AEGON USA Investment Management, LLC Diversified Active

CIK: 0001454937 · Show all filings

Period: Q2 2018 (← Previous) (Next →)

Filing Date: Aug 10, 2018

Total Value ($000): $350,502 (79.4% shares, 20.6% debt)

Holdings (37)

VTI VANGUARD INDEX FDS 60.0%

Value ($000) $210,335 Shares 1,549,770 Est. Cost $95.99 Unrealized —

— WELLS FARGO CO NEW 4.0%

Value ($000) $14,080 Shares 10,915 Est. Cost $1311.05 Unrealized —

— ANTHEM INC 3.9%

Value ($000) $13,724 Shares 4,200,000 Est. Cost $3.27 Unrealized —

— NOVELLUS SYS INC 3.8%

Value ($000) $13,195 Shares 2,180,000 Est. Cost $2.79 Unrealized —

— INTEL CORP 3.5%

Value ($000) $12,437 Shares 5,000,000 Est. Cost $1.27 Unrealized —

— RED HAT INC 2.3%

Value ($000) $8,189 Shares 4,050,000 Est. Cost $1.29 Unrealized —

— PRICELINE GRP INC 1.7%

Value ($000) $6,021 Shares 3,750,000 Est. Cost $1.45 Unrealized —

— DANAHER CORP DEL 1.6%

Value ($000) $5,618 Shares 1,500,000 Est. Cost $1.84 Unrealized —

— NEXTERA ENERGY INC 1.6%

Value ($000) $5,547 Shares 76,300 Est. Cost $56.48 Unrealized —

— AVAYA HLDGS CORP 1.6%

Value ($000) $5,501 Shares 244,510 Est. Cost $22.50 Unrealized —

BKLN INVESCO EXCHNG TRADE 1.4%

Value ($000) $4,878 Shares 213,000 Est. Cost $22.90 Unrealized —

SRLN SSGA ACTIVE ETF TR 1.4%

Value ($000) $4,742 Shares 100,000 Est. Cost $47.16 Unrealized —

— BANK AMER CORP 1.2%

Value ($000) $4,321 Shares 3,360 Est. Cost $1264.32 Unrealized —

— DOMINION ENERGY INC 1.2%

Value ($000) $4,177 Shares 90,000 Est. Cost $50.32 Unrealized —

— BECTON DICKINSON & C 1.2%

Value ($000) $4,090 Shares 70,000 Est. Cost $55.51 Unrealized —

SJNK SPDR SER TR 1.0%

Value ($000) $3,670 Shares 134,100 Est. Cost $27.26 Unrealized —

— BLACKROCK CORPOR HI 0.9%

Value ($000) $3,268 Shares 308,569 Est. Cost $10.59 Unrealized —

— NEXTERA ENERGY INC 0.8%

Value ($000) $2,883 Shares 50,000 Est. Cost $54.02 Unrealized —

— NXP SEMICONDUCTORS N 0.7%

Value ($000) $2,475 Shares 2,000,000 Est. Cost $1.10 Unrealized —

— CLEAR CHANNEL OUTDOO 0.7%

Value ($000) $2,449 Shares 499,747 Est. Cost $5.17 Unrealized —

XXHYBXX NEW AMER HIGH INCOME 0.6%

Value ($000) $2,200 Shares 252,913 Est. Cost $8.70 Unrealized —

— STANLEY BLACK & DECK 0.6%

Value ($000) $1,957 Shares 17,000 Est. Cost $123.06 Unrealized —

— DTE ENERGY CO 0.5%

Value ($000) $1,871 Shares 36,000 Est. Cost $54.17 Unrealized —

— PRICELINE GRP INC 0.4%

Value ($000) $1,560 Shares 1,250,000 Est. Cost $1.49 Unrealized —

— AMERICAN RLTY CAP PP 0.4%

Value ($000) $1,516 Shares 1,500,000 Est. Cost $1.01 Unrealized —

XHNWX PIONEER DIV HIGH INC 0.4%

Value ($000) $1,424 Shares 97,703 Est. Cost $14.57 Unrealized —

— BLACKROCK DEBT STRAT 0.4%

Value ($000) $1,424 Shares 127,382 Est. Cost $11.18 Unrealized —

HBAN HUNTINGTON BANCSHARE 0.4%

Value ($000) $1,263 Shares 83,668 Est. Cost $11.01 Unrealized -3.6%

— ILLUMINA INC 0.3%

Value ($000) $1,219 Shares 1,000,000 Est. Cost $1.16 Unrealized —

— ASCENT CAP GROUP INC 0.3%

Value ($000) $1,138 Shares 309,109 Est. Cost $3.68 Unrealized —

— OCEAN RIG UDW INC 0.3%

Value ($000) $1,077 Shares 42,703 Est. Cost $26.79 Unrealized —

— TEVA PHARMACEUTICAL 0.2%

Value ($000) $701 Shares 800,000 Est. Cost $1.05 Unrealized —

