Location: Stamford, CT
CIK: 0001287978 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 12, 2020
Total Value: $447M (99.5% shares, 0.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LEGACY ACQUISITION CORP | 1,706,047 | $17.52M | 3.9% | $10.27 | $10.02 | — | COM CL A | 524643103 |
| — | BOXWOOD MERGER CORP | 1,545,800 | $15.71M | 3.5% | $10.16 | $10.06 | — | COM CL A | 10319T101 |
| — | PURE ACQUISITION CORP | 1,439,927 | $14.93M | 3.3% | $10.37 | $10.31 | — | CL A | 74621Q106 |
| — | LANDCADIA HLDGS II INC | 1,115,000 | $11.29M | 2.5% | $10.13 | $10.00 | — | UNIT 05/09/2026 | 51476X204 |
| — | GORDON POINTE ACQUISITION CO | 887,122 | $9.395M | 2.1% | $10.59 | $10.32 | — | COM CLASS A | 382788107 |
| — | NETFIN ACQUISITION CORP | 904,550 | $9.217M | 2.1% | $10.19 | $10.09 | — | UNIT 08/01/2024 | G6455A123 |
| — | TKK SYMPHONY ACQUISITION COR | 899,594 | $9.212M | 2.1% | $10.24 | $9.79 | — | ORD SHS | G88950103 |
| — | GX ACQUISITION CORP | 849,098 | $8.805M | 2.0% | $10.37 | $10.05 | — | UNIT 05/24/2026 | 36251A206 |
| — | SILVER SPIKE ACQUISITION COR | 802,000 | $8.156M | 1.8% | $10.17 | $10.09 | — | UNIT 99/99/9999 | G8136L122 |
| — | GIGCAPITAL2 INC | 776,600 | $8.077M | 1.8% | $10.40 | $10.04 | — | UNIT 02/28/2026 | 375036209 |
| — | THUNDER BRDG ACQUISTION II L | 737,638 | $7.708M | 1.7% | $10.45 | $10.18 | — | UNIT 99/99/9999 | G8857S124 |
| — | TRINE ACQUISITION CORP | 726,933 | $7.596M | 1.7% | $10.45 | $10.04 | — | UNIT 03/31/2021 | 89628U207 |
| — | OSPREY TECHNLGY AQUISTION CO | 726,900 | $7.4M | 1.7% | $10.18 | $10.18 | — | UNIT 10/30/2024 | 68839R401 |
| — | TRIDENT ACQUISITIONS CORP | 683,406 | $7.21M | 1.6% | $10.55 | $10.47 | — | COM | 89615T106 |
| — | ACAMAR PARTNERS ACQSITION CO | 690,123 | $7.025M | 1.6% | $10.18 | $10.00 | — | UNIT 12/30/2025 | 004285201 |
| — | CIIG MERGER CORP | 670,175 | $6.809M | 1.5% | $10.16 | $10.16 | — | UNIT 12/31/2026 | 12559C202 |
| — | LEISURE ACQUISITION CORP | 643,575 | $6.706M | 1.5% | $10.42 | $10.24 | — | COM | 52539T107 |
| — | DIAMOND EAGLE ACQUISITION CO | 563,510 | $6.625M | 1.5% | $11.76 | $10.06 | — | UNIT 06/30/2026 | 25258L208 |
| — | HAYMAKER ACQUISITION CORP II | 622,353 | $6.535M | 1.5% | $10.50 | $10.21 | — | UNIT 10/31/2026 | 42087L200 |
| — | TUSCAN HLDGS CORP II | 642,600 | $6.484M | 1.5% | $10.09 | $10.05 | — | UNIT 04/01/2026 | 90070A202 |
| — | MONOCLE ACQUISITION CORP | 576,700 | $6.257M | 1.4% | $10.85 | $10.08 | — | UNIT 99/99/9999 | 609754205 |
| — | OPES ACQUISITION CORP | 583,756 | $6.147M | 1.4% | $10.53 | $10.48 | — | COM | 68373P100 |
| ALUS/U | ALUSSA ENERGY ACQUISITION CO | 600,000 | $6.048M | 1.4% | $10.08 | $10.08 | — | UNIT 10/31/2026 | G0232J127 |
| — | ACT II GLOBAL ACQUISITION CO | 546,434 | $5.792M | 1.3% | $10.60 | $10.12 | — | UNIT 04/30/2026 | G0080J112 |
| — | DIAMONDPEAK HLDGS COR | 555,900 | $5.698M | 1.3% | $10.25 | $10.02 | — | UNIT 99/99/9999 | 25280H209 |
| — | ALLEGRO MERGER CORP | 547,792 | $5.598M | 1.3% | $10.22 | $9.93 | — | COM | 01749N103 |
| — | AMCI ACQUISITION CORP | 499,190 | $5.187M | 1.2% | $10.39 | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| — | TORTOISE ACQUISITION CORP | 500,166 | $5.087M | 1.1% | $10.17 | $9.99 | — | UNIT 03/04/2024 | 89154L209 |
