Thomas J. Herzfeld Advisors, Inc. Diversified Active

Location: Miami Beach, FL

CIK: 0001509510 · Show all filings

Period: Q1 2026 (← Previous) (Next →)

Filing Date: May 12, 2026

Total Value: $294M (100.0% shares, 0.0% debt)

Holdings (115)

FS Specialty Lending Fund 11.9%
Value $35.14M Shares 2,808,727 Est. Cost $13.70 Unrealized
PIMCO Dynamic Income Strategy Fund 9.4%
Value $27.65M Shares 1,253,348 Est. Cost $16.97 Unrealized
FS Credit Opportunities Corp 6.4%
Value $18.77M Shares 3,679,935 Est. Cost $5.41 Unrealized
Highland Floating Rate Opportunities Fund 5.3%
Value $15.51M Shares 2,715,661 Est. Cost $9.54 Unrealized
Herzfeld Credit Income Fund, Inc. 4.3%
Value $12.51M Shares 807,215 Est. Cost $15.50 Unrealized
SJB ProShares TR 4.2%
Value $12.34M Shares 796,652 Est. Cost $15.49 Unrealized
Guggenheim Strategic Opp Fund 3.8%
Value $11.19M Shares 1,015,400 Est. Cost $12.72 Unrealized
Saba Capital Income & Opport 3.2%
Value $9.552M Shares 1,417,189 Est. Cost $7.57 Unrealized
SDS ProShares UltraShort S&P500 2.8%
Value $8.171M Shares 108,584 Est. Cost $75.25 Unrealized
ASA Gold and Precious Metals Ltd 2.7%
Value $7.809M Shares 125,885 Est. Cost $44.16 Unrealized
Saba Capital Income & Opport II 2.2%
Value $6.444M Shares 774,518 Est. Cost $8.65 Unrealized
PIMCO Access Income Fund 2.2%
Value $6.34M Shares 439,995 Est. Cost $15.61 Unrealized
BPRE Bluerock Private Real Estate Fund 2.0%
Value $6.021M Shares 362,504 Est. Cost $15.00 Unrealized
Duff & Phelps Utility and Infrastructure Fund Inc. 1.9%
Value $5.653M Shares 391,497 Est. Cost $12.55 Unrealized
PFIX Simplify Exchange Traded Fun 1.8%
Value $5.429M Shares 117,701 Est. Cost $46.13 Unrealized
Nuveen Floating Rate Income 1.8%
Value $5.364M Shares 713,294 Est. Cost $8.41 Unrealized
Brookfield Real Assets Incom 1.5%
Value $4.381M Shares 340,641 Est. Cost $13.11 Unrealized
TFLO iShares Tr 1.4%
Value $4.023M Shares 79,468 Est. Cost $50.63 Unrealized
EIC Eagle Pointe Income Company 1.3%
Value $3.719M Shares 394,000 Est. Cost $10.99 Unrealized
Neuberger Berman MLP Income Fund Inc 1.2%
Value $3.4M Shares 323,526 Est. Cost $10.51 Unrealized
Kayne Anderson Energy Infrst 1.1%
Value $3.343M Shares 234,136 Est. Cost $14.28 Unrealized
BlackRock Energy and Resources Trust 1.1%
Value $3.135M Shares 181,116 Est. Cost $17.31 Unrealized
Clearbridge Energy Midstrm O 1.1%
Value $3.118M Shares 59,023 Est. Cost $52.68 Unrealized
PIMCO Corporate & Income Opp Fund 1.0%
Value $3.015M Shares 249,976 Est. Cost $12.25 Unrealized
DUST Direxion Shares ETF Tr 1.0%
Value $2.957M Shares 58,011 Est. Cost $50.98 Unrealized
Rivernorth Flexible Mun Income Fund II, Inc. 1.0%
Value $2.905M Shares 229,634 Est. Cost $13.36 Unrealized
