Lion Point Capital, LP Hedge Fund

CIK: 0001643354 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 15, 2019

Total Value ($000): $1,106,549 (95.2% shares, 4.8% debt)

Holdings (24)

IWM ISHARES TR 39.2%

Value ($000) $434,010 Shares 2,835,000 Est. Cost — Unrealized —

LSCC LATTICE SEMICONDUCTOR CORP 8.5%

Value ($000) $93,748 Shares 7,858,195 Est. Cost $5.75 Unrealized —

CSIQ CANADIAN SOLAR INC 7.8%

Value ($000) $86,384 Shares 4,636,826 Est. Cost $15.31 Unrealized +34.3%

— PDC ENERGY INC 5.7%

Value ($000) $62,939 Shares 1,547,180 Est. Cost $40.68 Unrealized —

— CARRIZO OIL & GAS INC 4.9%

Value ($000) $54,174 Shares 4,344,400 Est. Cost $16.10 Unrealized —

— SPDR SERIES TRUST 4.9%

Value ($000) $53,795 Shares 1,750,000 Est. Cost — Unrealized —

— ALDER BIOPHARMACEUTICALS INC 4.5%

Value ($000) $50,131 Shares 52,517,000 Est. Cost $0.96 Unrealized —

AA ALCOA CORP 3.6%

Value ($000) $40,304 Shares 1,431,263 Est. Cost $30.01 Unrealized -9.0%

— COMSCORE INC 3.5%

Value ($000) $38,925 Shares 1,922,241 Est. Cost $21.76 Unrealized —

ACHC ACADIA HEALTHCARE COMPANY IN 3.3%

Value ($000) $36,467 Shares 1,244,185 Est. Cost $36.00 Unrealized -21.3%

— XILINX INC 3.0%

Value ($000) $33,599 Shares 265,000 Est. Cost — Unrealized —

— ARCONIC INC 2.3%

Value ($000) $25,798 Shares 1,350,000 Est. Cost $20.56 Unrealized —

EQT EQT CORP 1.9%

Value ($000) $21,495 Shares 1,036,450 Est. Cost $20.63 Unrealized -12.1%

— ALDER BIOPHARMACEUTICALS INC 1.6%

Value ($000) $17,355 Shares 1,271,500 Est. Cost $14.63 Unrealized —

— FTS INTERNATIONAL INC 1.5%

Value ($000) $16,568 Shares 1,656,826 Est. Cost $8.53 Unrealized —

— ENCANA CORP 1.0%

Value ($000) $10,840 Shares 1,497,330 Est. Cost $5.78 Unrealized —

— ZAYO GROUP HLDGS INC 0.7%

Value ($000) $8,014 Shares 282,000 Est. Cost $22.84 Unrealized —

EXTR EXTREME NETWORKS INC 0.5%

Value ($000) $6,080 Shares 811,835 Est. Cost $7.09 Unrealized +2.9%

— LOGICBIO THERAPEUTICS INC 0.4%

Value ($000) $4,940 Shares 500,000 Est. Cost $10.40 Unrealized —

— MEDICINES CO 0.4%

Value ($000) $4,192 Shares 150,000 Est. Cost $27.95 Unrealized —

— HORIZON PHARMA INVT LTD 0.3%

Value ($000) $3,411 Shares 3,000,000 Est. Cost $0.96 Unrealized —

XPO XPO LOGISTICS INC 0.2%

Value ($000) $2,472 Shares 46,000 Est. Cost $17.83 Unrealized +7.7%

— OPES ACQUISITION CORP 0.1%

Value ($000) $865 Shares 83,438 Est. Cost $10.15 Unrealized —

— KEANE GROUP INC 0.0%

Value ($000) $43 Shares 4,000 Est. Cost $8.00 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IWM	ISHARES TR	2,835,000	$434,010	39.2%	—	—	Put	464287655
LSCC	LATTICE SEMICONDUCTOR CORP	7,858,195	$93,748	8.5%	$5.75	—	COM	518415104
CSIQ	CANADIAN SOLAR INC	4,636,826	$86,384	7.8%	$15.31	+34.3%	COM	136635109
—	PDC ENERGY INC	1,547,180	$62,939	5.7%	$40.68	—	COM	69327R101
—	CARRIZO OIL & GAS INC	4,344,400	$54,174	4.9%	$16.10	—	COM	144577103
—	SPDR SERIES TRUST	1,750,000	$53,795	4.9%	—	—	Put	78464A730
—	ALDER BIOPHARMACEUTICALS INC	52,517,000	$50,131	4.5%	$0.96	—	NOTE 2.500% 2/0	014339AA3
AA	ALCOA CORP	1,431,263	$40,304	3.6%	$30.01	-9.0%	COM	013872106
—	COMSCORE INC	1,922,241	$38,925	3.5%	$21.76	—	COM	20564W105
ACHC	ACADIA HEALTHCARE COMPANY IN	1,244,185	$36,467	3.3%	$36.00	-21.3%	COM	00404A109
—	XILINX INC	265,000	$33,599	3.0%	—	—	Put	983919101
—	ARCONIC INC	1,350,000	$25,798	2.3%	$20.56	—	COM	03965L100
EQT	EQT CORP	1,036,450	$21,495	1.9%	$20.63	-12.1%	COM	26884L109
—	ALDER BIOPHARMACEUTICALS INC	1,271,500	$17,355	1.6%	$14.63	—	COM	014339105
—	FTS INTERNATIONAL INC	1,656,826	$16,568	1.5%	$8.53	—	COM	30283W104
—	ENCANA CORP	1,497,330	$10,840	1.0%	$5.78	—	COM	292505104
—	ZAYO GROUP HLDGS INC	282,000	$8,014	0.7%	$22.84	—	COM	98919V105
EXTR	EXTREME NETWORKS INC	811,835	$6,080	0.5%	$7.09	+2.9%	COM	30226D106
—	LOGICBIO THERAPEUTICS INC	500,000	$4,940	0.4%	$10.40	—	COM	54142F102
—	MEDICINES CO	150,000	$4,192	0.4%	$27.95	—	COM	584688105
—	HORIZON PHARMA INVT LTD	3,000,000	$3,411	0.3%	$0.96	—	NOTE 2.500% 3/1	44052TAB7
XPO	XPO LOGISTICS INC	46,000	$2,472	0.2%	$17.83	+7.7%	COM	983793100
—	OPES ACQUISITION CORP	83,438	$865	0.1%	$10.15	—	UNIT 03/07/2023	68373P209
—	KEANE GROUP INC	4,000	$43	0.0%	$8.00	—	COM	48669A108