| ALAC | ALBERTON ACQUISITION CORP | 475,412 | $4.921M | 1.1% | $10.35 | $10.08 | — | ORD SHS | G35006108 |
| — | HENNESSY CAP ACQUSTION CORP | 425,000 | $4.637M | 1.0% | $10.91 | $10.08 | — | UNIT 99/99/9999 | 42589C203 |
| SCPE/U | SC HEALTH CORP | 440,600 | $4.569M | 1.0% | $10.37 | $10.35 | — | UNIT 99/99/9999 | G78516302 |
| — | RMG ACQUISITION CORP | 448,839 | $4.479M | 1.0% | $9.98 | $9.77 | — | CL A | 749641106 |
| — | EXPERIENCE INVESTMENT CORP | 444,331 | $4.457M | 1.0% | $10.03 | $10.01 | — | UNIT 09/01/2026 | 30217C208 |
| — | PIVOTAL INVT CORP II | 424,600 | $4.331M | 1.0% | $10.20 | $10.18 | — | UNIT 06/01/2025 | 72582K209 |
| — | WEALTHBRIDGE ACQUISITION LTD | 426,939 | $4.329M | 1.0% | $10.14 | $10.11 | — | SHS | G4887W110 |
| — | MONOCLE ACQUISITION CORP | 415,862 | $4.233M | 0.9% | $10.18 | $9.81 | — | COM | 609754106 |
| RPLA/U | REPLAY ACQUISITION CORP | 403,069 | $4.18M | 0.9% | $10.37 | $10.02 | — | UNIT 03/01/2024 | G75130123 |
| — | SOFTWARE ACQUISITION GROUP I | 410,020 | $4.166M | 0.9% | $10.16 | $10.16 | — | UNIT 10/01/2026 | 83406B200 |
| — | SOUTH MTN MERGER CORP | 394,370 | $4.105M | 0.9% | $10.41 | $10.00 | — | UNIT 99/99/9999 | 838884203 |
| — | LIV CAP ACQUISITION CORP | 401,500 | $4.04M | 0.9% | $10.06 | $10.06 | — | UNIT 99/99/9999 | G5510C124 |
| NFIN | NETFIN ACQUISITION CORP | 399,637 | $3.976M | 0.9% | $9.95 | $9.95 | — | SHS CL A | G6455A107 |
| — | TRINE ACQUISITION CORP | 381,790 | $3.81M | 0.9% | $9.98 | $9.95 | — | COM CL A | 89628U108 |
| — | NEW PROVIDENCE ACQUISITIN CO | 370,000 | $3.804M | 0.9% | $10.28 | $10.09 | — | UNIT 09/01/2024 | 64822P205 |
| — | MERIDA MERGER CORP I | 375,000 | $3.653M | 0.8% | $9.74 | $9.74 | — | COM | 58953M106 |
| — | CRESCENT ACQUISITION CORP | 333,769 | $3.418M | 0.8% | $10.24 | $10.01 | — | UNIT 99/99/9999 | 22564L204 |
| — | CF FIN ACQUISITION CORP | 307,801 | $3.34M | 0.7% | $10.85 | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| — | GX ACQUISITION CORP | 324,096 | $3.225M | 0.7% | $9.95 | $9.95 | — | COM CL A | 36251A107 |
| — | LEO HOLDINGS CORP | 303,900 | $3.142M | 0.7% | $10.34 | $10.06 | — | COM CL A | G5463L105 |
| — | HENNESSY CAP ACQUSTION CORP | 306,281 | $3.112M | 0.7% | $10.16 | $9.92 | — | CL A COM | 42589C104 |
| — | JUNIPER INDL HLDGS INC | 301,300 | $3.073M | 0.7% | $10.20 | $10.20 | — | UNIT 11/13/2026 | 48205G205 |
| — | TUSCAN HOLDINGS CORP | 288,200 | $3.026M | 0.7% | $10.50 | $10.43 | — | UNIT 99/99/9999 | 90069K203 |
| — | SOUTH MTN MERGER CORP | 301,242 | $2.973M | 0.7% | $9.87 | $9.81 | — | COM CL A | 838884104 |
| — | SWITCHBACK ENERGY ACQUISITIO | 293,770 | $2.947M | 0.7% | $10.03 | $10.00 | — | UNIT 99/99/9999 | 87105M201 |
| — | LGL SYS ACQUISITION CORP | 284,804 | $2.905M | 0.7% | $10.20 | $10.20 | — | UNIT 10/24/2024 | 50201G205 |
| — | ANDINA ACQUISITION CORP III | 278,610 | $2.828M | 0.6% | $10.15 | $9.91 | — | SHS | G04415108 |
| — | FINSERV ACQUISITION CORP | 276,078 | $2.824M | 0.6% | $10.23 | $10.23 | — | UNIT 12/31/2026 | 318085206 |
| — | TUSCAN HOLDINGS CORP | 282,386 | $2.813M | 0.6% | $9.96 | $9.84 | — | COM | 90069K104 |
| — | MOSAIC ACQUISITION CORP | 268,559 | $2.762M | 0.6% | $10.28 | $10.15 | — | COM CL A | 61946M100 |
| RPLA | REPLAY ACQUISITION CORP | 274,624 | $2.754M | 0.6% | $10.03 | $9.96 | — | COM | G75130107 |