The Taiwan Fund Inc 0.9%
Value $2.728M Shares 41,499 Est. Cost $43.76 Unrealized
PIMCO Dynamic Income Fd 0.9%
Value $2.65M Shares 154,860 Est. Cost $17.70 Unrealized
QID ProShares TR 0.9%
Value $2.635M Shares 116,263 Est. Cost $22.66 Unrealized
BlackRock Res & Commodities Strat Trust 0.9%
Value $2.612M Shares 216,752 Est. Cost $12.05 Unrealized
Columbia Seligman Premium Technology Growth Fund 0.9%
Value $2.512M Shares 66,224 Est. Cost $37.58 Unrealized
Angel Oak Final Strategies Incm Trm Trst 0.8%
Value $2.466M Shares 193,430 Est. Cost $12.99 Unrealized
Nuveen S&P 500 Dynamic Overw 0.8%
Value $2.396M Shares 149,092 Est. Cost $16.07 Unrealized
BSMQ Invesco Exch Trd SLF IDX Fd 0.8%
Value $2.317M Shares 98,083 Est. Cost $23.63 Unrealized
BSMR Invesco Exch Trd SLF IDX Fd 0.8%
Value $2.276M Shares 96,212 Est. Cost $23.65 Unrealized
DXYZ Destiny Tech100 Inc 0.8%
Value $2.218M Shares 82,806 Est. Cost $26.78 Unrealized
FUMB First Trust Ultra Short Duration Municipal 0.7%
Value $2.205M Shares 109,973 Est. Cost $20.05 Unrealized
OXLC Oxford Lane Cap Corp 0.7%
Value $2.176M Shares 222,539 Est. Cost $15.95 Unrealized
Cohen & Steers Limited Duration Preferred and Income Fund, Inc. 0.7%
Value $2.073M Shares 103,791 Est. Cost $19.20 Unrealized
NYLI CBRE Gbl Infr Megtrnds 0.7%
Value $1.92M Shares 130,723 Est. Cost $14.58 Unrealized
General American Investors Co Inc 0.6%
Value $1.91M Shares 32,661 Est. Cost $58.40 Unrealized
BlackRock Tech and Private Eq 0.6%
Value $1.853M Shares 280,753 Est. Cost $6.59 Unrealized
SRH Total Return Fund Inc 0.6%
Value $1.843M Shares 107,778 Est. Cost $17.75 Unrealized
BlackRock Science and Technology Trust II 0.6%
Value $1.831M Shares 82,672 Est. Cost $19.04 Unrealized
PGIM Short Dur Hig yld Opp F 0.6%
Value $1.82M Shares 113,577 Est. Cost $16.42 Unrealized
Central Securities Corp 0.6%
Value $1.813M Shares 36,505 Est. Cost $27.17 Unrealized
Thornburg Incm Builder Opp Tr 0.5%
Value $1.47M Shares 69,502 Est. Cost $17.64 Unrealized
CEFS Exchange Listed FDS Tr 0.5%
Value $1.457M Shares 64,610 Est. Cost $21.19 Unrealized
The Gabelli Dividend & Income Trust 0.5%
Value $1.381M Shares 51,278 Est. Cost $27.11 Unrealized
Nuveen Mortgage and Income Fund 0.4%
Value $1.317M Shares 72,639 Est. Cost $18.11 Unrealized
Blackstone / GSO Long-Short Credit Income Fund 0.4%
Value $1.285M Shares 117,867 Est. Cost $11.90 Unrealized
Western Asset Mortgage Opp Fund Inc. 0.4%
Value $1.235M Shares 114,887 Est. Cost $12.05 Unrealized
PVI Invesco Exch Traded Fd Tr II 0.4%
Value $1.222M Shares 49,141 Est. Cost $24.87 Unrealized
Morgan Stanley Emerging Mkt Debt Fund Inc. 0.4%
Value $1.21M Shares 172,416 Est. Cost $7.39 Unrealized
BlackRock Municipal 2030 Target Term Trust 0.4%
