DG Capital Management, LLC Hedge Fund

CIK: 0001512716 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 12, 2021

Total Value ($000): $236,403 (90.3% shares, 9.7% debt)

Holdings (37)

— INVACARE CORP 6.6%

Value ($000) $15,579 Shares 15,975,000 Est. Cost $0.98 Unrealized —

— EVERI HOLDINGS INC 6.4%

Value ($000) $15,071 Shares 1,091,312 Est. Cost $3.57 Unrealized —

UTHR UNITED THERAPEUTICS CORP DEL 6.0%

Value ($000) $14,180 Shares 93,416 Est. Cost $131.23 Unrealized 0.0%

— EXTENDED STAY AMERICA INC 5.9%

Value ($000) $13,932 Shares 940,691 Est. Cost $11.88 Unrealized —

— HORIZON THERAPEUTICS PUB L 5.6%

Value ($000) $13,285 Shares 181,614 Est. Cost $74.40 Unrealized —

BLMN BLOOMIN BRANDS INC 5.1%

Value ($000) $11,950 Shares 615,367 Est. Cost $14.38 Unrealized 0.0%

EAT BRINKER INTL INC 4.9%

Value ($000) $11,628 Shares 205,559 Est. Cost $26.42 Unrealized +87.0%

AZN ASTRAZENECA PLC 4.7%

Value ($000) $10,998 Shares 220,000 Est. Cost — Unrealized —

— AMARIN CORP PLC 4.6%

Value ($000) $10,863 Shares 2,221,453 Est. Cost $4.89 Unrealized —

— SUMMIT MATLS INC 4.6%

Value ($000) $10,799 Shares 537,805 Est. Cost $20.08 Unrealized —

CZR CAESARS ENTERTAINMENT INC NE 4.1%

Value ($000) $9,768 Shares 131,516 Est. Cost $43.94 Unrealized +42.7%

DRI DARDEN RESTAURANTS INC 4.0%

Value ($000) $9,530 Shares 80,000 Est. Cost $65.82 Unrealized +38.9%

— THAYER VENTURES ACQU CORP 3.5%

Value ($000) $8,360 Shares 800,000 Est. Cost $10.45 Unrealized —

— PROVENTION BIO INC 3.2%

Value ($000) $7,510 Shares 443,331 Est. Cost $13.90 Unrealized —

TPB TURNING PT BRANDS INC 2.9%

Value ($000) $6,794 Shares 152,463 Est. Cost $26.28 Unrealized +43.7%

— NANTHEALTH INC 2.8%

Value ($000) $6,549 Shares 6,815,000 Est. Cost $0.96 Unrealized —

AWRE AWARE INC MASS 2.7%

Value ($000) $6,387 Shares 1,824,854 Est. Cost $3.88 Unrealized -23.3%

WH WYNDHAM HOTELS & RESORTS INC 2.4%

Value ($000) $5,677 Shares 95,500 Est. Cost $41.86 Unrealized +28.8%

FE FIRSTENERGY CORP 2.4%

Value ($000) $5,660 Shares 184,900 Est. Cost — Unrealized —

— BLUEKNIGHT ENERGY PARTNERS L 2.0%

Value ($000) $4,846 Shares 2,447,437 Est. Cost $5.60 Unrealized —

— FRAZIER LIFESCIENCES ACQU CO 2.0%

Value ($000) $4,685 Shares 450,000 Est. Cost $10.41 Unrealized —

BSX BOSTON SCIENTIFIC CORP 1.8%

Value ($000) $4,157 Shares 115,620 Est. Cost $36.04 Unrealized 0.0%

— SCION TECH GROWTH I 1.7%

Value ($000) $4,136 Shares 400,000 Est. Cost $10.34 Unrealized —

— ROMAN DBDR TECH ACQUISITION 1.7%

Value ($000) $4,044 Shares 400,000 Est. Cost $10.11 Unrealized —

— SPARTACUS ACQUISITION CORP 1.7%

Value ($000) $4,024 Shares 400,000 Est. Cost $10.06 Unrealized —

BCRX BIOCRYST PHARMACEUTICALS INC 1.7%

Value ($000) $4,007 Shares 537,866 Est. Cost $4.00 Unrealized +28.8%

RVLPQ OSMOTICA PHARMACEUTICALS PLC 0.9%

Value ($000) $2,106 Shares 511,063 Est. Cost $5.30 Unrealized +8.7%

— ROMAN DBDR TECH ACQUISITION 0.9%

Value ($000) $2,022 Shares 200,000 Est. Cost $10.11 Unrealized —

— SPARTACUS ACQUISITION CORP 0.9%

Value ($000) $2,012 Shares 200,000 Est. Cost $10.06 Unrealized —

— CORNER GROWTH ACQUISITION CO 0.7%

Value ($000) $1,568 Shares 150,000 Est. Cost $10.45 Unrealized —

— COHN ROBBINS HOLDINGS CORP 0.4%

Value ($000) $1,047 Shares 100,549 Est. Cost $10.41 Unrealized —

— RICEBRAN TECHNOLOGIES 0.3%

