D112 |
| — | AMPLITUDE HLTHCRE AQUSTIN CO | 29,136 | $20 | 0.0% | $0.69 | — | *W EXP 12/01/202 | 03212A113 |
| — | OAKTREE ACQUISITION CORP II | 13,423 | $0 | 0.0% | — | — | UNIT 09/15/2027 | G6715X129 |