CIK: 0001418746 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Oct 23, 2014
Total Value ($000): $91,708 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NUMEREX CORP -CL A | 635,176 | $6,657 | 7.3% | $12.88 | — | COMM | 67053A102 |
| SPY | SPDR S&P 500 ETF TRUST | 30,000 | $5,911 | 6.4% | — | — | Put | 78462F103 |
| EXTR | EXTREME NETWORKS INC | 872,017 | $4,177 | 4.6% | $4.98 | -2.5% | COMM | 30226D106 |
| — | AXCELIS TECHNOLOGIES INC | 1,974,801 | $3,930 | 4.3% | $1.99 | — | COMM | 54540109 |
| — | FX ENERGY INC | 1,217,379 | $3,701 | 4.0% | $3.60 | — | COMM | 302695101 |
| UIS | UNISYS CORP | 120,948 | $2,831 | 3.1% | $23.00 | 0.0% | COMM | 909214306 |
| UIS | UNISYS CORP | 110,800 | $2,594 | 2.8% | $23.00 | 0.0% | Call | 909214306 |
| — | PANDORA MEDIA INC | 91,800 | $2,218 | 2.4% | $24.16 | — | COMM | 698354107 |
| — | NEWTEK BUSINESS SERVICES INC | 803,515 | $2,210 | 2.4% | $3.14 | — | COMM | 652526104 |
| — | MERU NETWORKS INC | 577,510 | $2,200 | 2.4% | $4.31 | — | COMM | 59047Q103 |
| SATS | ECHOSTAR HOLDING CORP-A | 43,850 | $2,138 | 2.3% | $39.12 | +4.8% | COMM | 278768106 |
| — | QUANTUM CORP | 1,837,723 | $2,132 | 2.3% | $1.20 | — | COMM | 747906204 |
| — | PROCERA NETWORKS INC | 202,515 | $1,940 | 2.1% | $10.13 | — | COMM | 74269U203 |
| — | TRAVELCENTERS OF AMERICA LLC | 192,262 | $1,900 | 2.1% | $8.70 | — | COMM | 894174101 |
| — | CARTESIAN INC | 532,143 | $1,863 | 2.0% | $3.50 | — | COMM | 146534102 |
| — | RADISYS CORP | 695,007 | $1,856 | 2.0% | $2.67 | — | COMM | 750459109 |
| — | INNERWORKINGS INC | 228,023 | $1,845 | 2.0% | $8.15 | — | COMM | 45773Y105 |
| — | O2MICRO INTERNATIONAL-ADR | 688,451 | $1,831 | 2.0% | $2.80 | — | ADRS | 67107W100 |
| LNWO | SCIENTIFIC GAMES CORP-A | 169,500 | $1,826 | 2.0% | $16.72 | -38.8% | COMM | 80874P109 |
| — | SCIQUEST INC | 118,881 | $1,788 | 1.9% | $15.82 | — | COMM | 80908T101 |
| — | TELECOMMUNICATION SYSTEMS-A | 611,012 | $1,705 | 1.9% | $2.31 | — | COMM | 87929J103 |
| — | LIFEVANTAGE CORP | 1,428,469 | $1,628 | 1.8% | $1.36 | — | COMM | 53222K106 |
| — | BOINGO WIRELESS INC | 218,009 | $1,554 | 1.7% | $6.91 | — | COMM | 09739C102 |
| — | LIONBRIDGE TECHNOLOGIES INC | 332,808 | $1,498 | 1.6% | $5.96 | — | COMM | 536252109 |
| — | IXIA | 163,359 | $1,493 | 1.6% | $11.43 | — | COMM | 45071R109 |
| — | USA TECHNOLOGIES INC | 783,408 | $1,410 | 1.5% | $1.97 | — | COMM | 90328S500 |
| LSAK | NET 1 UEPS TECHNOLOGIES INC | 112,464 | $1,355 | 1.5% | $10.51 | +12.3% | COMM | 64107N206 |
| — | ENTROPIC COMMUNICATIONS INC | 462,624 | $1,231 | 1.3% | $3.45 | — | COMM | 29384R105 |
| — | INTERSECTIONS INC | 319,029 | $1,225 | 1.3% | $5.27 | — | COMM | 460981301 |
| — | BEBE STORES INC | 515,039 | $1,195 | 1.3% | $2.32 | — | COMM | 75571109 |
| — | PHARMATHENE INC | 643,234 | $1,145 | 1.2% | $1.79 | — | COMM | 71714G102 |
| — | REALD INC | 108,487 | $1,017 | 1.1% | $9.92 | — | COMM | 75604L105 |
| — | ADVANCED PHOTONIX INC-CL A | 1,741,463 | $958 | 1.0% | $0.55 | — | COMM | 00754E107 |
| — | THE FINISH LINE-CL A | 37,150 | $930 | 1.0% | $27.35 | — | COMM | 317923100 |
| CACH | CACHE INC | 1,043,850 | $879 | 1.0% | $2.19 | -46.8% | COMM | 127150308 |
| IBB | ISHARES NASDAQ BIOTECH INDX | 3,000 | $821 | 0.9% | — | — | Call | 464287556 |
| — | FX ENERGY INC | 265,000 | $805 | 0.9% | $3.60 | — | Call | 302695101 |
