Stonepine Capital Management, LLC Quant / Systematic

Location: Bend, OR

CIK: 0001440771 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 13, 2019

Total Value: $103M (100.0% shares, 0.0% debt)

Holdings (26)

— AMARIN CORP PLC -ADR 18.2%

Value $18.79M Shares 1,239,568 Share Price $15.16 Est. Cost/Share $6.04 Unrealized @ Report Date —

— OXFORD IMMUNOTEC GLOBAL PLC 11.0%

Value $11.34M Shares 681,812 Share Price $16.63 Est. Cost/Share $16.13 Unrealized @ Report Date —

— BIODELIVERY SCIENCES INTL 10.6%

Value $10.93M Shares 2,595,855 Share Price $4.21 Est. Cost/Share $3.48 Unrealized @ Report Date —

ENTA ENANTA PHARMACEUTICALS INC 7.6%

Value $7.802M Shares 129,867 Share Price $60.08 * Est. Cost/Share $82.07 Unrealized @ Report Date -9.5%

— NEOS THERAPEUTICS INC 6.5%

Value $6.663M Shares 4,502,301 Share Price $1.48 Est. Cost/Share $1.82 Unrealized @ Report Date —

CPIX CUMBERLAND PHARMACEUTICALS 5.0%

Value $5.102M Shares 860,449 Share Price $5.93 * Est. Cost/Share $5.84 Unrealized @ Report Date -4.7%

— APOLLO ENDOSURGERY INC 4.7%

Value $4.814M Shares 1,463,188 Share Price $3.29 Est. Cost/Share $4.60 Unrealized @ Report Date —

— OPIANT PHARMACEUTICALS INC 4.6%

Value $4.727M Shares 314,073 Share Price $15.05 Est. Cost/Share $16.03 Unrealized @ Report Date —

XOMA XOMA CORP 4.4%

Value $4.537M Shares 230,201 Share Price $19.71 * Est. Cost/Share $13.89 Unrealized @ Report Date +29.1%

— IVERIC BIO INC 4.2%

Value $4.285M Shares 3,825,903 Share Price $1.12 Est. Cost/Share $1.30 Unrealized @ Report Date —

— HTG MOLECULAR DIAGNOSTICS 3.7%

Value $3.848M Shares 5,790,269 Share Price $0.66 Est. Cost/Share $1.63 Unrealized @ Report Date —

— ADAMAS PHARMACEUTICALS INC 3.7%

Value $3.841M Shares 751,012 Share Price $5.11 Est. Cost/Share $6.83 Unrealized @ Report Date —

— CTI BIOPHARMA CORP 3.0%

Value $3.107M Shares 3,711,999 Share Price $0.84 Est. Cost/Share $3.06 Unrealized @ Report Date —

LGND LIGAND PHARMACEUTICALS 2.9%

Value $2.983M Shares 29,965 Share Price $99.55 * Est. Cost/Share $75.54 Unrealized @ Report Date -16.9%

— NOVELION THERAPEUTICS INC 2.6%

Value $2.685M Shares 3,703,420 Share Price $0.73 Est. Cost/Share $0.73 Unrealized @ Report Date —

— APTEVO THERAPEUTICS INC 1.9%

Value $2.008M Shares 3,413,421 Share Price $0.59 Est. Cost/Share $0.90 Unrealized @ Report Date —

— ALIMERA SCIENCES INC 1.5%

Value $1.552M Shares 2,740,417 Share Price $0.57 Est. Cost/Share $1.18 Unrealized @ Report Date —

— CORREVIO PHARMA CORP 1.0%

Value $1.019M Shares 509,356 Share Price $2.00 Est. Cost/Share $2.00 Unrealized @ Report Date —

— INTERPACE DIAGNOSTICS GROUP 0.9%

Value $922K Shares 1,160,378 Share Price $0.79 Est. Cost/Share $0.79 Unrealized @ Report Date —

— CHIASMA INC 0.5%

Value $543K Shares 109,743 Share Price $4.95 Est. Cost/Share $4.95 Unrealized @ Report Date —

KALV KALVISTA PHARMACEUTICALS INC 0.4%

Value $383K Shares 33,033 Share Price $11.59 * Est. Cost/Share $16.16 Unrealized @ Report Date 0.0%

— ACER THERAPEUTICS INC 0.4%

Value $364K Shares 114,175 Share Price $3.19 Est. Cost/Share $3.19 Unrealized @ Report Date —