| — | PROPTECH ACQUISITION CORPORA | 250,000 | $2.562M | 0.6% | $10.25 | $10.25 | — | UNIT 10/01/2026 | 74349F200 |
| — | RMG ACQUISITION CORP | 245,832 | $2.498M | 0.6% | $10.16 | $10.03 | — | UNIT 99/99/9999 | 749641205 |
| — | B RILEY PRINCIPAL MERGER COR | 238,551 | $2.388M | 0.5% | $10.01 | $9.99 | — | CL A | 05586Y106 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 226,600 | $2.38M | 0.5% | $10.50 | $9.98 | — | UNIT 12/31/2023 | 80821R208 |
| — | ACT II GLOBAL ACQUISITION CO | 230,291 | $2.331M | 0.5% | $10.12 | $9.81 | — | CL A SHS | G0080J104 |
| — | APEX TECHNOLOGY ACQUISITN CO | 208,467 | $2.183M | 0.5% | $10.47 | $10.19 | — | UNIT 06/11/2026 | 03768F201 |
| — | B RILEY PRINCIPAL MERGER COR | 206,800 | $2.171M | 0.5% | $10.50 | $9.98 | — | UNIT 99/99/9999 | 05586Y205 |
| IEF | ISHARES TR | 20,000 | $2.113M | 0.5% | $105.65 | — | — | Put | 464287440 |
| — | FINTECH ACQUISITION CORP III | 195,137 | $2.107M | 0.5% | $10.80 | $10.00 | — | UNIT 12/01/2023 | 31811A309 |
| — | DD3 ACQUISITION CORP | 201,143 | $2.056M | 0.5% | $10.22 | $10.17 | — | SHS | G2692M103 |
| — | CHASERG TECHNLGY ACQUISITN C | 189,151 | $2.052M | 0.5% | $10.85 | $9.79 | — | CLASS A | 16166A103 |
| — | GREENVISION ACQUISITION CORP | 196,350 | $1.981M | 0.4% | $10.09 | $10.09 | — | UNIT 10/28/2024 | 39678G202 |
| — | SPARTAN ENERGY ACQUISITON CO | 185,000 | $1.917M | 0.4% | $10.36 | $10.17 | — | UNIT 99/99/9999 | 846784114 |
| — | VECTOIQ ACQUISITION CORP | 173,600 | $1.884M | 0.4% | $10.85 | $10.08 | — | UNIT 05/11/2023 | 92243N202 |
| LOAC | LONGEVITY ACQUISITION CORP | 176,975 | $1.843M | 0.4% | $10.41 | $10.04 | — | ORD SHS | G56372132 |
| — | ANDINA ACQUISITION CORP III | 173,137 | $1.828M | 0.4% | $10.56 | $10.10 | — | UNIT 09/24/2020 | G04415116 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 171,960 | $1.803M | 0.4% | $10.48 | $10.15 | — | SHS | G8959N106 |
| — | UNION ACQUISITION CORP II | 175,000 | $1.794M | 0.4% | $10.25 | $10.25 | — | UNIT 99/99/9999 | G9402Q118 |
| — | AMPLITUDE HLTHCRE AQUSTIN CO | 171,991 | $1.732M | 0.4% | $10.07 | $10.07 | — | UNIT 12/01/2026 | 03212A204 |
| — | CF FIN ACQUISITION CORP | 166,405 | $1.706M | 0.4% | $10.25 | $10.01 | — | COM CL A | 12528N107 |
| — | INSURANCE ACQUISITION CORP | 149,759 | $1.587M | 0.4% | $10.60 | $10.10 | — | UNIT 03/31/2024 | 457867307 |
| — | MEGALITH FINL ACQUISITION CO | 150,100 | $1.578M | 0.4% | $10.51 | $10.10 | — | UNIT 09/30/2025 | 58518F208 |
| — | HL ACQUISITIONS CORP | 152,799 | $1.578M | 0.4% | $10.33 | $10.15 | — | SHS | G4603R106 |
| — | STABLE RD ACQUISITION CORP | 151,240 | $1.556M | 0.3% | $10.29 | $10.29 | — | UNIT 05/15/2026 | 85236Q208 |
| — | TENZING ACQUISITION CORP | 148,800 | $1.533M | 0.3% | $10.30 | $10.12 | — | UNIT 08/24/2024 | G8708A124 |
| — | CHP MERGER CORP | 150,000 | $1.526M | 0.3% | $10.17 | $10.17 | — | UNIT 11/22/2024 | 12558Y205 |
| — | LONGEVITY ACQUISITION CORP | 139,000 | $1.486M | 0.3% | $10.69 | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| — | GREENVISION ACQUISITION CORP | 150,000 | $1.475M | 0.3% | $9.83 | $9.83 | — | COM | 39678G103 |
| — | ACAMAR PARTNERS ACQSITION CO | 144,419 | $1.443M | 0.3% | $9.99 | $9.81 | — | CL A | 004285102 |
| — | TOTTENHAM ACQUISITION I LTD | 129,670 | $1.386M | 0.3% | $10.69 | $10.18 | — | UNIT 05/06/2025 | G8959N130 |
