Lion Point Capital, LP Hedge Fund

CIK: 0001643354 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 14, 2018

Total Value ($000): $1,064,706 (95.9% shares, 4.1% debt)

Holdings (35)

IWM ISHARES TR 20.9%

Value ($000) $222,907 Shares 1,322,500 Est. Cost — Unrealized —

— SPDR SERIES TRUST 13.3%

Value ($000) $141,428 Shares 3,267,000 Est. Cost — Unrealized —

— RESOLUTE ENERGY CORP 7.5%

Value ($000) $80,108 Shares 2,118,708 Est. Cost $33.25 Unrealized —

— OCEAN RIG UDW INC 6.5%

Value ($000) $69,074 Shares 1,995,232 Est. Cost $26.65 Unrealized —

LSCC LATTICE SEMICONDUCTOR CORP 6.5%

Value ($000) $68,687 Shares 8,585,995 Est. Cost $5.71 Unrealized —

AA ALCOA CORP 5.1%

Value ($000) $54,187 Shares 1,341,263 Est. Cost $29.86 Unrealized +39.0%

— COMSCORE INC 5.1%

Value ($000) $54,183 Shares 2,972,241 Est. Cost $21.76 Unrealized —

CSIQ CANADIAN SOLAR INC 5.0%

Value ($000) $53,720 Shares 3,704,833 Est. Cost $14.25 Unrealized -3.4%

— CARRIZO OIL & GAS INC 4.7%

Value ($000) $50,400 Shares 2,000,002 Est. Cost $20.35 Unrealized —

ACHC ACADIA HEALTHCARE COMPANY IN 4.4%

Value ($000) $46,647 Shares 1,325,200 Est. Cost $36.67 Unrealized +8.7%

XPO XPO LOGISTICS INC 3.0%

Value ($000) $32,253 Shares 282,500 Est. Cost $17.83 Unrealized +104.0%

— MEDICINES CO 2.0%

Value ($000) $21,750 Shares 727,205 Est. Cost $35.74 Unrealized —

— ALDER BIOPHARMACEUTICALS INC 2.0%

Value ($000) $21,398 Shares 20,000,000 Est. Cost $1.04 Unrealized —

— HORIZON PHARMA INVT LTD 1.5%

Value ($000) $16,094 Shares 16,000,000 Est. Cost $0.96 Unrealized —

— EVERI HLDGS INC 1.4%

Value ($000) $14,466 Shares 1,577,577 Est. Cost $3.86 Unrealized —

— ARCONIC INC 1.3%

Value ($000) $13,766 Shares 625,475 Est. Cost $24.14 Unrealized —

EQT EQT CORP 1.2%

Value ($000) $12,581 Shares 284,450 Est. Cost $25.52 Unrealized 0.0%

— MELLANOX TECHNOLOGIES LTD 1.2%

Value ($000) $12,486 Shares 170,000 Est. Cost $64.70 Unrealized —

— ARCONIC INC 1.1%

Value ($000) $11,555 Shares 525,000 Est. Cost $24.14 Unrealized —

RIG TRANSOCEAN LTD 1.0%

Value ($000) $10,951 Shares 785,000 Est. Cost — Unrealized —

— ALDER BIOPHARMACEUTICALS INC 0.9%

Value ($000) $9,690 Shares 582,030 Est. Cost $15.80 Unrealized —

NTGR NETGEAR INC 0.7%

Value ($000) $7,958 Shares 126,633 Est. Cost $42.40 Unrealized 0.0%

CENX CENTURY ALUM CO 0.6%

Value ($000) $6,224 Shares 520,000 Est. Cost — Unrealized —

— FTS INTERNATIONAL INC 0.6%

Value ($000) $5,895 Shares 500,000 Est. Cost $11.79 Unrealized —

AMT AMERICAN TOWER CORP NEW 0.5%

Value ($000) $5,449 Shares 37,500 Est. Cost — Unrealized —

EXTR EXTREME NETWORKS INC 0.4%

Value ($000) $4,448 Shares 811,835 Est. Cost $7.09 Unrealized 0.0%

TDG TRANSDIGM GROUP INC 0.4%

Value ($000) $4,095 Shares 11,000 Est. Cost — Unrealized —

— AEGEAN MARINE PETE NETWORK I 0.4%

Value ($000) $4,060 Shares 7,000,000 Est. Cost $0.61 Unrealized —

NVDA NVIDIA CORP 0.3%

Value ($000) $3,202 Shares 11,396 Est. Cost $5.81 Unrealized +10.8%

