Stonepine Capital Management, LLC Quant / Systematic

CIK: 0001440771 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 13, 2019

Total Value ($000): $103,032 (100.0% shares, 0.0% debt)

Holdings (26)

— AMARIN CORP PLC -ADR 18.2%

Value ($000) $18,792 Shares 1,239,568 Est. Cost $6.04 Unrealized —

— OXFORD IMMUNOTEC GLOBAL PLC 11.0%

Value ($000) $11,339 Shares 681,812 Est. Cost $16.13 Unrealized —

— BIODELIVERY SCIENCES INTL 10.6%

Value ($000) $10,929 Shares 2,595,855 Est. Cost $3.48 Unrealized —

ENTA ENANTA PHARMACEUTICALS INC 7.6%

Value ($000) $7,802 Shares 129,867 Est. Cost $82.07 Unrealized -9.5%

— NEOS THERAPEUTICS INC 6.5%

Value ($000) $6,663 Shares 4,502,301 Est. Cost $1.82 Unrealized —

CPIX CUMBERLAND PHARMACEUTICALS 5.0%

Value ($000) $5,102 Shares 860,449 Est. Cost $5.84 Unrealized -4.7%

— APOLLO ENDOSURGERY INC 4.7%

Value ($000) $4,814 Shares 1,463,188 Est. Cost $4.60 Unrealized —

— OPIANT PHARMACEUTICALS INC 4.6%

Value ($000) $4,727 Shares 314,073 Est. Cost $16.03 Unrealized —

XOMA XOMA CORP 4.4%

Value ($000) $4,537 Shares 230,201 Est. Cost $13.89 Unrealized +29.1%

— IVERIC BIO INC 4.2%

Value ($000) $4,285 Shares 3,825,903 Est. Cost $1.30 Unrealized —

— HTG MOLECULAR DIAGNOSTICS 3.7%

Value ($000) $3,848 Shares 5,790,269 Est. Cost $1.63 Unrealized —

— ADAMAS PHARMACEUTICALS INC 3.7%

Value ($000) $3,841 Shares 751,012 Est. Cost $6.83 Unrealized —

— CTI BIOPHARMA CORP 3.0%

Value ($000) $3,107 Shares 3,711,999 Est. Cost $3.06 Unrealized —

LGND LIGAND PHARMACEUTICALS 2.9%

Value ($000) $2,983 Shares 29,965 Est. Cost $75.54 Unrealized -16.9%

— NOVELION THERAPEUTICS INC 2.6%

Value ($000) $2,685 Shares 3,703,420 Est. Cost $0.73 Unrealized —

— APTEVO THERAPEUTICS INC 1.9%

Value ($000) $2,008 Shares 3,413,421 Est. Cost $0.90 Unrealized —

— ALIMERA SCIENCES INC 1.5%

Value ($000) $1,552 Shares 2,740,417 Est. Cost $1.18 Unrealized —

— CORREVIO PHARMA CORP 1.0%

Value ($000) $1,019 Shares 509,356 Est. Cost $2.00 Unrealized —

— INTERPACE DIAGNOSTICS GROUP 0.9%

Value ($000) $922 Shares 1,160,378 Est. Cost $0.79 Unrealized —

— CHIASMA INC 0.5%

Value ($000) $543 Shares 109,743 Est. Cost $4.95 Unrealized —

KALV KALVISTA PHARMACEUTICALS INC 0.4%

Value ($000) $383 Shares 33,033 Est. Cost $16.16 Unrealized 0.0%

— ACER THERAPEUTICS INC 0.4%

Value ($000) $364 Shares 114,175 Est. Cost $3.19 Unrealized —

— RETROPHIN INC 0.3%

Value ($000) $344 Shares 29,675 Est. Cost $11.59 Unrealized —

— AFFIMED NV 0.2%

Value ($000) $231 Shares 78,500 Est. Cost $3.04 Unrealized —

— DURECT CORPORATION 0.2%

Value ($000) $184 Shares 100,000 Est. Cost $1.84 Unrealized —

DMAC DIAMEDICA THERAPEUTICS INC 0.0%

Value ($000) $28 Shares 13,705 Est. Cost $3.23 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	AMARIN CORP PLC -ADR	1,239,568	$18,792	18.2%	$6.04	—	SPONS ADR NEW	023111206
—	OXFORD IMMUNOTEC GLOBAL PLC	681,812	$11,339	11.0%	$16.13	—	ORD SHS	G6855A103
—	BIODELIVERY SCIENCES INTL	2,595,855	$10,929	10.6%	$3.48	—	COM	09060J106
ENTA	ENANTA PHARMACEUTICALS INC	129,867	$7,802	7.6%	$82.07	-9.5%	COM	29251M106
—	NEOS THERAPEUTICS INC	4,502,301	$6,663	6.5%	$1.82	—	COM	64052L106
CPIX	CUMBERLAND PHARMACEUTICALS	860,449	$5,102	5.0%	$5.84	-4.7%	COM	230770109
—	APOLLO ENDOSURGERY INC	1,463,188	$4,814	4.7%	$4.60	—	COM	03767D108
—	OPIANT PHARMACEUTICALS INC	314,073	$4,727	4.6%	$16.03	—	COM	683750103
XOMA	XOMA CORP	230,201	$4,537	4.4%	$13.89	+29.1%	COM NEW	98419J206
—	IVERIC BIO INC	3,825,903	$4,285	4.2%	$1.30	—	COM	46583P102
—	HTG MOLECULAR DIAGNOSTICS	5,790,269	$3,848	3.7%	$1.63	—	COM	40434H104
—	ADAMAS PHARMACEUTICALS INC	751,012	$3,841	3.7%	$6.83	—	COM	00548A106
—	CTI BIOPHARMA CORP	3,711,999	$3,107	3.0%	$3.06	—	COM	12648L601
LGND	LIGAND PHARMACEUTICALS	29,965	$2,983	2.9%	$75.54	-16.9%	COM NEW	53220K504
—	NOVELION THERAPEUTICS INC	3,703,420	$2,685	2.6%	$0.73	—	COM NEW	67001K202
—	APTEVO THERAPEUTICS INC	3,413,421	$2,008	1.9%	$0.90	—	COM	03835L108
—	ALIMERA SCIENCES INC	2,740,417	$1,552	1.5%	$1.18	—	COM	016259103
—	CORREVIO PHARMA CORP	509,356	$1,019	1.0%	$2.00	—	COM	22026V105
—	INTERPACE DIAGNOSTICS GROUP	1,160,378	$922	0.9%	$0.79	—	COM NEW	46062X204
—	CHIASMA INC	109,743	$543	0.5%	$4.95	—	COM	16706W102
KALV	KALVISTA PHARMACEUTICALS INC	33,033	$383	0.4%	$16.16	0.0%	COM	483497103
—	ACER THERAPEUTICS INC	114,175	$364	0.4%	$3.19	—	COM	00444P108
—	RETROPHIN INC	29,675	$344	0.3%	$11.59	—	COM	761299106
—	AFFIMED NV	78,500	$231	0.2%	$3.04	—	COM	N01045108
—	DURECT CORPORATION	100,000	$184	0.2%	$1.84	—	COM	266605104
DMAC	DIAMEDICA THERAPEUTICS INC	13,705	$28	0.0%	$3.23	0.0%	COM NEW	25253X207