Location: Stamford, CT
CIK: 0001287978 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 15, 2019
Total Value: $480M (99.7% shares, 0.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | THUNDER BRIDGE ACQUISITION L | 1,731,105 | $17.66M | 3.7% | $10.20 | $9.91 | — | SHS CLASS A | G8857R100 |
| IWM | ISHARES TR | 100,000 | $15.31M | 3.2% | $153.09 | $150.28 | +1.9% | Call | 464287655 |
| — | ACAMAR PARTNERS ACQSITION CO | 1,249,963 | $12.5M | 2.6% | $10.00 | $10.00 | — | UNIT 12/30/2025 | 004285201 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 1,137,252 | $11.59M | 2.4% | $10.19 | $10.03 | — | CL A | G8250R103 |
| — | RMG ACQUISITION CORP | 1,107,500 | $11.11M | 2.3% | $10.03 | $10.03 | — | UNIT 99/99/9999 | 749641205 |
| — | BOXWOOD MERGER CORP | 966,557 | $9.753M | 2.0% | $10.09 | $9.93 | — | UNIT 11/26/2025 | 10319T200 |
| — | LEO HOLDINGS CORP | 969,817 | $9.737M | 2.0% | $10.04 | $9.78 | — | COM CL A | G5463L105 |
| — | SENTINEL ENERGY SVCS INC | 948,744 | $9.525M | 2.0% | $10.04 | $10.04 | — | CL A | 81728P105 |
| — | HENNESSY CAP ACQUSTION CORP | 925,000 | $9.324M | 1.9% | $10.08 | $10.08 | — | UNIT 99/99/9999 | 42589C203 |
| — | AMCI ACQUISITION CORP | 898,400 | $9.092M | 1.9% | $10.12 | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| PACK | ONE MADISON CORP | 875,156 | $8.97M | 1.9% | $10.25 | $9.85 | — | COM CL A | G6772P100 |
| — | FAR PT ACQUISITION CORP | 864,238 | $8.599M | 1.8% | $9.95 | $9.65 | — | COM CL A | 30734W109 |
| — | CHASERG TECHNLGY ACQUISITN C | 854,608 | $8.435M | 1.8% | $9.87 | $9.75 | — | CLASS A | 16166A103 |
| — | GORES METROPOULOS INC | 810,585 | $8.3M | 1.7% | $10.24 | $10.24 | — | UNIT 99/99/9999 | 382872208 |
| — | TRINITY MERGER CORP | 809,900 | $8.277M | 1.7% | $10.22 | $9.93 | — | COM CL A | 89653L106 |
| — | TRINE ACQUISITION CORP | 825,000 | $8.267M | 1.7% | $10.02 | $10.02 | — | UNIT 03/31/2021 | 89628U207 |
| — | DIAMONDPEAK HLDGS COR | 825,000 | $8.267M | 1.7% | $10.02 | $10.02 | — | UNIT 99/99/9999 | 25280H209 |
| — | MEGALITH FINL ACQUISITION CO | 825,000 | $8.234M | 1.7% | $9.98 | $9.64 | — | CL A COM | 58518F109 |
| — | MUDRICK CAP ACQUISITION CORP | 816,715 | $8.232M | 1.7% | $10.08 | $9.66 | — | COM CLASS A | 624745105 |
| — | CF FIN ACQUISITION CORP | 800,000 | $8.16M | 1.7% | $10.20 | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| — | SPARTAN ENERGY ACQUISITON CO | 825,000 | $8.109M | 1.7% | $9.83 | $9.76 | — | CL A COM STK | 846784106 |
| — | PURE ACQUISITION CORP | 669,214 | $7.08M | 1.5% | $10.58 | $10.25 | — | UNIT 04/13/2023 | 74621Q205 |
