Swan Global Investments, LLC Hedge Fund

CIK: 0001591505 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 3, 2014

Total Value ($000): $1,452,306 (100.0% shares, 0.0% debt)

Holdings (13)

SPY SPDR S&P 500 ETF TR 23.0%

Value ($000) $334,066 Shares 1,695,580 Est. Cost $185.98 Unrealized —

XLV SELECT SECTOR SPDR TR 8.8%

Value ($000) $127,309 Shares 1,991,985 Est. Cost $26507.43 Unrealized —

XLK SELECT SECTOR SPDR TR 8.2%

Value ($000) $119,787 Shares 3,001,695 Est. Cost $16255.74 Unrealized —

XLF SELECT SECTOR SPDR TR 8.2%

Value ($000) $119,243 Shares 5,146,419 Est. Cost $10084.41 Unrealized —

XLB SELECT SECTOR SPDR TR 8.1%

Value ($000) $117,305 Shares 2,365,435 Est. Cost $21267.55 Unrealized —

XLI SELECT SECTOR SPDR TR 8.1%

Value ($000) $117,223 Shares 2,205,515 Est. Cost $23859.71 Unrealized —

XLY SELECT SECTOR SPDR TR 8.0%

Value ($000) $116,227 Shares 1,742,778 Est. Cost $29576.92 Unrealized —

XLP SELECT SECTOR SPDR TR 7.7%

Value ($000) $112,310 Shares 2,489,696 Est. Cost $19146.83 Unrealized —

XLE SELECT SECTOR SPDR TR 7.5%

Value ($000) $109,617 Shares 1,209,600 Est. Cost $40092.82 Unrealized —

XLU SELECT SECTOR SPDR TR 7.5%

Value ($000) $109,311 Shares 2,597,108 Est. Cost $17854.49 Unrealized —

— SPDR S&P 500 ETF TR 2.4%

Value ($000) $35,217 Shares 33,402 Est. Cost — Unrealized —

SDRIX Swan Defined Risk Fund Class I 1.3%

Value ($000) $18,750 Shares 1,590,367 Est. Cost $11.79 Unrealized —

SDRAX Swan Defined Risk Fund Class A 1.1%

Value ($000) $15,941 Shares 1,355,565 Est. Cost $11.76 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	1,695,580	$334,066	23.0%	$185.98	—	TR UNIT	78462F103
XLV	SELECT SECTOR SPDR TR	1,991,985	$127,309	8.8%	$26507.43	—	SBI HEALTHCARE	81369Y209
XLK	SELECT SECTOR SPDR TR	3,001,695	$119,787	8.2%	$16255.74	—	TECHNOLOGY	81369Y803
XLF	SELECT SECTOR SPDR TR	5,146,419	$119,243	8.2%	$10084.41	—	SBI INT-FINL	81369Y605
XLB	SELECT SECTOR SPDR TR	2,365,435	$117,305	8.1%	$21267.55	—	SBI MATERIALS	81369Y100
XLI	SELECT SECTOR SPDR TR	2,205,515	$117,223	8.1%	$23859.71	—	SBI INT-INDS	81369Y704
XLY	SELECT SECTOR SPDR TR	1,742,778	$116,227	8.0%	$29576.92	—	SBI CONS DISCR	81369Y407
XLP	SELECT SECTOR SPDR TR	2,489,696	$112,310	7.7%	$19146.83	—	SBI CONS STPLS	81369Y308
XLE	SELECT SECTOR SPDR TR	1,209,600	$109,617	7.5%	$40092.82	—	SBI INT-ENERGY	81369Y506
XLU	SELECT SECTOR SPDR TR	2,597,108	$109,311	7.5%	$17854.49	—	SBI INT-UTILS	81369Y886
—	SPDR S&P 500 ETF TR	33,402	$35,217	2.4%	—	—	Put	78462F953
SDRIX	Swan Defined Risk Fund Class I	1,590,367	$18,750	1.3%	$11.79	—	Mutual Fund	66538E606
SDRAX	Swan Defined Risk Fund Class A	1,355,565	$15,941	1.1%	$11.76	—	Mutual Fund	66538E408