| — | MEGALITH FINL ACQUISITION CO | 134,558 | $1.381M | 0.3% | $10.26 | $9.64 | — | CL A COM | 58518F109 |
| — | GRAF INDL CORP | 128,206 | $1.365M | 0.3% | $10.65 | $10.01 | — | UNIT 12/31/2025 | 384278206 |
| — | CRESCENT ACQUISITION CORP | 133,847 | $1.341M | 0.3% | $10.02 | $9.75 | — | COM CL A | 22564L105 |
| — | AMCI ACQUISITION CORP | 130,898 | $1.325M | 0.3% | $10.12 | $9.93 | — | CLASS A | 00165R101 |
| — | EDTECHX HLDGS ACQUISITION CO | 125,000 | $1.316M | 0.3% | $10.53 | $9.99 | — | UNIT 12/31/2025 | 28138X202 |
| — | HEALTHCARE MERGER CORP | 121,250 | $1.255M | 0.3% | $10.35 | $10.35 | — | UNIT 12/17/2021 | 42227L201 |
| — | DIAMONDPEAK HLDGS COR | 124,779 | $1.242M | 0.3% | $9.95 | $9.86 | — | COM CL A | 25280H100 |
| — | TORTOISE ACQUISITION CORP | 121,508 | $1.214M | 0.3% | $9.99 | $9.87 | — | CL A | 89154L100 |
| — | DIAMOND EAGLE ACQUISITION CO | 111,602 | $1.194M | 0.3% | $10.70 | $9.85 | — | COM CL A | 25258L109 |
| — | 8I ENTERPRISES ACQUISITIN CO | 112,899 | $1.131M | 0.3% | $10.02 | $10.02 | — | SHS | G2956M104 |
| — | SHIP FIN INTL LTD | 1,000,000 | $1.124M | 0.3% | $1.12 | $1.12 | — | NOTE 4.875% 5/0 | 824689AG8 |
| — | AGBA ACQUISITION LTD | 105,400 | $1.085M | 0.2% | $10.29 | $10.10 | — | UNIT 05/10/2024 | G0120M133 |
| — | FORUM MERGER II CORP | 100,000 | $1.073M | 0.2% | $10.73 | $10.13 | — | UNIT 09/30/2025 | 34986F202 |
| — | MUDRICK CAP ACQUISITION CORP | 100,000 | $1.067M | 0.2% | $10.67 | $10.23 | — | UNIT 02/01/2023 | 624745204 |
| THBR | THUNDER BRDG ACQUISTION II L | 102,616 | $1.021M | 0.2% | $9.95 | $9.95 | — | CL A SHS | G8857S116 |
| — | PROFICIENT ALPHA ACQUSTN COR | 95,006 | $979K | 0.2% | $10.30 | $10.07 | — | UNIT 04/30/2026 | 74317H204 |
| — | CHURCHILL CAP CORP II | 90,000 | $970K | 0.2% | $10.78 | $10.15 | — | UNIT 99/99/9999 | 17143G205 |
| — | EXPERIENCE INVESTMENT CORP | 96,807 | $952K | 0.2% | $9.83 | $9.83 | — | COM CL A | 30217C109 |
| — | EDTECHX HLDGS ACQUISITION CO | 91,000 | $935K | 0.2% | $10.27 | $10.00 | — | COM | 28138X103 |
| — | JUNIPER INDL HLDGS INC | 90,000 | $882K | 0.2% | $9.80 | $9.80 | — | COM CL A | 48205G106 |
| — | GALILEO ACQUISITION CORP | 85,800 | $879K | 0.2% | $10.24 | $10.24 | — | UNIT 99/99/9999 | G3770A128 |
| SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL L | 763,000 | $813K | 0.2% | $1.07 | $1.07 | — | NOTE 5.750%10/1 | G81075AF3 |
| — | MUDRICK CAP ACQUISITION CORP | 75,379 | $779K | 0.2% | $10.33 | $9.66 | — | COM CLASS A | 624745105 |
| — | COLLIER CREEK HOLDINGS | 71,688 | $771K | 0.2% | $10.75 | $10.05 | — | UNIT 99/99/9999 | G22707122 |
| — | PURE ACQUISITION CORP | 777,779 | $767K | 0.2% | $0.99 | $1.08 | — | *W EXP 04/17/202 | 74621Q114 |
| — | INSURANCE ACQUISITION CORP | 75,726 | $757K | 0.2% | $10.00 | $9.85 | — | CL A | 457867109 |
| — | 8I ENTERPRISES ACQUISITIN CO | 70,000 | $751K | 0.2% | $10.73 | $10.04 | — | UNIT 99/99/9999 | G2956M138 |
| SCPE | SC HEALTH CORP | 75,000 | $746K | 0.2% | $9.95 | $9.95 | — | COM CL A | G78516203 |
| — | UNION ACQUISITION CORP II | 75,000 | $739K | 0.2% | $9.85 | $9.85 | — | SHS | G9402Q100 |
| — | ARYA SCIENCES ACQUISITION CO | 63,975 | $736K | 0.2% | $11.50 | $10.39 | — | UNIT 10/04/2023 | G3165V117 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 72,505 | $733K | 0.2% | $10.11 | $9.75 | — | COM | 80821R109 |