| — | VECTOIQ ACQUISITION CORP | 675,000 | $7.054M | 1.5% | $10.45 | $10.08 | — | UNIT 05/11/2023 | 92243N202 |
| — | TORTOISE ACQUISITION CORP | 700,000 | $6.993M | 1.5% | $9.99 | $9.99 | — | UNIT 03/04/2024 | 89154L209 |
| — | MODERN MEDIA ACQUISITION | 674,330 | $6.986M | 1.5% | $10.36 | $9.92 | — | COM | 60765P103 |
| — | TKK SYMPHONY ACQUISITION COR | 697,880 | $6.916M | 1.4% | $9.91 | $9.65 | — | ORD SHS | G88950103 |
| — | NEW FRONTIER CORP | 663,695 | $6.737M | 1.4% | $10.15 | $10.06 | — | UNIT 99/99/9999 | G6485P116 |
| — | TIBERIUS ACQUISITION CORP | 661,152 | $6.664M | 1.4% | $10.08 | $9.62 | — | COM | 88633A107 |
| — | NEBULA ACQUISITION CORP | 645,010 | $6.611M | 1.4% | $10.25 | $10.14 | — | UNIT 03/12/2025 | 629076209 |
| — | LEGACY ACQUISITION CORP | 638,953 | $6.415M | 1.3% | $10.04 | $9.61 | — | COM CL A | 524643103 |
| — | PIVOTAL ACQUISITION CORP | 608,500 | $6.201M | 1.3% | $10.19 | $10.19 | — | UNIT 12/01/2025 | 72583A200 |
| — | FINTECH ACQUISITION CORP III | 600,149 | $6.116M | 1.3% | $10.19 | $10.00 | — | UNIT 12/01/2023 | 31811A309 |
| — | MONOCLE ACQUISITION CORP | 575,000 | $5.796M | 1.2% | $10.08 | $10.08 | — | UNIT 99/99/9999 | 609754205 |
| — | TUSCAN HOLDINGS CORP | 531,600 | $5.544M | 1.2% | $10.43 | $10.43 | — | UNIT 99/99/9999 | 90069K203 |
| — | ALLEGRO MERGER CORP | 557,671 | $5.538M | 1.2% | $9.93 | $9.58 | — | COM | 01749N103 |
| — | DFB HEALTHCARE ACQUISTION CO | 553,592 | $5.53M | 1.2% | $9.99 | $9.83 | — | COM | 23291E113 |
| — | LEISURE ACQUISITION CORP | 528,313 | $5.302M | 1.1% | $10.04 | $9.65 | — | COM | 52539T107 |
| — | LF CAP ACQUISITION CORP | 507,656 | $5.102M | 1.1% | $10.05 | $9.62 | — | CL A | 50200K108 |
| — | CRESCENT ACQUISITION CORP | 500,000 | $5M | 1.0% | $10.00 | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| — | GIGCAPITAL INC | 476,933 | $4.865M | 1.0% | $10.20 | $10.08 | — | COM | 37518N106 |
| — | GORES HOLDINGS III INC | 478,302 | $4.735M | 1.0% | $9.90 | $9.84 | — | CLASS A | 38286G109 |
| — | NEBULA ACQUISITION CORP | 472,324 | $4.719M | 1.0% | $9.99 | $9.66 | — | COM CLASS A | 629076100 |
| — | MTECH ACQUISITION CORP | 456,394 | $4.608M | 1.0% | $10.10 | $9.87 | — | COM CLASS A | 55378W107 |
| — | GRAF INDL CORP | 429,606 | $4.345M | 0.9% | $10.11 | $10.01 | — | UNIT 12/31/2025 | 384278206 |
| — | MONOCLE ACQUISITION CORP | 399,399 | $3.914M | 0.8% | $9.80 | $9.80 | — | COM | 609754106 |
| — | ALLEGRO MERGER CORP | 360,000 | $3.773M | 0.8% | $10.48 | $10.30 | — | UNIT 12/31/2023 | 01749N301 |
| — | GORDON POINTE ACQUISITION CO | 365,300 | $3.73M | 0.8% | $10.21 | $9.82 | — | COM CLASS A | 382788107 |