Value $1.114M Shares 49,066 Est. Cost $22.04 Unrealized
XAI Octagn Flt Rat & Alt Inm 0.3%
Value $1.023M Shares 59,545 Est. Cost $17.18 Unrealized
BNY Mellon Strategic Mun Bd 0.3%
Value $991K Shares 164,932 Est. Cost $5.68 Unrealized
PIMCO Dynamic Income Oprnts 0.3%
Value $863K Shares 66,751 Est. Cost $14.10 Unrealized
Morgan Stanley Emerging Mkts 0.2%
Value $692K Shares 136,584 Est. Cost $5.07 Unrealized
PIMCO Calif Mun Income Fund 0.2%
Value $680K Shares 79,226 Est. Cost $8.72 Unrealized
Western Asset Emerging Mkts 0.2%
Value $672K Shares 68,384 Est. Cost $9.83 Unrealized
NYLI MacKay Defined Term Muni 0.2%
Value $659K Shares 44,396 Est. Cost $14.92 Unrealized
GLD SPDR Gold Tr 0.2%
Value $602K Shares 1,398 Est. Cost $178.11 Unrealized
Pimco New York Municipal Income Fund II 0.2%
Value $515K Shares 75,124 Est. Cost $6.85 Unrealized
CCIF Carlyle Credit Income Fund 0.1%
Value $405K Shares 126,239 Est. Cost $4.88 Unrealized
CEF Sprott Physical Gold and Silver Trust 0.1%
Value $382K Shares 8,000 Est. Cost $47.72 Unrealized
SSSS Suro Capital Corp 0.1%
Value $348K Shares 32,518 Est. Cost $9.45 Unrealized 0.0%
MFS Municipal Income Trust 0.1%
Value $333K Shares 61,837 Est. Cost $5.24 Unrealized
MFS High Income Mun Tr 0.1%
Value $328K Shares 88,443 Est. Cost $3.79 Unrealized
SPY SPDR S&P 500 ETF Tr 0.1%
Value $254K Shares 390 Est. Cost $305.33 Unrealized
MFS Investment Grade Municipal Trust 0.1%
Value $187K Shares 23,409 Est. Cost $7.61 Unrealized
Aberdeen Life Sciences Investor 0.1%
Value $180K Shares 11,076 Est. Cost $16.27 Unrealized
DTF Tax-Free Income Inc 0.1%
Value $156K Shares 13,654 Est. Cost $11.45 Unrealized
QQQ Invesco QQQ Tr 0.1%
Value $156K Shares 270 Est. Cost $155.56 Unrealized
NFLX Netflix, Inc. 0.0%
Value $96,150 Shares 1,000 Est. Cost $99.66 Unrealized -15.9%
MDY SPDR S&P MidCap 400 ETF Tr 0.0%
Value $92,514 Shares 150 Est. Cost $300.00 Unrealized
EUM Proshares Tr 0.0%
Value $62,304 Shares 3,245 Est. Cost $19.20 Unrealized
TMC TMC The Metals Company Inc 0.0%
Value $60,294 Shares 12,911 Est. Cost $2.35 Unrealized +195.8%
META Meta Platforms Inc 0.0%
Value $57,213 Shares 100 Est. Cost $169.97 Unrealized +285.7%
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund 0.0%
Value $55,378 Shares 6,546 Est. Cost $8.46 Unrealized
FXY Investco CurrencyShares Japan 0.0%
Value $34,728 Shares 600 Est. Cost $63.45 Unrealized
Flaherty & Crumrine Pfd Inco 0.0%
Value $33,665 Shares 3,724 Est. Cost $9.27 Unrealized
Virtus Stone HBR Emrg Mkts I 0.0%
Value $31,615 Shares 6,614 Est. Cost $4.94 Unrealized
First Tr Inter Dur Pfd & In 0.0%
Value $31,064 Shares 1,762 Est. Cost $18.59 Unrealized
ANGX Angel Studios Inc 0.0%