— CANADIAN SOLAR INC 0.2%

Value ($000) $2,318 Shares 2,350,000 Est. Cost $0.86 Unrealized —

— AEGEAN MARINE PETROLEUM NETW 0.1%

Value ($000) $967 Shares 676,736 Est. Cost $1.43 Unrealized —

— OPES ACQUISITION CORP 0.1%

Value ($000) $847 Shares 83,438 Est. Cost $10.15 Unrealized —

— DITECH HLDG CORP 0.1%

Value ($000) $795 Shares 185,906 Est. Cost $8.99 Unrealized —

— DITECH HLDG CORP 0.0%

Value ($000) $85 Shares 316,729 Est. Cost — Unrealized —

— DITECH HLDG CORP 0.0%

Value ($000) $32 Shares 251,317 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IWM	ISHARES TR	1,322,500	$222,907	20.9%	—	—	Put	464287655
—	SPDR SERIES TRUST	3,267,000	$141,428	13.3%	—	—	Put	78464A730
—	RESOLUTE ENERGY CORP	2,118,708	$80,108	7.5%	$33.25	—	COM NEW	76116A306
—	OCEAN RIG UDW INC	1,995,232	$69,074	6.5%	$26.65	—	COM CL A	G66964118
LSCC	LATTICE SEMICONDUCTOR CORP	8,585,995	$68,687	6.5%	$5.71	—	COM	518415104
AA	ALCOA CORP	1,341,263	$54,187	5.1%	$29.86	+39.0%	COM	013872106
—	COMSCORE INC	2,972,241	$54,183	5.1%	$21.76	—	COM	20564W105
CSIQ	CANADIAN SOLAR INC	3,704,833	$53,720	5.0%	$14.25	-3.4%	COM	136635109
—	CARRIZO OIL & GAS INC	2,000,002	$50,400	4.7%	$20.35	—	COM	144577103
ACHC	ACADIA HEALTHCARE COMPANY IN	1,325,200	$46,647	4.4%	$36.67	+8.7%	COM	00404A109
XPO	XPO LOGISTICS INC	282,500	$32,253	3.0%	$17.83	+104.0%	COM	983793100
—	MEDICINES CO	727,205	$21,750	2.0%	$35.74	—	COM	584688105
—	ALDER BIOPHARMACEUTICALS INC	20,000,000	$21,398	2.0%	$1.04	—	NOTE 2.500% 2/0	014339AA3
—	HORIZON PHARMA INVT LTD	16,000,000	$16,094	1.5%	$0.96	—	NOTE 2.500% 3/1	44052TAB7
—	EVERI HLDGS INC	1,577,577	$14,466	1.4%	$3.86	—	COM	30034T103
—	ARCONIC INC	625,475	$13,766	1.3%	$24.14	—	COM	03965L100
EQT	EQT CORP	284,450	$12,581	1.2%	$25.52	0.0%	COM	26884L109
—	MELLANOX TECHNOLOGIES LTD	170,000	$12,486	1.2%	$64.70	—	SHS	M51363113
—	ARCONIC INC	525,000	$11,555	1.1%	$24.14	—	Call	03965L100
RIG	TRANSOCEAN LTD	785,000	$10,951	1.0%	—	—	Put	H8817H100
—	ALDER BIOPHARMACEUTICALS INC	582,030	$9,690	0.9%	$15.80	—	COM	014339105
NTGR	NETGEAR INC	126,633	$7,958	0.7%	$42.40	0.0%	COM	64111Q104
CENX	CENTURY ALUM CO	520,000	$6,224	0.6%	—	—	Put	156431108
—	FTS INTERNATIONAL INC	500,000	$5,895	0.6%	$11.79	—	COM	30283W104
AMT	AMERICAN TOWER CORP NEW	37,500	$5,449	0.5%	—	—	Put	03027X100
EXTR	EXTREME NETWORKS INC	811,835	$4,448	0.4%	$7.09	0.0%	COM	30226D106
TDG	TRANSDIGM GROUP INC	11,000	$4,095	0.4%	—	—	Put	893641100
—	AEGEAN MARINE PETE NETWORK I	7,000,000	$4,060	0.4%	$0.61	—	NOTE 4.250%12/1	00773VAB2
NVDA	NVIDIA CORP	11,396	$3,202	0.3%	$5.81	+10.8%	COM	67066G104
—	CANADIAN SOLAR INC	2,350,000	$2,318	0.2%	$0.86	—	NOTE 4.250% 2/1	136635AE9
—	AEGEAN MARINE PETROLEUM NETW	676,736	$967	0.1%	$1.43	—	SHS	Y0017S102
—	OPES ACQUISITION CORP	83,438	$847	0.1%	$10.15	—	UNIT 03/07/2023	68373P209
—	DITECH HLDG CORP	185,906	$795	0.1%	$8.99	—	COM	25501G105
—	DITECH HLDG CORP	316,729	$85	0.0%	—	—	Call	25501G113
—	DITECH HLDG CORP	251,317	$32	0.0%	—	—	Call	25501G121