— RETROPHIN INC 0.3%

Value $344K Shares 29,675 Share Price $11.59 Est. Cost/Share $11.59 Unrealized @ Report Date —

— AFFIMED NV 0.2%

Value $231K Shares 78,500 Share Price $2.94 Est. Cost/Share $3.04 Unrealized @ Report Date —

— DURECT CORPORATION 0.2%

Value $184K Shares 100,000 Share Price $1.84 Est. Cost/Share $1.84 Unrealized @ Report Date —

DMAC DIAMEDICA THERAPEUTICS INC 0.0%

Value $28,000 Shares 13,705 Share Price $2.04 * Est. Cost/Share $3.23 Unrealized @ Report Date 0.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	AMARIN CORP PLC -ADR	1,239,568	$18.79M	18.2%	$15.16	$6.04	—	SPONS ADR NEW	023111206
—	OXFORD IMMUNOTEC GLOBAL PLC	681,812	$11.34M	11.0%	$16.63	$16.13	—	ORD SHS	G6855A103
—	BIODELIVERY SCIENCES INTL	2,595,855	$10.93M	10.6%	$4.21	$3.48	—	COM	09060J106
ENTA	ENANTA PHARMACEUTICALS INC	129,867	$7.802M	7.6%	$60.08 *	$82.07	-9.5%	COM	29251M106
—	NEOS THERAPEUTICS INC	4,502,301	$6.663M	6.5%	$1.48	$1.82	—	COM	64052L106
CPIX	CUMBERLAND PHARMACEUTICALS	860,449	$5.102M	5.0%	$5.93 *	$5.84	-4.7%	COM	230770109
—	APOLLO ENDOSURGERY INC	1,463,188	$4.814M	4.7%	$3.29	$4.60	—	COM	03767D108
—	OPIANT PHARMACEUTICALS INC	314,073	$4.727M	4.6%	$15.05	$16.03	—	COM	683750103
XOMA	XOMA CORP	230,201	$4.537M	4.4%	$19.71 *	$13.89	+29.1%	COM NEW	98419J206
—	IVERIC BIO INC	3,825,903	$4.285M	4.2%	$1.12	$1.30	—	COM	46583P102
—	HTG MOLECULAR DIAGNOSTICS	5,790,269	$3.848M	3.7%	$0.66	$1.63	—	COM	40434H104
—	ADAMAS PHARMACEUTICALS INC	751,012	$3.841M	3.7%	$5.11	$6.83	—	COM	00548A106
—	CTI BIOPHARMA CORP	3,711,999	$3.107M	3.0%	$0.84	$3.06	—	COM	12648L601
LGND	LIGAND PHARMACEUTICALS	29,965	$2.983M	2.9%	$99.55 *	$75.54	-16.9%	COM NEW	53220K504
—	NOVELION THERAPEUTICS INC	3,703,420	$2.685M	2.6%	$0.73	$0.73	—	COM NEW	67001K202
—	APTEVO THERAPEUTICS INC	3,413,421	$2.008M	1.9%	$0.59	$0.90	—	COM	03835L108
—	ALIMERA SCIENCES INC	2,740,417	$1.552M	1.5%	$0.57	$1.18	—	COM	016259103
—	CORREVIO PHARMA CORP	509,356	$1.019M	1.0%	$2.00	$2.00	—	COM	22026V105
—	INTERPACE DIAGNOSTICS GROUP	1,160,378	$922K	0.9%	$0.79	$0.79	—	COM NEW	46062X204
—	CHIASMA INC	109,743	$543K	0.5%	$4.95	$4.95	—	COM	16706W102
KALV	KALVISTA PHARMACEUTICALS INC	33,033	$383K	0.4%	$11.59 *	$16.16	0.0%	COM	483497103
—	ACER THERAPEUTICS INC	114,175	$364K	0.4%	$3.19	$3.19	—	COM	00444P108
—	RETROPHIN INC	29,675	$344K	0.3%	$11.59	$11.59	—	COM	761299106
—	AFFIMED NV	78,500	$231K	0.2%	$2.94	$3.04	—	COM	N01045108
—	DURECT CORPORATION	100,000	$184K	0.2%	$1.84	$1.84	—	COM	266605104
DMAC	DIAMEDICA THERAPEUTICS INC	13,705	$28,000	0.0%	$2.04 *	$3.23	0.0%	COM NEW	25253X207