| — | SPARTAN ENERGY ACQUISITON CO | 71,831 | $730K | 0.2% | $10.16 | $9.76 | — | CL A COM STK | 846784106 |
| — | TIBERIUS ACQUISITION CORP | 63,185 | $659K | 0.1% | $10.43 | $9.62 | — | COM | 88633A107 |
| — | AGBA ACQUISITION LTD | 61,750 | $624K | 0.1% | $10.11 | $10.11 | — | SHS | G0120M109 |
| — | FINTECH ACQUISITION CORP III | 60,724 | $615K | 0.1% | $10.13 | $9.79 | — | COM CL A | 31811A101 |
| — | GORES METROPOULOS INC | 55,097 | $585K | 0.1% | $10.62 | $10.24 | — | UNIT 99/99/9999 | 382872208 |
| — | ALBERTON ACQUISITION CORP | 54,080 | $576K | 0.1% | $10.65 | $10.10 | — | UNIT 04/22/2020 | G35006116 |
| — | FORUM MERGER II CORP | 54,900 | $561K | 0.1% | $10.22 | $10.16 | — | CL A | 34986F103 |
| — | LF CAP ACQUISITION CORP | 54,046 | $560K | 0.1% | $10.36 | $9.62 | — | CL A | 50200K108 |
| — | OAKTREE ACQUISITION CORP | 54,700 | $558K | 0.1% | $10.20 | $10.16 | — | UNIT 99/99/9999 | G67145121 |
| — | PIVOTAL INVT CORP II | 49,948 | $496K | 0.1% | $9.93 | $9.93 | — | COM CL A | 72582K100 |
| — | WEALTHBRIDGE ACQUISITION LTD | 46,900 | $491K | 0.1% | $10.47 | $10.15 | — | UNIT 99/99/9999 | G4887W102 |
| — | GRAF INDL CORP | 46,372 | $473K | 0.1% | $10.20 | $9.80 | — | COM | 384278107 |
| MAPS | SILVER SPIKE ACQUISITION COR | 46,389 | $460K | 0.1% | $9.92 | $9.92 | — | CL A SHS | G8136L106 |
| — | OAKTREE ACQUISITION CORP | 45,211 | $448K | 0.1% | $9.91 | $9.87 | — | SHS CL A | G67145105 |
| EGLE 5 08/01/24 REGS | EAGLE BULK SHIPPING INC | 350,000 | $381K | 0.1% | $1.09 | $1.07 | — | DEBT 5.000% 8/0 | Y21898AA2 |
| — | DIAMOND EAGLE ACQUISITION CO | 158,999 | $380K | 0.1% | $2.39 | $1.40 | — | *W EXP 06/30/202 | 25258L117 |
| — | GIGCAPITAL2 INC | 38,128 | $379K | 0.1% | $9.94 | $9.83 | — | COM | 375036100 |
| — | ACT II GLOBAL ACQUISITION CO | 299,150 | $299K | 0.1% | $1.00 | $0.89 | — | *W EXP 04/30/202 | G0080J120 |
| — | ARYA SCIENCES ACQUISITION CO | 28,394 | $295K | 0.1% | $10.39 | $10.01 | — | SHS CL A | G3165V109 |
| — | APEX TECHNOLOGY ACQUISITN CO | 29,868 | $295K | 0.1% | $9.88 | $9.88 | — | COM CL A | 03768F102 |
| — | SWITCHBACK ENERGY ACQUISITIO | 29,700 | $291K | 0.1% | $9.80 | $9.80 | — | COM CL A | 87105M102 |
| — | GORES HOLDINGS III INC | 28,074 | $290K | 0.1% | $10.33 | $9.84 | — | CLASS A | 38286G109 |
| — | VECTOIQ ACQUISITION CORP | 478,104 | $282K | 0.1% | $0.59 | $0.50 | — | *W EXP 05/11/202 | 92243N111 |
| — | COLLIER CREEK HOLDINGS | 26,571 | $273K | 0.1% | $10.27 | $9.75 | — | COM CL A | G22707106 |
| — | GORES HOLDINGS III INC | 174,625 | $266K | 0.1% | $1.52 | $1.47 | — | *W EXP 09/11/202 | 38286G117 |
| — | KBL MERGER CORP IV | 24,800 | $265K | 0.1% | $10.69 | $10.29 | — | COM | 48242A104 |
| — | FAR PT ACQUISITION CORP | 25,204 | $260K | 0.1% | $10.32 | $9.65 | — | COM CL A | 30734W109 |
| — | NEBULA ACQUISITION CORP | 189,993 | $237K | 0.1% | $1.25 | $1.04 | — | *W EXP 03/12/202 | 629076118 |
| — | BOXWOOD MERGER CORP | 364,851 | $226K | 0.1% | $0.62 | $0.62 | — | *W EXP 11/26/202 | 10319T119 |
| — | GORES METROPOULOS INC | 21,575 | $220K | 0.0% | $10.20 | $10.09 | — | COM CL A | 382872109 |
| — | SPIRIT MTA REIT | 263,897 | $203K | 0.0% | $0.77 | $0.77 | — | COM SHS BEN IN | 84861U105 |
