Location: Lajolla, CA
CIK: 0001301396 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Aug 13, 2018
Total Value: $116M (16.0% shares, 84.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | AMAG PHARMACEUTICALS INC | 8,800,000 | $9.006M | 7.7% | $0.97 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| — | RENEWABLE ENERGY GROUP INC | 5,000,000 | $8.928M | 7.7% | $1.35 | — | NOTE 4.000% 6/1 | 75972AAC7 |
| — | PDL BIOPHARMA INC | 8,175,000 | $7.546M | 6.5% | $0.85 | — | NOTE 2.750%12/0 | 69329YAG9 |
| — | THERAVANCE BIOPHARMA INC | 5,500,000 | $5.466M | 4.7% | $1.15 | — | NOTE 3.250%11/0 | 88339KAA0 |
| — | VECTOR GROUP LTD | 5,000,000 | $5.281M | 4.5% | $1.07 | — | FRNT | 92240MBC1 |
| — | CTRIP COM INTL LTD | 5,000,000 | $5.272M | 4.5% | $1.10 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | MICROCHIP TECHNOLOGY INC | 4,400,000 | $5.247M | 4.5% | $1.19 | — | NOTE 2.250% 2/1 | 595017AH7 |
| — | TESLA INC | 4,500,000 | $5.082M | 4.4% | $0.98 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| — | DEPOMED INC | 5,500,000 | $4.514M | 3.9% | $0.88 | — | NOTE 2.500% 9/0 | 249908AA2 |
| — | CAESARS ENTMT CORP | 2,469,000 | $4.229M | 3.6% | $1.94 | — | NOTE 5.000%10/0 | 127686AA1 |
| — | ENDOLOGIX INC | 4,150,000 | $3.814M | 3.3% | $0.98 | — | NOTE 3.250%11/0 | 29266SAB2 |
| — | SOLARCITY CORP | 3,756,000 | $3.504M | 3.0% | $0.88 | — | NOTE 1.625%11/0 | 83416TAC4 |
| — | ENCORE CAP GROUP INC | 3,119,000 | $3.146M | 2.7% | $1.04 | — | NOTE 3.000% 7/0 | 292554AF9 |
| — | PRETIUM RES INC | 3,577,000 | $3.125M | 2.7% | $0.83 | — | NOTE 2.250% 3/1 | 74139CAB8 |
| — | ENCORE CAP GROUP INC | 3,000,000 | $3.049M | 2.6% | $1.17 | — | NOTE 3.250% 3/1 | 292554AK8 |
| — | MEDICINES CO | 3,000,000 | $3.031M | 2.6% | $1.00 | — | NOTE 2.750% 7/1 | 584688AG0 |
| — | MICROCHIP TECHNOLOGY INC | 1,500,000 | $2.645M | 2.3% | $1.75 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | MTECH ACQUISITION CORP | 250,000 | $2.612M | 2.2% | $10.17 | — | UNIT 01/19/2023 | 55378W206 |
| — | TESLA INC | 2,000,000 | $2.432M | 2.1% | $1.17 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| LQD | ISHARES TR | 21,000 | $2.406M | 2.1% | $116.43 | — | IBOXX INV CP ETF | 464287242 |
| — | APOLLO COML REAL EST FIN INC | 2,170,000 | $2.321M | 2.0% | $1.09 | — | NOTE 5.500% 3/1 | 03762UAA3 |
| — | DERMIRA INC | 2,525,000 | $2.085M | 1.8% | $0.83 | — | NOTE 3.000% 5/1 | 24983LAB0 |
| — | LF CAP ACQUISITION CORP | 200,190 | $2.016M | 1.7% | $10.07 | — | UNIT 06/19/2025 | 50200K207 |
| — | CHART INDS INC | 1,874,000 | $1.898M | 1.6% | $1.01 | — | NOTE 2.000% 8/0 | 16115QAC4 |
| — | TIBERIUS ACQUISITION CORP | 150,000 | $1.51M | 1.3% | $10.09 | — | UNIT 02/28/2021 | 88633A206 |
| — | NANTHEALTH INC | 2,200,000 | $1.482M | 1.3% | $0.71 | — | NOTE 5.500%12/1 | 630104AB3 |
| — | MUDRICK CAP ACQUISITION CORP | 140,000 | $1.456M | 1.3% | $10.27 | — | UNIT 02/01/2023 | 624745204 |
| NXPI | NXP SEMICONDUCTORS N V | 12,000 | $1.311M | 1.1% | $107.24 | -8.7% | COM | N6596X109 |
| — | GORDON POINTE ACQUISITION CO | 125,000 | $1.271M | 1.1% | $10.33 | — | UNIT 01/18/2023 | 382788206 |
| — | TRINITY MERGER CORP | 121,868 | $1.226M | 1.1% | $10.06 | — | UNIT 05/11/2025 | 89653L205 |
| — | BLACK RIDGE ACQUISITION CORP | 100,900 | $1.054M | 0.9% | $10.14 | — | UNIT 10/05/2022 | 09216T206 |
| — | GSV CAP CORP | 1,000,000 | $964K | 0.8% | $1.01 | — | NOTE 4.750% 3/2 | 36191JAC5 |
| — | ROVI CORP | 1,000,000 | $954K | 0.8% | $0.95 | — | NOTE 0.500% 3/0 | 779376AD4 |
| — | CALAMP CORP | 893,000 | $954K | 0.8% | $1.07 | — | NOTE 1.625% 5/1 | 128126AB5 |
| — | CLOVIS ONCOLOGY INC | 1,000,000 | $924K | 0.8% | $0.92 | — | NOTE 1.250% 5/0 | 189464AC4 |
| SPY | SPDR S&P 500 ETF TR | 3,250 | $882K | 0.8% | $263.14 | — | TR UNIT | 78462F103 |
| — | INDUSTREA ACQUISITION CORP | 80,000 | $834K | 0.7% | $10.11 | — | UNIT 07/21/2024 | 45579J203 |
| — | PENSARE ACQUISITION CORP | 51,700 | $548K | 0.5% | $10.33 | — | UNIT 07/27/2022 | 70957E204 |
| — | INTERCEPT PHARMACEUTICALS IN | 5,500,000 | $484K | 0.4% | $0.09 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| — | WILLSCOT CORP | 200,000 | $452K | 0.4% | $1.55 | — | *W EXP 09/10/202 | 971375118 |
| — | SIMPLY GOOD FOODS CO | 100,000 | $415K | 0.4% | $3.55 | — | *W EXP 07/07/202 | 82900L110 |
| — | HOSTESS BRANDS INC | 200,000 | $340K | 0.3% | $2.31 | — | *W EXP 11/04/202 | 44109J114 |
| — | MTECH ACQUISITION CORP | 30,000 | $293K | 0.3% | $9.57 | — | COM CLASS A | 55378W107 |
| — | BLACKSTONE MTG TR INC | 300,000 | $293K | 0.3% | $0.99 | — | NOTE 4.750% 3/1 | 09257WAC4 |