| — | AMERICAN CAPITAL LIMITED | 50,000 | $708 | 0.8% | $14.16 | — | COMM | 02503Y103 |
| — | FALCONSTOR SOFTWARE INC | 602,774 | $693 | 0.8% | $1.40 | — | COMM | 306137100 |
| SCVL | SHOE CARNIVAL INC | 37,799 | $673 | 0.7% | $9.69 | 0.0% | COMM | 824889109 |
| RICK | RCI HOSPITALITY HOLDINGS INC | 60,633 | $668 | 0.7% | $11.36 | 0.0% | COMM | 74934Q108 |
| TNA | SMALL CAP BULL 3X SHARES | 14,300 | $665 | 0.7% | $46.50 | — | ETF | 25459W847 |
| SIGA | SIGA TECHNOLOGIES INC | 452,776 | $654 | 0.7% | $2.45 | -41.4% | COMM | 826917106 |
| SXC | SUNCOKE ENERGY INC | 29,102 | $653 | 0.7% | $20.64 | +12.0% | COMM | 86722A103 |
| EWH | ISHARES MSCI HONG KONG INDEX | 30,000 | $610 | 0.7% | — | — | Put | 464286871 |
| — | RIGHTSIDE GROUP LTD | 60,866 | $593 | 0.6% | $9.74 | — | COMM | 76658B100 |
| — | RIVERBED TECHNOLOGY INC | 32,000 | $593 | 0.6% | $19.72 | — | COMM | 768573107 |
| — | CUMULUS MEDIA INC-CL A | 146,622 | $591 | 0.6% | $4.03 | — | COMM | 231082108 |
| — | ZBB ENERGY CORP | 1,048,100 | $587 | 0.6% | $0.56 | — | COMM | 98876R303 |
| — | TRANSGENOMIC INC | 150,000 | $566 | 0.6% | $3.74 | — | COMM | 89365K305 |
| — | CAMBREX CORP | 29,269 | $547 | 0.6% | $20.69 | — | COMM | 132011107 |
| — | DEMAND MEDIA INC | 60,866 | $539 | 0.6% | $4.82 | — | COMM | 24802N208 |
| — | JAMBA INC | 32,157 | $457 | 0.5% | $12.35 | — | COMM | 47023A309 |
| — | EMCORE CORP | 79,513 | $452 | 0.5% | $5.68 | — | COMM | 290846203 |
| SRPT | SAREPTA THERAPEUTICS INC | 21,100 | $445 | 0.5% | $28.00 | -19.4% | COMM | 803607100 |
| NOK | NOKIA CORP SPONSORED ADR | 48,300 | $409 | 0.4% | $7.60 | — | COMM | 654902204 |
| BB | BLACKBERRY LTD | 40,000 | $398 | 0.4% | — | — | Call | 09228F103 |
| — | PERNIX THERAPEUTICS HOLDINGS INC | 49,000 | $376 | 0.4% | $7.67 | — | REIT | 71426V108 |
| — | IEC ELECTRONICS CORP | 82,968 | $374 | 0.4% | $4.45 | — | COMM | 44949L105 |
| — | INSIGNIA SYSTEMS INC | 88,307 | $271 | 0.3% | $2.82 | — | COMM | 45765Y105 |
| — | LIFE TIME FITNESS INC | 5,000 | $252 | 0.3% | $50.40 | — | COMM | 53217R207 |
| — | TRAVELCENTERS OF AMERICA LLC | 25,000 | $247 | 0.3% | $8.70 | — | Call | 894174101 |
| — | BALTIC TRADING LTD | 58,600 | $243 | 0.3% | $6.44 | — | COMM | Y0553W103 |
| — | ALCOBRA LTD | 15,700 | $242 | 0.3% | $15.41 | — | COMM | M2239P109 |
| — | IKANOS COMMUNICATIONS INC | 649,173 | $229 | 0.2% | $0.35 | — | COMM | 45173E105 |
| — | BLACK DIAMOND INC | 29,100 | $220 | 0.2% | $7.56 | — | COMM | 09202G101 |
| — | NUMEREX CORP -CL A | 20,000 | $210 | 0.2% | $12.88 | — | Call | 67053A102 |
| — | APPLIED MICRO CIRCUITS CORP | 28,400 | $199 | 0.2% | $9.90 | — | COMM | 03822W406 |
| — | SERVICESOURCE INTERNATIONAL | 51,200 | $165 | 0.2% | $3.22 | — | COMM | 81763U100 |
| — | WALTER ENERGY INC | 70,000 | $164 | 0.2% | $3.65 | — | Call | 93317Q105 |
| — | NEOPHOTONICS CORP | 44,117 | $148 | 0.2% | $4.16 | — | COMM | 64051T100 |
| — | ADCARE HEALTH SYSTEMS INC | 30,000 | $142 | 0.2% | — | — | Call | 00650W300 |
| — | SCIQUEST INC | 8,000 | $120 | 0.1% | $15.82 | — | Put | 80908T101 |
| EXTR | EXTREME NETWORKS INC | 15,300 | $73 | 0.1% | $4.98 | -2.5% | Call | 30226D106 |
| SXC | SUNCOKE ENERGY INC | 3,100 | $70 | 0.1% | $20.64 | +12.0% | Put | 86722A103 |
| — | WALTER ENERGY INC | 24,000 | $56 | 0.1% | $3.65 | — | COMM | 93317Q105 |
| — | MATTERSIGHT CORP | 1,736 | $9 | 0.0% | $5.18 | — | COMM | 577097108 |