| — | IMMUNOVANT INC | 94,389 | $189K | 0.0% | $2.00 | $2.00 | — | *W EXP 12/18/202 | 45258J110 |
| — | GRAF INDL CORP | 375,800 | $165K | 0.0% | $0.44 | $0.40 | — | *W EXP 12/31/202 | 384278115 |
| — | ALLEGRO MERGER CORP | 507,838 | $162K | 0.0% | $0.32 | $0.34 | — | RIGHT 12/31/2023 | 01749N129 |
| — | VECTOIQ ACQUISITION CORP | 15,220 | $157K | 0.0% | $10.32 | $9.88 | — | COM | 92243N103 |
| — | SOUTH MTN MERGER CORP | 174,045 | $156K | 0.0% | $0.90 | $0.89 | — | *W EXP 06/20/202 | 838884112 |
| — | TIBERIUS ACQUISITION CORP | 123,714 | $141K | 0.0% | $1.14 | $0.97 | — | *W EXP 02/28/202 | 88633A115 |
| — | ACAMAR PARTNERS ACQSITION CO | 181,000 | $136K | 0.0% | $0.75 | $0.76 | — | *W EXP 02/26/202 | 004285110 |
| — | HAYMAKER ACQUISITION CORP II | 95,185 | $134K | 0.0% | $1.41 | $1.43 | — | *W EXP 10/31/202 | 42087L119 |
| — | BROOGE HLDGS LTD | 179,396 | $133K | 0.0% | $0.74 | $0.74 | — | *W EXP 12/20/202 | G1611B115 |
| — | AMCI ACQUISITION CORP | 423,900 | $131K | 0.0% | $0.31 | $0.32 | — | *W EXP 05/20/202 | 00165R119 |
| — | CHASERG TECHNLGY ACQUISITN C | 10,679 | $128K | 0.0% | $11.99 | $9.99 | — | UNIT 09/30/2023 | 16166A202 |
| — | CHURCHILL CAP CORP II | 80,527 | $115K | 0.0% | $1.43 | $1.50 | — | *W EXP 07/02/202 | 17143G114 |
| — | NETFIN ACQUISITION CORP | 369,900 | $111K | 0.0% | $0.30 | $0.30 | — | *W EXP 08/01/202 | G6455A115 |
| — | CF FIN ACQUISITION CORP | 122,485 | $110K | 0.0% | $0.90 | $0.83 | — | *W EXP 04/30/202 | 12528N115 |
| — | INSURANCE ACQUISITION CORP | 90,399 | $108K | 0.0% | $1.19 | $0.89 | — | *W EXP 03/31/202 | 457867117 |
| — | GS ACQUISITION HLDGS CORP | 9,740 | $107K | 0.0% | $10.99 | $9.75 | — | COM CL A | 36255F102 |
| — | ALLEGRO MERGER CORP | 560,450 | $101K | 0.0% | $0.18 | $0.25 | — | *W EXP 01/06/202 | 01749N111 |
| RVPH | TENZING ACQUISITION CORP | 9,273 | $97,000 | 0.0% | $10.46 | $9.84 | — | ORD SHS | G8708A116 |
| — | LANDCADIA HLDGS II INC | 9,512 | $94,000 | 0.0% | $9.88 | $9.72 | — | CL A | 51476X105 |
| — | MERIDA MERGER CORP I | 182,947 | $91,000 | 0.0% | $0.50 | $0.50 | — | *W EXP 11/07/202 | 58953M114 |
| — | MUDRICK CAP ACQUISITION CORP | 177,326 | $87,000 | 0.0% | $0.49 | $0.51 | — | *W EXP 02/12/202 | 624745113 |
| — | GALILEO ACQUISITION CORP | 8,900 | $87,000 | 0.0% | $9.78 | $9.78 | — | SHS | G3770A102 |
| — | GS ACQUISITION HLDGS CORP | 35,823 | $83,000 | 0.0% | $2.32 | $1.45 | — | *W EXP 06/12/202 | 36255F110 |
| — | TORTOISE ACQUISITION CORP | 170,342 | $80,000 | 0.0% | $0.47 | $0.54 | — | *W EXP 03/04/202 | 89154L118 |
| — | DIAMONDPEAK HLDGS COR | 99,000 | $76,000 | 0.0% | $0.77 | $0.77 | — | *W EXP 02/22/202 | 25280H118 |
| — | PURE ACQUISITION CORP | 6,700 | $72,000 | 0.0% | $10.75 | $10.75 | — | UNIT 04/13/2023 | 74621Q205 |
| — | HENNESSY CAP ACQUSTION CORP | 88,778 | $71,000 | 0.0% | $0.80 | $0.75 | — | *W EXP 09/05/202 | 42589C112 |
| — | FORUM MERGER II CORP | 142,696 | $66,000 | 0.0% | $0.46 | $0.50 | — | *W EXP 09/30/202 | 34986F111 |
| — | LEISURE ACQUISITION CORP | 61,582 | $64,000 | 0.0% | $1.04 | $0.80 | — | *W EXP 12/05/201 | 52539T115 |
| — | B RILEY PRINCIPAL MERGER COR | 73,601 | $60,000 | 0.0% | $0.82 | $0.70 | — | *W EXP 04/08/202 | 05586Y114 |
| — | TRINE ACQUISITION CORP | 63,384 | $60,000 | 0.0% | $0.95 | $0.89 | — | *W EXP 03/31/202 | 89628U116 |