| — | INVESCO QQQ TR | 20,000 | $3.593M | 0.7% | $179.65 | — | — | Put | 04609E107 |
| — | INVESCO QQQ TR | 20,000 | $3.593M | 0.7% | $179.65 | — | — | Call | 04609E107 |
| — | CHASERG TECHNLGY ACQUISITN C | 350,801 | $3.543M | 0.7% | $10.10 | $9.99 | — | UNIT 09/30/2023 | 16166A202 |
| — | INSURANCE ACQUISITION CORP | 349,959 | $3.535M | 0.7% | $10.10 | $10.10 | — | UNIT 03/31/2024 | 457867307 |
| — | SCHULTZE SPL PURP ACQUISITIO | 326,800 | $3.289M | 0.7% | $10.06 | $9.98 | — | UNIT 12/31/2023 | 80821R208 |
| — | ANDINA ACQUISITION CORP III | 323,137 | $3.264M | 0.7% | $10.10 | $10.10 | — | UNIT 09/24/2020 | G04415116 |
| ALAC | ALBERTON ACQUISITION CORP | 325,140 | $3.235M | 0.7% | $9.95 | $9.88 | — | ORD SHS | G35006108 |
| — | FORUM MERGER II CORP | 325,000 | $3.221M | 0.7% | $9.91 | $9.58 | — | CL A | 34986F103 |
| — | TWELVE SEAS INVESTMENT COMPA | 317,800 | $3.184M | 0.7% | $10.02 | $9.67 | — | SHS | G9145A107 |
| — | TRIDENT ACQUISITIONS CORP | 311,204 | $3.171M | 0.7% | $10.19 | $9.88 | — | COM | 89615T106 |
| — | TWELVE SEAS INVESTMENT COMPA | 298,430 | $3.134M | 0.7% | $10.50 | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| LULU | LULULEMON ATHLETICA INC | 17,400 | $2.851M | 0.6% | $163.85 | — | — | Put | 550021109 |
| — | COLLIER CREEK HOLDINGS | 267,788 | $2.764M | 0.6% | $10.32 | $10.05 | — | UNIT 99/99/9999 | G22707122 |
| — | CAPITOL INVT CORP IV | 262,818 | $2.675M | 0.6% | $10.18 | $9.67 | — | CL A ORD | G18920101 |
| — | MUDRICK CAP ACQUISITION CORP | 233,200 | $2.467M | 0.5% | $10.58 | $10.23 | — | UNIT 02/01/2023 | 624745204 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 213,049 | $2.205M | 0.5% | $10.35 | $9.99 | — | UNIT 99/99/9999 | G74760110 |
| — | KBL MERGER CORP IV | 212,100 | $2.204M | 0.5% | $10.39 | $9.92 | — | COM | 48242A104 |
| — | MOSAIC ACQUISITION CORP | 208,345 | $2.1M | 0.4% | $10.08 | $9.82 | — | COM CL A | 61946M100 |
| — | COLLIER CREEK HOLDINGS | 211,281 | $2.1M | 0.4% | $9.94 | $9.75 | — | COM CL A | G22707106 |
| — | GORES HOLDINGS III INC | 202,900 | $2.09M | 0.4% | $10.30 | $10.22 | — | UNIT 09/07/2024 | 38286G208 |
| — | TPG PACE HLDGS CORP | 204,168 | $2.085M | 0.4% | $10.21 | $9.81 | — | CL A | G89827128 |
| — | FORUM MERGER II CORP | 200,000 | $2.07M | 0.4% | $10.35 | $10.13 | — | UNIT 09/30/2025 | 34986F202 |
| — | TKK SYMPHONY ACQUISITION COR | 200,800 | $2.068M | 0.4% | $10.30 | $10.09 | — | UNIT 08/15/2023 | G88950111 |
| — | BLACK RIDGE ACQUISITION CORP | 198,915 | $2.03M | 0.4% | $10.21 | $9.72 | — | COM | 09216T107 |
| — | GS ACQUISITION HLDGS CORP | 201,051 | $2.015M | 0.4% | $10.02 | $9.75 | — | COM CL A | 36255F102 |