Value ($000) $780 Shares 1,279,319 Est. Cost $1.47 Unrealized —

— TURNING PT BRANDS INC 0.3%

Value ($000) $718 Shares 640,000 Est. Cost $1.12 Unrealized —

— AGILE THERAPEUTICS INC 0.3%

Value ($000) $634 Shares 220,852 Est. Cost $2.66 Unrealized —

— SPARTACUS ACQUISITION CORP 0.2%

Value ($000) $529 Shares 50,000 Est. Cost $10.58 Unrealized —

LCUT LIFETIME BRANDS INC 0.1%

Value ($000) $298 Shares 19,575 Est. Cost $10.97 Unrealized 0.0%

— NEBULA CARAVEL ACQUISITION C 0.1%

Value ($000) $270 Shares 25,000 Est. Cost $10.80 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	INVACARE CORP	15,975,000	$15,579	6.6%	$0.98	—	NOTE 5.000%11/1	461203AL5
—	EVERI HOLDINGS INC	1,091,312	$15,071	6.4%	$3.57	—	COMM	30034T103
UTHR	UNITED THERAPEUTICS CORP DEL	93,416	$14,180	6.0%	$131.23	0.0%	COMM	91307C102
—	EXTENDED STAY AMERICA INC	940,691	$13,932	5.9%	$11.88	—	UNIT 99/99/9999B	30224P200
—	HORIZON THERAPEUTICS PUB L	181,614	$13,285	5.6%	$74.40	—	SHS	G46188101
BLMN	BLOOMIN BRANDS INC	615,367	$11,950	5.1%	$14.38	0.0%	COMM	094235108
EAT	BRINKER INTL INC	205,559	$11,628	4.9%	$26.42	+87.0%	COMM	109641100
AZN	ASTRAZENECA PLC	220,000	$10,998	4.7%	—	—	Call	046353108
—	AMARIN CORP PLC	2,221,453	$10,863	4.6%	$4.89	—	SPONS ADR NEW	023111206
—	SUMMIT MATLS INC	537,805	$10,799	4.6%	$20.08	—	CL A	86614U100
CZR	CAESARS ENTERTAINMENT INC NE	131,516	$9,768	4.1%	$43.94	+42.7%	COMM	12769G100
DRI	DARDEN RESTAURANTS INC	80,000	$9,530	4.0%	$65.82	+38.9%	Call	237194105
—	THAYER VENTURES ACQU CORP	800,000	$8,360	3.5%	$10.45	—	UNIT 01/01/2030	88332T209
—	PROVENTION BIO INC	443,331	$7,510	3.2%	$13.90	—	COMM	74374N102
TPB	TURNING PT BRANDS INC	152,463	$6,794	2.9%	$26.28	+43.7%	COMM	90041L105
—	NANTHEALTH INC	6,815,000	$6,549	2.8%	$0.96	—	NOTE 5.500%12/1	630104AB3
AWRE	AWARE INC MASS	1,824,854	$6,387	2.7%	$3.88	-23.3%	COMM	05453N100
WH	WYNDHAM HOTELS & RESORTS INC	95,500	$5,677	2.4%	$41.86	+28.8%	COMM	98311A105
FE	FIRSTENERGY CORP	184,900	$5,660	2.4%	—	—	Call	337932107
—	BLUEKNIGHT ENERGY PARTNERS L	2,447,437	$4,846	2.0%	$5.60	—	COM UNIT	09625U109
—	FRAZIER LIFESCIENCES ACQU CO	450,000	$4,685	2.0%	$10.41	—	UNIT 12/09/2025	G3710A121
BSX	BOSTON SCIENTIFIC CORP	115,620	$4,157	1.8%	$36.04	0.0%	COMM	101137107
—	SCION TECH GROWTH I	400,000	$4,136	1.7%	$10.34	—	UNIT 12/17/2025	G31067120
—	ROMAN DBDR TECH ACQUISITION	400,000	$4,044	1.7%	$10.11	—	COM CL A	77584N101
—	SPARTACUS ACQUISITION CORP	400,000	$4,024	1.7%	$10.06	—	CL A	84677L109
BCRX	BIOCRYST PHARMACEUTICALS INC	537,866	$4,007	1.7%	$4.00	+28.8%	COMM	09058V103
RVLPQ	OSMOTICA PHARMACEUTICALS PLC	511,063	$2,106	0.9%	$5.30	+8.7%	SHS	G6S41R101
—	ROMAN DBDR TECH ACQUISITION	200,000	$2,022	0.9%	$10.11	—	*W EXP 10/31/202	77584N119
—	SPARTACUS ACQUISITION CORP	200,000	$2,012	0.9%	$10.06	—	*W EXP 10/31/202	84677L117
—	CORNER GROWTH ACQUISITION CO	150,000	$1,568	0.7%	$10.45	—	UNIT 01/01/2027	G2425N121
—	COHN ROBBINS HOLDINGS CORP	100,549	$1,047	0.4%	$10.41	—	COM CL A	G23726105
—	RICEBRAN TECHNOLOGIES	1,279,319	$780	0.3%	$1.47	—	COM NEW	762831204
—	TURNING PT BRANDS INC	640,000	$718	0.3%	$1.12	—	NOTE 2.500% 7/1	90041LAE5
—	AGILE THERAPEUTICS INC	220,852	$634	0.3%	$2.66	—	COMM	00847L100
—	SPARTACUS ACQUISITION CORP	50,000	$529	0.2%	$10.58	—	UNIT 10/31/2027	84677L208
LCUT	LIFETIME BRANDS INC	19,575	$298	0.1%	$10.97	0.0%	COMM	53222Q103
—	NEBULA CARAVEL ACQUISITION C	25,000	$270	0.1%	$10.80	—	UNIT 12/09/2023	629070202