| — | EXPERIENCE INVESTMENT CORP | 100,000 | $60,000 | 0.0% | $0.60 | $0.60 | — | *W EXP 09/01/202 | 30217C117 |
| — | ANDINA ACQUISITION CORP III | 200,000 | $56,000 | 0.0% | $0.28 | $0.30 | — | RIGHT 07/31/2020 | G04415132 |
| — | ARYA SCIENCES ACQUISITION CO | 32,300 | $55,000 | 0.0% | $1.70 | $1.50 | — | *W EXP 10/10/202 | G3165V125 |
| — | LANDCADIA HLDGS II INC | 74,900 | $54,000 | 0.0% | $0.72 | $0.76 | — | *W EXP 05/09/202 | 51476X113 |
| — | HL ACQUISITIONS CORP | 152,429 | $53,000 | 0.0% | $0.35 | $0.35 | — | *W EXP 06/21/202 | G4603R122 |
| — | SPARTAN ENERGY ACQUISITON CO | 94,747 | $52,000 | 0.0% | $0.55 | $1.00 | — | *W EXP 08/27/202 | 846784122 |
| — | ORISUN ACQUISITION CORP | 5,000 | $50,000 | 0.0% | $10.00 | $10.00 | — | COM | 68632T109 |
| — | BIOMX INC | 99,187 | $47,000 | 0.0% | $0.47 | $0.47 | — | *W EXP 10/16/202 | 09090D111 |
| — | LEGACY ACQUISITION CORP | 87,106 | $47,000 | 0.0% | $0.54 | $0.37 | — | *W EXP 11/30/202 | 524643111 |
| — | TUSCAN HLDGS CORP II | 101,580 | $46,000 | 0.0% | $0.45 | $0.45 | — | *W EXP 99/99/999 | 90070A111 |
| — | PENSARE ACQUISITION CORP | 148,991 | $43,000 | 0.0% | $0.29 | $0.29 | — | RIGHT 99/99/9999 | 70957E121 |
| — | AKERNA CORP | 44,156 | $42,000 | 0.0% | $0.95 | $2.98 | — | *W EXP 06/17/202 | 00973W110 |
| — | FINTECH ACQUISITION CORP III | 29,922 | $41,000 | 0.0% | $1.37 | $0.91 | — | *W EXP 12/01/202 | 31811A119 |
| — | FAR PT ACQUISITION CORP | 30,662 | $40,000 | 0.0% | $1.30 | $1.43 | — | *W EXP 06/01/202 | 30734W117 |
| — | HL ACQUISITIONS CORP | 152,800 | $39,000 | 0.0% | $0.26 | $0.26 | — | RIGHT 07/17/2023 | G4603R130 |
| — | MOSAIC ACQUISITION CORP | 40,093 | $39,000 | 0.0% | $0.97 | $0.66 | — | *W EXP 10/23/202 | 61946M118 |
| — | GX ACQUISITION CORP | 45,700 | $37,000 | 0.0% | $0.81 | $0.60 | — | *W EXP 05/24/202 | 36251A115 |
| — | TKK SYMPHONY ACQUISITION COR | 145,800 | $36,000 | 0.0% | $0.25 | $0.24 | — | RIGHT 02/20/2020 | G88950137 |
| — | EDTECHX HLDGS ACQUISITION CO | 100,000 | $36,000 | 0.0% | $0.36 | $0.19 | — | *W EXP 12/31/202 | 28138X111 |
| — | MONOCLE ACQUISITION CORP | 47,690 | $36,000 | 0.0% | $0.75 | $0.32 | — | *W EXP 12/06/202 | 609754114 |
| — | VIRGIN GALACTIC HOLDINGS INC | 10,526 | $35,000 | 0.0% | $3.33 | $3.33 | — | *W EXP 11/25/202 | 92766K114 |
| — | MEGALITH FINL ACQUISITION CO | 96,600 | $31,000 | 0.0% | $0.32 | $0.60 | — | *W EXP 08/26/202 | 58518F117 |
| — | THUNDER BRDG ACQUISTION II L | 33,655 | $30,000 | 0.0% | $0.89 | $0.89 | — | *W EXP 11/30/202 | G8857S108 |
| — | LEO HOLDINGS CORP | 42,073 | $28,000 | 0.0% | $0.67 | $0.87 | — | *W EXP 02/07/202 | G5463L113 |
| — | OPES ACQUISITION CORP | 154,100 | $28,000 | 0.0% | $0.18 | $0.24 | — | *W EXP 03/13/202 | 68373P118 |
| — | CHASERG TECHNLGY ACQUISITN C | 12,663 | $28,000 | 0.0% | $2.21 | $0.74 | — | *W EXP 04/10/202 | 16166A111 |
| — | DD3 ACQUISITION CORP | 62,897 | $28,000 | 0.0% | $0.45 | $0.43 | — | *W EXP 10/20/202 | G2692M111 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 69,158 | $26,000 | 0.0% | $0.38 | $0.33 | — | *W EXP 12/31/202 | 80821R117 |
| — | REPLAY ACQUISITION CORP | 30,000 | $24,000 | 0.0% | $0.80 | $0.80 | — | *W EXP 03/01/202 | G75130115 |
| — | NEW PROVIDENCE ACQUISITIN CO | 25,000 | $23,000 | 0.0% | $0.92 | $0.92 | — | *W EXP 09/11/202 | 64822P114 |