— NEUBERGER BERMAN HGH 0.2%

Value ($000) $595 Shares 53,450 Est. Cost $11.13 Unrealized —

— WELLS FARGO CO NEW 0.1%

Value ($000) $484 Shares 25,210 Est. Cost $13.72 Unrealized —

VZ VERIZON COMMUNICATIO 0.1%

Value ($000) $335 Shares 7,000 Est. Cost $29.53 Unrealized +9.1%

— WHITING PETE CORP NE 0.0%

Value ($000) $85 Shares 89,000 Est. Cost $0.96 Unrealized —

— CHENIERE ENERGY INC 0.0%

Value ($000) $53 Shares 67,000 Est. Cost $0.79 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VTI	VANGUARD INDEX FDS	1,549,770	$210,335	60.0%	$95.99	—	TOTAL STK MKT	922908769
—	WELLS FARGO CO NEW	10,915	$14,080	4.0%	$1311.05	—	PERP PFD CNV A	949746804
—	ANTHEM INC	4,200,000	$13,724	3.9%	$3.27	—	NOTE 2.750%10/1	94973VBG1
—	NOVELLUS SYS INC	2,180,000	$13,195	3.8%	$2.79	—	NOTE 2.625% 5/1	670008AD3
—	INTEL CORP	5,000,000	$12,437	3.5%	$1.27	—	SDCV 3.250% 8/0	458140AF7
—	RED HAT INC	4,050,000	$8,189	2.3%	$1.29	—	NOTE 0.250%10/0	756577AD4
—	PRICELINE GRP INC	3,750,000	$6,021	1.7%	$1.45	—	NOTE 0.350% 6/1	741503AS5
—	DANAHER CORP DEL	1,500,000	$5,618	1.6%	$1.84	—	DBCV 1/2	235851AF9
—	NEXTERA ENERGY INC	76,300	$5,547	1.6%	$56.48	—	UNIT 08/31/2018	65339F846
—	AVAYA HLDGS CORP	244,510	$5,501	1.6%	$22.50	—	COM	05351X101
BKLN	INVESCO EXCHNG TRADE	213,000	$4,878	1.4%	$22.90	—	SR LN ETF	46138G508
SRLN	SSGA ACTIVE ETF TR	100,000	$4,742	1.4%	$47.16	—	BLKSTN GSOSRLN	78467V608
—	BANK AMER CORP	3,360	$4,321	1.2%	$1264.32	—	7.25%CNV PFD L	060505682
—	DOMINION ENERGY INC	90,000	$4,177	1.2%	$50.32	—	UNIT 08/15/2019	25746U836
—	BECTON DICKINSON & C	70,000	$4,090	1.2%	$55.51	—	PFD SHS CONV A	075887208
SJNK	SPDR SER TR	134,100	$3,670	1.0%	$27.26	—	BLOOMBERG SRT TR	78468R408
—	BLACKROCK CORPOR HI	308,569	$3,268	0.9%	$10.59	—	COM	09255P107
—	NEXTERA ENERGY INC	50,000	$2,883	0.8%	$54.02	—	UNIT 09/01/2019	65339F820
—	NXP SEMICONDUCTORS N	2,000,000	$2,475	0.7%	$1.10	—	DBCV 1.000%12/0	62952QAB6
—	CLEAR CHANNEL OUTDOO	499,747	$2,449	0.7%	$5.17	—	CL A	18451C109
XXHYBXX	NEW AMER HIGH INCOME	252,913	$2,200	0.6%	$8.70	—	COM NEW	641876800
—	STANLEY BLACK & DECK	17,000	$1,957	0.6%	$123.06	—	UNIT 05/15/2020	854502887
—	DTE ENERGY CO	36,000	$1,871	0.5%	$54.17	—	UNIT 99/99/9999	233331883
—	PRICELINE GRP INC	1,250,000	$1,560	0.4%	$1.49	—	NOTE 0.900% 9/1	741503AX4
—	AMERICAN RLTY CAP PP	1,500,000	$1,516	0.4%	$1.01	—	NOTE 3.750%12/1	02917TAB0
XHNWX	PIONEER DIV HIGH INC	97,703	$1,424	0.4%	$14.57	—	COM	723653101
—	BLACKROCK DEBT STRAT	127,382	$1,424	0.4%	$11.18	—	COM NEW	09255R202
HBAN	HUNTINGTON BANCSHARE	83,668	$1,263	0.4%	$11.01	-3.6%	COM	446150104
—	ILLUMINA INC	1,000,000	$1,219	0.3%	$1.16	—	NOTE 0.500% 6/1	452327AH2
—	ASCENT CAP GROUP INC	309,109	$1,138	0.3%	$3.68	—	COM SER A	043632108
—	OCEAN RIG UDW INC	42,703	$1,077	0.3%	$26.79	—	COM CL A	G66964118
—	TEVA PHARMACEUTICAL	800,000	$701	0.2%	$1.05	—	DBCV 0.250% 2/0	88163VAE9
—	NEUBERGER BERMAN HGH	53,450	$595	0.2%	$11.13	—	COM	64128C106
—	WELLS FARGO CO NEW	25,210	$484	0.1%	$13.72	—	*W EXP 10/28/201	949746119
VZ	VERIZON COMMUNICATIO	7,000	$335	0.1%	$29.53	+9.1%	COM	92343V104
—	WHITING PETE CORP NE	89,000	$85	0.0%	$0.96	—	NOTE 1.250% 4/0	966387AL6
—	CHENIERE ENERGY INC	67,000	$53	0.0%	$0.79	—	NOTE 4.250% 3/1	16411RAG4