Location: Durham, NC
CIK: 0001278960 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Dec 5, 2019
Total Value: $653M (29.2% shares, 70.8% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | GORDON POINTE ACQUISITION CO | 175,000 | $70M | 10.7% | $400.00 | $400.00 | — | *W EXP 07/30/202 | 382788115 |
| SPY | SPDR S&P 500 ETF TR | 200,000 | $60.67M | 9.3% | $303.33 | — | — | Call | 78462F103 |
| — | INFINERA CORPORATION | 36,573,000 | $32.05M | 4.9% | $0.88 | $0.92 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| — | SCORPIO TANKERS INC | 28,760,000 | $30.7M | 4.7% | $1.07 | $0.96 | — | NOTE 3.000% 5/1 | 80918TAB5 |
| — | OSI SYSTEMS INC | 27,325,000 | $30.57M | 4.7% | $1.12 | $1.19 | — | NOTE 1.250% 9/0 | 671044AD7 |
| — | ISIS PHARMACEUTICALS INC DEL | 23,000,000 | $26.28M | 4.0% | $1.14 | $1.19 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | GOLAR LNG LTD | 29,250,000 | $25.59M | 3.9% | $0.88 | $1.06 | — | NOTE 2.750% 2/1 | 38046YAB7 |
| — | TTM TECHNOLOGIES INC | 17,000,000 | $22.61M | 3.5% | $1.33 | $1.21 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | NRG ENERGY INC | 20,010,000 | $22.51M | 3.4% | $1.12 | $1.07 | — | DBCV 2.750% 6/0 | 629377CG5 |
| — | TEAM INC | 19,559,000 | $21.61M | 3.3% | $1.11 | $1.14 | — | NOTE 5.000% 8/0 | 878155AE0 |
| — | FLEXION THERAPEUTICS INC | 23,500,000 | $21.24M | 3.3% | $0.90 | $1.09 | — | NOTE 3.375% 5/0 | 33938JAB2 |
| — | VIAVI SOLUTIONS INC | 17,000,000 | $20.89M | 3.2% | $1.23 | $1.14 | — | NOTE 1.000% 3/0 | 925550AB1 |
| — | PLUG POWER INC | 17,000,000 | $20.87M | 3.2% | $1.23 | $1.11 | — | NOTE 5.500% 3/1 | 72919PAB9 |
| — | WORKDAY INC | 14,500,000 | $18.98M | 2.9% | $1.31 | $1.31 | — | NOTE 0.250%10/0 | 98138HAF8 |
| — | DYCOM INDS INC | 18,999,000 | $18.14M | 2.8% | $0.95 | $0.93 | — | NOTE 0.750% 9/1 | 267475AB7 |
| — | PATRICK INDS INC | 16,914,000 | $15.39M | 2.4% | $0.91 | $0.90 | — | DBCV 1.000% 2/0 | 703343AB9 |
| — | HARMONIC INC | 11,750,000 | $15.28M | 2.3% | $1.30 | $1.23 | — | NOTE 4.000%12/0 | 413160AB8 |
| — | ISTAR INC | 14,000,000 | $14.86M | 2.3% | $1.06 | $1.03 | — | NOTE 3.125% 9/1 | 45031UCB5 |
| — | DISH NETWORK CORP | 13,500,000 | $11.88M | 1.8% | $0.88 | $0.91 | — | NOTE 2.375% 3/1 | 25470MAD1 |
| — | MAGNACHIP SEMICONDUCTOR SA | 8,225,000 | $11.31M | 1.7% | $1.37 | $1.21 | — | NOTE 5.000% 3/0 | 55932XAB0 |
| — | AMYRIS INC | 2,310,258 | $11M | 1.7% | $4.76 | $3.41 | — | COM NEW | 03236M200 |
| — | INVACARE CORP | 11,000,000 | $10.23M | 1.6% | $0.93 | $1.11 | — | NOTE 5.000% 2/1 | 461203AF8 |
| — | ENSCO JERSEY FIN LTD | 15,000,000 | $9.825M | 1.5% | $0.66 | $0.80 | — | NOTE 3.000% 1/3 | 29359WAB1 |
