Location: New York, NY
CIK: 0001512716 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 12, 2021
Total Value: $236M (90.3% shares, 9.7% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | INVACARE CORP | 15,975,000 | $15.58M | 6.6% | $0.98 | — | NOTE 5.000%11/1 | 461203AL5 |
| — | EVERI HOLDINGS INC | 1,091,312 | $15.07M | 6.4% | $3.57 | — | COMM | 30034T103 |
| UTHR | UNITED THERAPEUTICS CORP DEL | 93,416 | $14.18M | 6.0% | $131.23 | 0.0% | COMM | 91307C102 |
| — | EXTENDED STAY AMERICA INC | 940,691 | $13.93M | 5.9% | $11.88 | — | UNIT 99/99/9999B | 30224P200 |
| — | HORIZON THERAPEUTICS PUB L | 181,614 | $13.29M | 5.6% | $74.40 | — | SHS | G46188101 |
| BLMN | BLOOMIN BRANDS INC | 615,367 | $11.95M | 5.1% | $14.38 | 0.0% | COMM | 094235108 |
| EAT | BRINKER INTL INC | 205,559 | $11.63M | 4.9% | $26.42 | +87.0% | COMM | 109641100 |
| AZN | ASTRAZENECA PLC | 220,000 | $11M | 4.7% | — | — | Call | 046353108 |
| — | AMARIN CORP PLC | 2,221,453 | $10.86M | 4.6% | $4.89 | — | SPONS ADR NEW | 023111206 |
| — | SUMMIT MATLS INC | 537,805 | $10.8M | 4.6% | $20.08 | — | CL A | 86614U100 |
| CZR | CAESARS ENTERTAINMENT INC NE | 131,516 | $9.768M | 4.1% | $43.94 | +42.7% | COMM | 12769G100 |
| DRI | DARDEN RESTAURANTS INC | 80,000 | $9.53M | 4.0% | $65.82 | +38.9% | Call | 237194105 |
| — | THAYER VENTURES ACQU CORP | 800,000 | $8.36M | 3.5% | $10.45 | — | UNIT 01/01/2030 | 88332T209 |
| — | PROVENTION BIO INC | 443,331 | $7.51M | 3.2% | $13.90 | — | COMM | 74374N102 |
| TPB | TURNING PT BRANDS INC | 152,463 | $6.794M | 2.9% | $26.28 | +43.7% | COMM | 90041L105 |
| — | NANTHEALTH INC | 6,815,000 | $6.549M | 2.8% | $0.96 | — | NOTE 5.500%12/1 | 630104AB3 |
| AWRE | AWARE INC MASS | 1,824,854 | $6.387M | 2.7% | $3.88 | -23.3% | COMM | 05453N100 |
| WH | WYNDHAM HOTELS & RESORTS INC | 95,500 | $5.677M | 2.4% | $41.86 | +28.8% | COMM | 98311A105 |
| FE | FIRSTENERGY CORP | 184,900 | $5.66M | 2.4% | — | — | Call | 337932107 |
| — | BLUEKNIGHT ENERGY PARTNERS L | 2,447,437 | $4.846M | 2.0% | $5.60 | — | COM UNIT | 09625U109 |
| — | FRAZIER LIFESCIENCES ACQU CO | 450,000 | $4.685M | 2.0% | $10.41 | — | UNIT 12/09/2025 | G3710A121 |
| BSX | BOSTON SCIENTIFIC CORP | 115,620 | $4.157M | 1.8% | $36.04 | 0.0% | COMM | 101137107 |
| — | SCION TECH GROWTH I | 400,000 | $4.136M | 1.7% | $10.34 | — | UNIT 12/17/2025 | G31067120 |
| — | ROMAN DBDR TECH ACQUISITION | 400,000 | $4.044M | 1.7% | $10.11 | — | COM CL A | 77584N101 |
| — | SPARTACUS ACQUISITION CORP | 400,000 | $4.024M | 1.7% | $10.06 | — | CL A | 84677L109 |
| BCRX | BIOCRYST PHARMACEUTICALS INC | 537,866 | $4.007M | 1.7% | $4.00 | +28.8% | COMM | 09058V103 |
| RVLPQ | OSMOTICA PHARMACEUTICALS PLC | 511,063 | $2.106M | 0.9% | $5.30 | +8.7% | SHS | G6S41R101 |
| — | ROMAN DBDR TECH ACQUISITION | 200,000 | $2.022M | 0.9% | $10.11 | — | *W EXP 10/31/202 | 77584N119 |
| — | SPARTACUS ACQUISITION CORP | 200,000 | $2.012M | 0.9% | $10.06 | — | *W EXP 10/31/202 | 84677L117 |
| — | CORNER GROWTH ACQUISITION CO | 150,000 | $1.568M | 0.7% | $10.45 | — | UNIT 01/01/2027 | G2425N121 |
| — | COHN ROBBINS HOLDINGS CORP | 100,549 | $1.047M | 0.4% | $10.41 | — | COM CL A | G23726105 |
| — | RICEBRAN TECHNOLOGIES | 1,279,319 | $780K | 0.3% | $1.47 | — | COM NEW | 762831204 |
| — | TURNING PT BRANDS INC | 640,000 | $718K | 0.3% | $1.12 | — | NOTE 2.500% 7/1 | 90041LAE5 |
| — | AGILE THERAPEUTICS INC | 220,852 | $634K | 0.3% | $2.66 | — | COMM | 00847L100 |
| — | SPARTACUS ACQUISITION CORP | 50,000 | $529K | 0.2% | $10.58 | — | UNIT 10/31/2027 | 84677L208 |
| LCUT | LIFETIME BRANDS INC | 19,575 | $298K | 0.1% | $10.97 | 0.0% | COMM | 53222Q103 |
| — | NEBULA CARAVEL ACQUISITION C | 25,000 | $270K | 0.1% | $10.80 | — | UNIT 12/09/2023 | 629070202 |