Value $17,382 Shares 5,699 Est. Cost $7.96 Unrealized -51.2%
The Korea Fund Inc 0.0%
Value $17,062 Shares 380 Est. Cost $26.82 Unrealized
TCW Strategic Income Fund Inc 0.0%
Value $14,628 Shares 3,258 Est. Cost $5.05 Unrealized
Japan Smaller Capitalization Fund Inc 0.0%
Value $12,535 Shares 1,150 Est. Cost $7.91 Unrealized
Nuveen Mutli Asset Income Fund 0.0%
Value $11,135 Shares 898 Est. Cost $12.99 Unrealized
SVXY ProShares Short VIX Short-Term Futures ETF 0.0%
Value $10,076 Shares 220 Est. Cost $59.38 Unrealized
NPWR/WS Net Power Inc. 0.0%
Value $8,848 Shares 32,771 Est. Cost $3.26 Unrealized
Principal Real Estate Income Fund 0.0%
Value $8,716 Shares 907 Est. Cost $10.01 Unrealized
AIRJW Montana Technologies Corp 0.0%
Value $8,572 Shares 15,307 Est. Cost $1.24 Unrealized
Templeton Dragon Fd Inc. 0.0%
Value $8,223 Shares 775 Est. Cost $9.57 Unrealized
Cornerstone Strategic Value Fund Inc 0.0%
Value $8,152 Shares 1,120 Est. Cost $8.01 Unrealized
GAMCO Global Gold Nat Res 0.0%
Value $7,921 Shares 1,489 Est. Cost $5.32 Unrealized
The European Equity Fund Inc 0.0%
Value $7,636 Shares 772 Est. Cost $9.53 Unrealized
Templeton Emerging Markets Fund 0.0%
Value $7,503 Shares 429 Est. Cost $16.74 Unrealized
The Mexico Fund, Inc. 0.0%
Value $7,409 Shares 354 Est. Cost $14.68 Unrealized
Mexico Equity & Income Fd 0.0%
Value $7,353 Shares 570 Est. Cost $10.38 Unrealized
Adams Diversified Equity Fund Inc 0.0%
Value $6,867 Shares 314 Est. Cost $19.71 Unrealized
Royce Small-Cap Trust Inc. 0.0%
Value $6,677 Shares 402 Est. Cost $15.03 Unrealized
Tri-Continental Corp 0.0%
Value $6,175 Shares 195 Est. Cost $25.91 Unrealized
BlackRock Enhanced Equity Dividend Trust 0.0%
Value $6,152 Shares 714 Est. Cost $8.69 Unrealized
Gabelli Equity Trust Inc 0.0%
Value $6,148 Shares 1,098 Est. Cost $6.08 Unrealized
Nuveen NASDAQ 100 Dynamic Overwrite Fund 0.0%
Value $6,007 Shares 225 Est. Cost $24.76 Unrealized
Nuveen Core Equity Alpha Fund 0.0%
Value $5,814 Shares 393 Est. Cost $15.03 Unrealized
RAAQW Real Asset Acquisition 0.0%
Value $5,541 Shares 4,166 Est. Cost $1.33 Unrealized
Liberty All Star Growth Fund Inc 0.0%
Value $5,352 Shares 1,127 Est. Cost $5.74 Unrealized
Aberdeen Emerging Markets Equity Inc. 0.0%
Value $4,862 Shares 667 Est. Cost $6.41 Unrealized
Liberty All Star Equity Fund 0.0%
Value $4,836 Shares 871 Est. Cost $6.26 Unrealized
PCTTW Purecycle Technologies Inc 0.0%
Value $4,093 Shares 5,457 Est. Cost $7.97 Unrealized
KRSP/WS Rice Acquisition Corp 3 0.0%
Value $3,886 Shares 4,858 Est. Cost $0.80 Unrealized
Virtus Total Return Fund Inc. 0.0%
Value $3,028 Shares 457 Est. Cost $8.49 Unrealized
NXDT Nexpoint Diversified Rel Et 0.0%
Value $1,331 Shares 285 Est. Cost $3.86 Unrealized