| — | AMCI ACQUISITION CORP | 204,398 | $2.011M | 0.4% | $9.84 | $9.84 | — | CLASS A | 00165R101 |
| LOAC | LONGEVITY ACQUISITION CORP | 188,500 | $1.883M | 0.4% | $9.99 | $10.01 | — | ORD SHS | G56372132 |
| — | ARYA SCIENCES ACQUISITION CO | 172,970 | $1.79M | 0.4% | $10.35 | $10.34 | — | UNIT 10/04/2023 | G3165V117 |
| — | SPARTAN ENERGY ACQUISITON CO | 175,000 | $1.776M | 0.4% | $10.15 | $10.16 | — | UNIT 99/99/9999 | 846784114 |
| — | TIBERIUS ACQUISITION CORP | 155,291 | $1.623M | 0.3% | $10.45 | $10.10 | — | UNIT 02/28/2021 | 88633A206 |
| — | GS ACQUISITION HLDGS CORP | 153,170 | $1.607M | 0.3% | $10.49 | $10.25 | — | UNIT 06/12/2023 | 36255F201 |
| — | TRINITY MERGER CORP | 151,781 | $1.594M | 0.3% | $10.50 | $10.13 | — | UNIT 05/11/2025 | 89653L205 |
| — | HL ACQUISITIONS CORP | 152,800 | $1.592M | 0.3% | $10.42 | $10.19 | — | UNIT 06/21/2023 | G4603R114 |
| — | LF CAP ACQUISITION CORP | 151,390 | $1.57M | 0.3% | $10.37 | $10.12 | — | UNIT 6/19/2025 | 50200K207 |
| — | TRIDENT ACQUISITIONS CORP | 150,000 | $1.545M | 0.3% | $10.30 | $10.04 | — | UNIT 05/09/2023 | 89615T205 |
| — | MEGALITH FINL ACQUISITION CO | 150,000 | $1.542M | 0.3% | $10.28 | $10.10 | — | UNIT 09/30/2025 | 58518F208 |
| — | TENZING ACQUISITION CORP | 150,000 | $1.533M | 0.3% | $10.22 | $10.12 | — | UNIT 08/24/2024 | G8708A124 |
| — | HL ACQUISITIONS CORP | 150,000 | $1.488M | 0.3% | $9.92 | $9.57 | — | SHS | G4603R106 |
| — | FINTECH ACQUISITION CORP III | 147,800 | $1.441M | 0.3% | $9.75 | $9.75 | — | COM CL A | 31811A101 |
| — | CAESARS ENTMT CORP | 1,000,000 | $1.43M | 0.3% | $1.43 | $1.43 | — | NOTE 5.000%10/0 | 127686AA1 |
| — | LONGEVITY ACQUISITION CORP | 139,000 | $1.418M | 0.3% | $10.20 | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| — | VECTOIQ ACQUISITION CORP | 136,017 | $1.359M | 0.3% | $9.99 | $9.59 | — | COM | 92243N103 |
| — | TOTTENHAM ACQUISITION I LTD | 129,670 | $1.35M | 0.3% | $10.41 | $10.18 | — | UNIT 05/06/2025 | G8959N130 |
| — | CM SEVEN STAR ACQUISITION CO | 125,000 | $1.291M | 0.3% | $10.33 | $9.89 | — | SHS | G2345N102 |
| — | EDTECHX HLDGS ACQUISITION CO | 125,000 | $1.275M | 0.3% | $10.20 | $9.99 | — | UNIT 12/31/2025 | 28138X202 |
| TLT | ISHARES TR | 10,000 | $1.264M | 0.3% | $126.40 | — | — | Put | 464287432 |
| RWGE | REGALWOOD GLOBAL ENERGY LTD | 123,404 | $1.246M | 0.3% | $10.10 | $9.74 | — | COM CL A | G74760102 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 100,000 | $1.009M | 0.2% | $10.09 | $9.70 | — | SHS | G8959N106 |
| — | MOSAIC ACQUISITION CORP | 97,780 | $1.009M | 0.2% | $10.32 | $10.12 | — | UNIT 99/99/9999 | 61946M209 |
