Location: New York, NY
CIK: 0001418746 · Show all filings
Period: Q4 2013 (Next →)
Filing Date: Feb 14, 2014
Total Value: $118M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PLX TECHNOLOGY INC | 4,502,044 | $29.62M | 25.2% | $6.58 | — | COMM | 693417107 |
| — | AXCELIS TECHNOLOGIES INC | 4,298,744 | $10.49M | 8.9% | $2.44 | — | COMM | 054540109 |
| — | NUMEREX CORP -CL A | 641,709 | $8.31M | 7.1% | $12.95 | — | COMM | 67053A102 |
| — | MERU NETWORKS INC | 1,171,226 | $5.048M | 4.3% | $4.31 | — | COMM | 59047Q103 |
| SATS | ECHOSTAR HOLDING CORP-A | 89,874 | $4.469M | 3.8% | $39.08 | 0.0% | COMM | 278768106 |
| — | QUANTUM CORP | 3,306,450 | $3.968M | 3.4% | $1.20 | — | COMM | 747906204 |
| — | FX ENERGY INC | 1,043,370 | $3.819M | 3.2% | $3.66 | — | COMM | 302695101 |
| — | LIONBRIDGE TECHNOLOGIES INC | 605,783 | $3.61M | 3.1% | $5.96 | — | COMM | 536252109 |
| SXC | SUNCOKE ENERGY INC | 119,770 | $2.732M | 2.3% | $20.64 | 0.0% | COMM | 86722A103 |
| — | NEWTEK BUSINESS SERVICES INC | 855,624 | $2.687M | 2.3% | $3.14 | — | COMM | 652526104 |
| LNWO | SCIENTIFIC GAMES CORP-A | 130,000 | $2.201M | 1.9% | $17.65 | 0.0% | COMM | 80874P109 |
| BAC | BANK OF AMERICA CORP | 140,000 | $2.18M | 1.9% | — | — | Call | 060505104 |
| — | O2MICRO INTERNATIONAL-ADR | 770,538 | $2.15M | 1.8% | $2.79 | — | ADRS | 67107W100 |
| — | EMCORE CORP | 409,804 | $2.098M | 1.8% | $5.12 | — | COMM | 290846203 |
| — | AEROFLEX HOLDING CORP | 274,822 | $1.786M | 1.5% | $6.50 | — | COMM | 007767106 |
| — | SIGMA DESIGNS INC | 373,001 | $1.761M | 1.5% | $4.72 | — | COMM | 826565103 |
| — | ROSETTA STONE INC | 141,128 | $1.725M | 1.5% | $12.22 | — | COMM | 777780107 |
| IYT | ISHARES DJ US TRANSPORT INDX | 11,000 | $1.451M | 1.2% | — | — | Put | 464287192 |
| — | MANAGEMENT NETWORK GROUP INC | 525,543 | $1.445M | 1.2% | $2.75 | — | COMM | 561693201 |
| SIGA | SIGA TECHNOLOGIES INC | 430,776 | $1.409M | 1.2% | $2.47 | 0.0% | COMM | 826917106 |
| — | MATTSON TECHNOLOGY INC | 506,059 | $1.387M | 1.2% | $2.74 | — | COMM | 577223100 |
| — | IKANOS COMMUNICATIONS INC | 1,081,075 | $1.297M | 1.1% | $1.20 | — | COMM | 00173E105 |
| — | CINEDIGM CORP | 577,343 | $1.166M | 1.0% | $2.02 | — | COMM | 172406100 |
| — | PHARMATHENE INC | 565,622 | $1.052M | 0.9% | $1.86 | — | COMM | 71714G102 |
| — | DATALINK CORP | 95,351 | $1.039M | 0.9% | $10.90 | — | COMM | 237934104 |
| — | ACTUATE CORPORATION | 132,081 | $1.018M | 0.9% | $7.71 | — | COMM | 00508B102 |
| — | SABA SOFTWARE INC | 79,175 | $970K | 0.8% | $12.25 | — | COMM | 784932600 |
| — | DEMAND MEDIA INC | 160,463 | $926K | 0.8% | $5.77 | — | COMM | 24802N109 |
| — | TELECOMMUNICATION SYSTEMS-A | 398,107 | $924K | 0.8% | $2.32 | — | COMM | 87929J103 |