| — | ON SEMICONDUCTOR CORP | 8,341,000 | $9.811M | 1.5% | $1.18 | $1.12 | — | NOTE 1.000%12/0 | 682189AK1 |
| — | INPHI CORP | 7,675,000 | $9.536M | 1.5% | $1.24 | $1.24 | — | NOTE 0.750% 9/0 | 45772FAC1 |
| — | MEDICINES CO | 182,500 | $9.125M | 1.4% | $50.00 | $50.00 | — | COM | 584688105 |
| — | CONTURA ENERGY INC | 302,289 | $8.452M | 1.3% | $27.96 | $55.97 | — | COM | 21241B100 |
| — | TEEKAY CORPORATION | 9,611,000 | $7.833M | 1.2% | $0.82 | $0.80 | — | NOTE 5.000% 1/1 | 87900YAE3 |
| — | TELIGENT INC NEW | 13,590,000 | $7.135M | 1.1% | $0.53 | $0.95 | — | NOTE 4.750% 5/0 | 87960WAA2 |
| — | ENCORE CAP GROUP INC | 6,250,000 | $6.344M | 1.0% | $1.02 | $0.89 | — | NOTE 3.250% 3/1 | 292554AK8 |
| — | DISH NETWORK CORP | 6,000,000 | $5.52M | 0.8% | $0.92 | $0.97 | — | NOTE 3.375% 8/1 | 25470MAB5 |
| — | CLEVELAND CLIFFS INC | 4,317,000 | $4.706M | 0.7% | $1.09 | $1.43 | — | DBCV 1.500% 1/1 | 185899AA9 |
| PCAR | PACCAR INC | 60,000 | $4.564M | 0.7% | $76.07 | — | — | Put | 693718108 |
| — | VERASTEM INC | 9,768,000 | $4.493M | 0.7% | $0.46 | $0.79 | — | NOTE 5.000%11/0 | 92337CAA2 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 437,347 | $4.435M | 0.7% | $10.14 * | $9.94 | +5.8% | COM | 55933J203 |
| — | ENDOLOGIX INC | 4,000,000 | $3.835M | 0.6% | $0.96 | $0.96 | — | NOTE 3.250%11/0 | 29266SAB2 |
| — | KINDRED BIOSCIENCES INC | 540,678 | $3.704M | 0.6% | $6.85 | $10.78 | — | COM | 494577109 |
| AKTSQ | AKOUSTIS TECHNOLOGIES INC | 460,862 | $3.572M | 0.5% | $7.75 * | $5.14 | +27.9% | COM | 00973N102 |
| — | TRINITY MERGER CORP | 300,000 | $3.132M | 0.5% | $10.44 | $10.44 | — | COM CL A | 89653L106 |
| — | CHESAPEAKE ENERGY CORP | 4,700,000 | $2.808M | 0.4% | $0.60 | $0.60 | — | NOTE 5.500% 9/1 | 165167CY1 |
| — | B RILEY PRINCIPAL MERGER COR | 275,000 | $2.778M | 0.4% | $10.10 | $9.98 | — | UNIT 99/99/9999 | 05586Y205 |
| — | SENSEONICS HLDGS INC | 2,692,286 | $2.663M | 0.4% | $0.99 | $2.17 | — | COM | 81727U105 |
| — | NII HLDGS INC | 889,369 | $1.743M | 0.3% | $1.96 | $2.43 | — | COM PAR | 62913F508 |
| — | SERVICESOURCE INTL INC | 1,695,708 | $1.492M | 0.2% | $0.88 | $3.25 | — | COM | 81763U100 |
| — | INVACARE CORP | 163,100 | $1.223M | 0.2% | $7.50 | $5.19 | — | COM | 461203101 |
| — | RUMBLEON INC | 278,210 | $804K | 0.1% | $2.89 | $3.04 | — | CL B | 781386206 |
| — | TELIGENT INC NEW | 500,000 | $478K | 0.1% | $0.96 | $0.73 | — | COM | 87960W104 |
| — | SANOFI | 788,011 | $442K | 0.1% | $0.56 | $0.43 | — | RIGHT 12/31/2020 | 80105N113 |
| CELH | CELSIUS HOLDINGS INC | 75,000 | $261K | 0.0% | $3.48 * | $1.39 | 0.0% | COM NEW | 15118V207 |
| — | ALTA MESA RES INC | 1,400,000 | $84,000 | 0.0% | $0.06 | $5.11 | — | CL A | 02133L109 |