| — | EDTECHX HLDGS ACQUISITION CO | 100,000 | $1.008M | 0.2% | $10.08 | $9.94 | — | COM | 28138X103 |
| — | GREENLAND ACQUISITIN CORPORA | 100,000 | $1.007M | 0.2% | $10.07 | $9.67 | — | SHS | G40981139 |
| — | OPES ACQUISITION CORP | 99,100 | $1.006M | 0.2% | $10.15 | $10.05 | — | COM | 68373P100 |
| — | GRAF INDL CORP | 100,900 | $993K | 0.2% | $9.84 | $9.60 | — | COM | 384278107 |
| — | DD3 ACQUISITION CORP | 100,000 | $983K | 0.2% | $9.83 | $9.83 | — | SHS | G2692M103 |
| — | PIVOTAL ACQUISITION CORP | 100,000 | $979K | 0.2% | $9.79 | $9.79 | — | CL A COM | 72583A101 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 100,100 | $976K | 0.2% | $9.75 | $9.75 | — | COM | 80821R109 |
| — | TUSCAN HOLDINGS CORP | 100,000 | $976K | 0.2% | $9.76 | $9.76 | — | COM | 90069K104 |
| — | BOXWOOD MERGER CORP | 99,759 | $970K | 0.2% | $9.72 | $9.72 | — | COM CL A | 10319T101 |
| — | PURE ACQUISITION CORP | 96,233 | $967K | 0.2% | $10.05 | $9.72 | — | CL A | 74621Q106 |
| — | CHARDAN HEALTHCARE ACQUISITI | 89,169 | $894K | 0.2% | $10.03 | $10.07 | — | UNIT 12/13/2023 | 15957A207 |
| — | GREENLAND ACQUISITIN CORPORA | 79,400 | $829K | 0.2% | $10.44 | $10.35 | — | UNIT 03/03/2025 | G40981121 |
| — | BIG ROCK PARTNERS ACQUISI CO | 78,600 | $812K | 0.2% | $10.33 | $9.89 | — | COM | 089482103 |
| — | 8I ENTERPRISES ACQUISITIN CO | 70,000 | $703K | 0.1% | $10.04 | $10.04 | — | UNIT 99/99/9999 | G2956M138 |
| — | CF FIN ACQUISITION CORP | 68,270 | $676K | 0.1% | $9.90 | $9.90 | — | COM CL A | 12528N107 |
| — | DFB HEALTHCARE ACQUISTION CO | 65,784 | $668K | 0.1% | $10.15 | $10.10 | — | UNIT 01/30/2023 | 23291E212 |
| — | VANTAGE ENERGY ACQUISITION | 59,668 | $610K | 0.1% | $10.22 | $9.84 | — | COM CL A | 92211L105 |
| — | ALBERTON ACQUISITION CORP | 54,080 | $550K | 0.1% | $10.17 | $10.10 | — | UNIT 04/22/2020 | G35006116 |
| — | LEO HOLDINGS CORP | 50,000 | $520K | 0.1% | $10.40 | $10.00 | — | UNIT 99/99/9999 | G5463L121 |
| RVPH | TENZING ACQUISITION CORP | 50,300 | $507K | 0.1% | $10.08 | $9.84 | — | ORD SHS | G8708A116 |
| — | WEALTHBRIDGE ACQUISITION LTD | 49,996 | $491K | 0.1% | $9.82 | $9.82 | — | SHS | G4887W110 |
| — | NEW FRONTIER CORP | 49,321 | $488K | 0.1% | $9.89 | $9.65 | — | COM CL A | G6485P108 |
| — | CHARDAN HEALTHCARE ACQUISITI | 48,780 | $478K | 0.1% | $9.80 | $9.80 | — | COM | 15957A108 |
| — | BLACK RIDGE ACQUISITION CORP | 44,900 | $476K | 0.1% | $10.60 | $10.14 | — | UNIT 10/05/2022 | 09216T206 |
| — | LEISURE ACQUISITION CORP | 25,000 | $256K | 0.1% | $10.24 | $9.98 | — | UNIT 99/99/9999 | 52539T206 |