| — | NEONODE INC | 129,700 | $820K | 0.7% | $6.32 | — | COMM | 64051M402 |
| — | AIR TRANSPORT SERVICES GROUP INC | 100,445 | $813K | 0.7% | $8.09 | — | COMM | 00922R105 |
| — | INNERWORKINGS INC | 99,428 | $775K | 0.7% | $7.79 | — | COMM | 45773Y105 |
| TDS | TELEPHONE AND DATA SYSTEMS | 28,300 | $730K | 0.6% | $28.28 | 0.0% | COMM | 879433829 |
| — | ACCELRYS INC | 75,650 | $722K | 0.6% | $9.54 | — | COMM | 00430U103 |
| — | THE FINISH LINE-CL A | 24,250 | $683K | 0.6% | $28.16 | — | COMM | 317923100 |
| CACH | CACHE INC | 125,455 | $681K | 0.6% | $5.57 | 0.0% | COMM | 127150308 |
| — | FALCONSTOR SOFTWARE INC | 495,135 | $668K | 0.6% | $1.35 | — | COMM | 306137100 |
| — | INTERSECTIONS INC | 83,338 | $649K | 0.6% | $7.79 | — | COMM | 460981301 |
| DGII | DIGI INTERNATIONAL INC | 52,718 | $639K | 0.5% | $10.75 | 0.0% | COMM | 253798102 |
| — | USA TECHNOLOGIES INC | 341,227 | $618K | 0.5% | $1.81 | — | COMM | 90328S500 |
| — | FX ENERGY INC | 147,800 | $541K | 0.5% | $3.66 | — | Call | 302695101 |
| — | ZAZA ENERGY CORP | 551,381 | $527K | 0.4% | $0.96 | — | COMM | 98919T100 |
| — | ADVANCED PHOTONIX INC-CL A | 703,723 | $485K | 0.4% | $0.69 | — | COMM | 00754E107 |
| — | BALTIC TRADING LTD | 69,300 | $446K | 0.4% | $6.44 | — | COMM | Y0553W103 |
| MUSA | MURPHY USA INC | 10,700 | $445K | 0.4% | $41.23 | 0.0% | COMM | 626755102 |
| — | BEBE STORES INC | 82,400 | $438K | 0.4% | $5.32 | — | COMM | 075571109 |
| — | TECNOGLASS INC | 47,800 | $409K | 0.3% | $8.56 | — | WRNT | TGLSW |
| — | JAMBA INC | 32,553 | $405K | 0.3% | $12.44 | — | COMM | 47023A309 |
| — | REALD INC | 45,200 | $386K | 0.3% | — | — | Call | 75604L105 |
| — | BIODELIVERY SCIENCES INTL | 61,301 | $361K | 0.3% | $5.89 | — | COMM | 09060J106 |
| — | NTELOS HOLDINGS CORP | 17,000 | $343K | 0.3% | — | — | Put | 67020Q305 |
| — | NTELOS HOLDINGS CORP | 16,000 | $324K | 0.3% | — | — | Call | 67020Q305 |
| — | EXFO INC | 62,500 | $298K | 0.3% | $4.77 | — | COMM | 302046107 |
| LPX | LOUISIANA-PACIFIC CORP | 14,900 | $276K | 0.2% | $17.01 | 0.0% | COMM | 546347105 |
| SRPT | SAREPTA THERAPEUTICS INC | 13,100 | $267K | 0.2% | $29.71 | 0.0% | COMM | 803607100 |
| — | MEDIDATA SOLUTIONS INC | 4,000 | $242K | 0.2% | — | — | Put | 58471A105 |
| — | MCDERMOTT INTL INC | 25,000 | $229K | 0.2% | $9.16 | — | COMM | 580037109 |
| — | WI-LAN INC | 61,200 | $206K | 0.2% | $3.37 | — | COMM | 928972108 |
| — | INSIGNIA SYSTEMS INC | 66,556 | $182K | 0.2% | $2.73 | — | COMM | 45765Y105 |
| TLYS | TILLY`S INC-CLASS A SHRS | 13,834 | $158K | 0.1% | $8.64 | 0.0% | COMM | 886885102 |
| QKLS | QKL STORES INC | 19,415 | $82,000 | 0.1% | $4.55 | 0.0% | COMM | 74732Y303 |
| — | ARCH COAL INC | 10,000 | $45,000 | 0.0% | — | — | Call | 039380100 |