| — | INFINERA CORPORATION | 50,900 | $221K | 0.0% | $4.34 | $4.34 | — | COM | 45667G103 |
| — | INFINERA CORPORATION | 50,900 | $221K | 0.0% | $4.34 | $4.34 | — | Put | 45667G103 |
| — | TPG PACE HLDGS CORP | 124,889 | $181K | 0.0% | $1.45 | $1.46 | — | *W EXP 06/27/202 | G89827110 |
| — | SABAN CAP ACQUISITION CORP | 12,870 | $132K | 0.0% | $10.26 | $10.02 | — | COM CL A | 78516C106 |
| — | PURE ACQUISITION CORP | 98,000 | $109K | 0.0% | $1.11 | $1.21 | — | *W EXP 04/17/202 | 74621Q114 |
| — | THUNDER BRIDGE ACQUISITION L | 146,070 | $105K | 0.0% | $0.72 | $0.54 | — | *W EXP 01/01/202 | G8857R126 |
| — | SPARTAN ENERGY ACQUISITON CO | 94,747 | $104K | 0.0% | $1.10 | $1.00 | — | *W EXP 08/27/202 | 846784122 |
| — | FINTECH ACQUISITION CORP III | 109,541 | $100K | 0.0% | $0.91 | $0.91 | — | *W EXP 12/01/202 | 31811A119 |
| — | FAR PT ACQUISITION CORP | 65,083 | $87,000 | 0.0% | $1.34 | $1.43 | — | *W EXP 06/01/202 | 30734W117 |
| IWM | ISHARES TR | 500 | $77,000 | 0.0% | $154.00 | $150.28 | +1.9% | RUSSELL 2000 ETF | 464287655 |
| — | MODERN MEDIA ACQUISITION | 234,230 | $77,000 | 0.0% | $0.33 | $0.39 | — | RIGHT 99/99/9999 | 60765P129 |
| — | COLLIER CREEK HOLDINGS | 65,277 | $76,000 | 0.0% | $1.16 | $1.17 | — | *W EXP 99/99/999 | G22707114 |
| — | NEBULA ACQUISITION CORP | 96,608 | $72,000 | 0.0% | $0.75 | $1.35 | — | *W EXP 03/12/202 | 629076118 |
| — | DFB HEALTHCARE ACQUISTION CO | 68,000 | $69,000 | 0.0% | $1.01 | $1.23 | — | *W EXP 04/11/202 | 23291E121 |
| — | MUDRICK CAP ACQUISITION CORP | 121,976 | $67,000 | 0.0% | $0.55 | $0.58 | — | *W EXP 02/12/202 | 624745113 |
| — | ALLEGRO MERGER CORP | 225,450 | $59,000 | 0.0% | $0.26 | $0.35 | — | *W EXP 01/06/202 | 01749N111 |
| — | LEGACY ACQUISITION CORP | 188,006 | $56,000 | 0.0% | $0.30 | $0.37 | — | *W EXP 11/30/202 | 524643111 |
| — | GORES HOLDINGS III INC | 35,416 | $52,000 | 0.0% | $1.47 | $1.29 | — | *W EXP 09/11/202 | 38286G117 |
| — | MOSAIC ACQUISITION CORP | 149,390 | $48,000 | 0.0% | $0.32 | $0.32 | — | *W EXP 10/23/202 | 61946M118 |
| — | MONOCLE ACQUISITION CORP | 149,390 | $48,000 | 0.0% | $0.32 | $0.32 | — | *W EXP 12/06/202 | 609754114 |
| — | GS ACQUISITION HLDGS CORP | 29,900 | $47,000 | 0.0% | $1.57 | $1.65 | — | *W EXP 06/12/202 | 36255F110 |
| — | ALLEGRO MERGER CORP | 147,838 | $40,000 | 0.0% | $0.27 | $0.38 | — | RIGHT 12/31/2023 | 01749N129 |
| — | ARYA SCIENCES ACQUISITION CO | 4,094 | $40,000 | 0.0% | $9.77 | $9.80 | — | SHS CL A | G3165V109 |
| — | MTECH ACQUISITION CORP | 59,156 | $38,000 | 0.0% | $0.64 | $0.61 | — | *W EXP 08/01/202 | 55378W115 |
| — | OPES ACQUISITION CORP | 154,100 | $37,000 | 0.0% | $0.24 | $0.24 | — | *W EXP 03/13/202 | 68373P118 |
| — | TRINITY MERGER CORP | 99,800 | $36,000 | 0.0% | $0.36 | $0.40 | — | *W EXP 05/11/202 | 89653L114 |
| — | KBL MERGER CORP IV | 150,100 | $35,000 | 0.0% | $0.23 | $0.27 | — | RIGHT 06/07/2019 | 48242A120 |
| — | GIGCAPITAL INC | 50,000 | $33,000 | 0.0% | $0.66 | $0.38 | — | RIGHT 03/06/2020 | 37518N114 |
| — | GREENLAND ACQUISITIN CORPORA | 98,800 | $31,000 | 0.0% | $0.31 | $0.36 | — | RIGHT 04/27/2025 | G40981113 |
| — | LEISURE ACQUISITION CORP | 50,000 | $30,000 | 0.0% | $0.60 | $0.75 | — | *W EXP 12/05/201 | 52539T115 |
| — | ONE MADISON CORP | 24,038 | $28,000 | 0.0% | $1.16 | $0.95 | — | *W EXP 99/99/999 | G6772P126 |
| — | TWELVE SEAS INVESTMENT COMPA | 100,000 | $27,000 | 0.0% | $0.27 | $0.42 | — | RIGHT 12/22/2019 | G9145A131 |
| — | MEGALITH FINL ACQUISITION CO | 97,400 | $27,000 | 0.0% | $0.28 | $0.60 | — | *W EXP 08/26/202 | 58518F117 |
| — | BIOCERES CROP SOLUTIONS CORP | 99,600 | $27,000 | 0.0% | $0.27 | $0.27 | — | *W EXP 07/01/202 | G1117K106 |
| — | CHASERG TECHNLGY ACQUISITN C | 40,263 | $26,000 | 0.0% | $0.65 | $0.73 | — | *W EXP 04/10/202 | 16166A111 |
| — | CHARDAN HEALTHCARE ACQUISITI | 50,000 | $25,000 | 0.0% | $0.50 | $0.50 | — | *W EXP 12/13/202 | 15957A116 |
| — | CM SEVEN STAR ACQUISITION CO | 75,000 | $25,000 | 0.0% | $0.33 | $0.37 | — | RIGHT 08/21/2022 | G2345N136 |
| — | GORDON POINTE ACQUISITION CO | 65,000 | $25,000 | 0.0% | $0.38 | $0.54 | — | *W EXP 07/30/202 | 382788115 |
| — | GRAF INDL CORP | 75,000 | $25,000 | 0.0% | $0.33 | $0.40 | — | *W EXP 12/31/202 | 384278115 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 25,174 | $20,000 | 0.0% | $0.79 | $1.76 | — | *W EXP 09/14/202 | G8250R129 |
| — | FORUM MERGER II CORP | 42,696 | $19,000 | 0.0% | $0.45 | $0.59 | — | *W EXP 09/30/202 | 34986F111 |
| — | PIVOTAL ACQUISITION CORP | 42,300 | $19,000 | 0.0% | $0.45 | $0.45 | — | *W EXP 12/01/202 | 72583A119 |
| — | EDTECHX HLDGS ACQUISITION CO | 100,000 | $19,000 | 0.0% | $0.19 | $0.19 | — | *W EXP 12/31/202 | 28138X111 |
| — | BOXWOOD MERGER CORP | 50,913 | $19,000 | 0.0% | $0.37 | $0.37 | — | *W EXP 11/26/202 | 10319T119 |
| — | TOTTENHAM ACQUISITION I LTD | 50,000 | $18,000 | 0.0% | $0.36 | $0.38 | — | RIGHT 06/05/2020 | G8959N122 |
| — | ALBERTON ACQUISITION CORP | 187,000 | $17,000 | 0.0% | $0.09 | $0.12 | — | *W EXP 04/26/202 | G35006124 |
| — | REGALWOOD GLOBAL ENERGY LTD | 16,000 | $16,000 | 0.0% | $1.00 | $10.19 | — | *W EXP 12/05/202 | G74760128 |
| — | TIBERIUS ACQUISITION CORP | 34,823 | $15,000 | 0.0% | $0.43 | $0.55 | — | *W EXP 02/28/202 | 88633A115 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 39,858 | $14,000 | 0.0% | $0.35 | $0.35 | — | *W EXP 12/31/202 | 80821R117 |
| — | BLACK RIDGE ACQUISITION CORP | 40,000 | $14,000 | 0.0% | $0.35 | $0.35 | — | RIGHT 07/10/2019 | 09216T123 |
| — | LEO HOLDINGS CORP | 17,073 | $13,000 | 0.0% | $0.76 | $1.06 | — | *W EXP 02/07/202 | G5463L113 |
| — | KBL MERGER CORP IV | 113,400 | $13,000 | 0.0% | $0.11 | $0.16 | — | *W EXP 01/15/202 | 48242A112 |
| — | CONSTELLATION ALPHA CAP CORP | 105,000 | $13,000 | 0.0% | $0.12 | $0.36 | — | RIGHT 99/99/9999 | G2379F132 |
| — | AMCI ACQUISITION CORP | 45,400 | $13,000 | 0.0% | $0.29 | $0.29 | — | *W EXP 05/20/202 | 00165R119 |
| — | CF FIN ACQUISITION CORP | 25,314 | $11,000 | 0.0% | $0.43 | $0.43 | — | *W EXP 04/30/202 | 12528N115 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 1,058 | $11,000 | 0.0% | $10.40 | $10.40 | — | UNIT 99/99/9999 | G8250R111 |
| — | GREENLAND ACQUISITIN CORPORA | 100,000 | $10,000 | 0.0% | $0.10 | $0.27 | — | *W EXP 03/03/202 | G40981105 |
| — | VECTOIQ ACQUISITION CORP | 22,904 | $10,000 | 0.0% | $0.44 | $0.51 | — | *W EXP 05/11/202 | 92243N111 |
| — | TOTTENHAM ACQUISITION I LTD | 75,000 | $9,000 | 0.0% | $0.12 | $0.20 | — | *W EXP 05/06/202 | G8959N114 |
| — | NEW FRONTIER CORP | 13,097 | $9,000 | 0.0% | $0.69 | $1.18 | — | *W EXP 99/99/999 | G6485P124 |
| — | BISON CAP ACQUISITION CORP | 25,000 | $9,000 | 0.0% | $0.36 | $0.30 | — | RIGHT 03/20/2019 | G1142P138 |
| — | BLACK RIDGE ACQUISITION CORP | 28,000 | $8,000 | 0.0% | $0.29 | $0.43 | — | *W EXP 07/10/202 | 09216T115 |
| — | TRIDENT ACQUISITIONS CORP | 50,000 | $8,000 | 0.0% | $0.16 | $0.30 | — | *W EXP 05/09/202 | 89615T114 |
| — | CAPITOL INVT CORP IV | 5,392 | $7,000 | 0.0% | $1.30 | $1.12 | — | *W EXP 01/01/202 | G18920127 |
| — | BIG ROCK PARTNERS ACQUISI CO | 25,000 | $7,000 | 0.0% | $0.28 | $0.38 | — | RIGHT 12/01/2022 | 089482129 |
| — | DD3 ACQUISITION CORP | 25,000 | $7,000 | 0.0% | $0.28 | $0.36 | — | *W EXP 10/20/202 | G2692M111 |
| — | VANTAGE ENERGY ACQUISITION | 29,661 | $7,000 | 0.0% | $0.24 | $1.23 | — | *W EXP 04/12/202 | 92211L113 |
| — | MODERN MEDIA ACQUISITION | 19,165 | $6,000 | 0.0% | $0.31 | $0.49 | — | *W EXP 05/17/202 | 60765P111 |
| — | WEALTHBRIDGE ACQUISITION LTD | 50,000 | $6,000 | 0.0% | $0.12 | $0.12 | — | *W EXP 01/31/202 | G4887W128 |
| — | LF CAP ACQUISITION CORP | 7,208 | $3,000 | 0.0% | $0.42 | $0.56 | — | *W EXP 06/22/202 | 50200K116 |
| — | CM SEVEN STAR ACQUISITION CO | 9,500 | $2,000 | 0.0% | $0.21 | $0.40 | — | *W EXP 08/21/202 | G2345N110 |