| — | EAGLE BULK SHIPPING INC | 5,000 | $23,000 | 0.0% | $4.60 | $4.60 | — | SHS NEW | Y2187A143 |
| — | GIGCAPITAL2 INC | 73,400 | $23,000 | 0.0% | $0.31 | $0.28 | — | *W EXP 02/28/202 | 375036118 |
| — | GORDON POINTE ACQUISITION CO | 65,000 | $23,000 | 0.0% | $0.35 | $0.54 | — | *W EXP 07/30/202 | 382788115 |
| — | KBL MERGER CORP IV | 150,100 | $23,000 | 0.0% | $0.15 | $0.27 | — | RIGHT 04/09/2020 | 48242A120 |
| SNAXW | ANDINA ACQUISITION CORP III | 100,000 | $21,000 | 0.0% | $0.21 | $0.20 | — | *W EXP 07/31/202 | G04415124 |
| — | JUNIPER INDL HLDGS INC | 25,000 | $20,000 | 0.0% | $0.80 | $0.80 | — | *W EXP 11/13/202 | 48205G114 |
| — | LEISURE ACQUISITION CORP | 1,800 | $20,000 | 0.0% | $11.11 | $9.98 | — | UNIT 99/99/9999 | 52539T206 |
| — | PIVOTAL INVT CORP II | 24,901 | $20,000 | 0.0% | $0.80 | $0.80 | — | *W EXP 06/01/202 | 72582K118 |
| — | SC HEALTH CORP | 20,600 | $20,000 | 0.0% | $0.97 | $0.97 | — | *W EXP 99/99/999 | G78516401 |
| — | TRIDENT ACQUISITIONS CORP | 200,000 | $20,000 | 0.0% | $0.10 | $0.15 | — | *W EXP 05/09/202 | 89615T114 |
| — | GIGCAPITAL2 INC | 73,400 | $18,000 | 0.0% | $0.25 | $0.29 | — | RIGHT 02/28/2026 | 375036126 |
| — | FELLAZO INC | 1,800 | $18,000 | 0.0% | $10.00 | $9.96 | — | UNIT 99/99/9999 | G3362K104 |
| — | UNION ACQUISITION CORP II | 45,000 | $17,000 | 0.0% | $0.38 | $0.38 | — | *W EXP 04/01/202 | G9402Q126 |
| — | RMG ACQUISITION CORP | 28,712 | $17,000 | 0.0% | $0.59 | $0.62 | — | *W EXP 02/21/202 | 749641114 |
| — | WEALTHBRIDGE ACQUISITION LTD | 49,300 | $16,000 | 0.0% | $0.32 | $0.22 | — | RIGHT 11/02/2023 | G4887W136 |
| — | TUSCAN HOLDINGS CORP | 26,563 | $16,000 | 0.0% | $0.60 | $0.79 | — | *W EXP 04/01/202 | 90069K112 |
| — | APEX TECHNOLOGY ACQUISITN CO | 11,800 | $14,000 | 0.0% | $1.19 | $1.19 | — | *W EXP 09/18/202 | 03768F110 |
| — | CRESCENT ACQUISITION CORP | 17,475 | $14,000 | 0.0% | $0.80 | $0.65 | — | *W EXP 03/08/202 | 22564L113 |
| — | TKK SYMPHONY ACQUISITION COR | 200,800 | $12,000 | 0.0% | $0.06 | $0.07 | — | *W EXP 02/20/202 | G88950129 |
| — | ALBERTON ACQUISITION CORP | 50,000 | $12,000 | 0.0% | $0.24 | $0.24 | — | RIGHT 10/04/2020 | G35006132 |
| — | ALBERTON ACQUISITION CORP | 187,000 | $11,000 | 0.0% | $0.06 | $0.12 | — | *W EXP 04/26/202 | G35006124 |
| MAPSW | SILVER SPIKE ACQUISITION COR | 24,000 | $10,000 | 0.0% | $0.42 | $0.42 | — | *W EXP 08/02/202 | G8136L114 |
| — | KBL MERGER CORP IV | 113,400 | $9,000 | 0.0% | $0.08 | $0.16 | — | *W EXP 01/15/202 | 48242A112 |
| — | COLLIER CREEK HOLDINGS | 5,377 | $7,000 | 0.0% | $1.30 | $1.17 | — | *W EXP 99/99/999 | G22707114 |
| — | SWITCHBACK ENERGY ACQUISITIO | 10,300 | $6,000 | 0.0% | $0.58 | $0.58 | — | *W EXP 07/25/202 | 87105M110 |
| — | TOTTENHAM ACQUISITION I LTD | 75,000 | $5,000 | 0.0% | $0.07 | $0.20 | — | *W EXP 05/06/202 | G8959N114 |
| — | OAKTREE ACQUISITION CORP | 4,897 | $5,000 | 0.0% | $1.02 | $0.88 | — | *W EXP 99/99/999 | G67145113 |
| — | NEW FRONTIER HEALTH CORP | 2,444 | $4,000 | 0.0% | $1.64 | $1.64 | — | *W EXP 11/30/202 | G6461G114 |
| — | PROFICIENT ALPHA ACQUSTN COR | 25,000 | $4,000 | 0.0% | $0.16 | $0.20 | — | RIGHT 04/30/2026 | 74317H121 |
| — | PROFICIENT ALPHA ACQUSTN COR | 25,000 | $4,000 | 0.0% | $0.16 | $0.16 | — | *W EXP 04/30/202 | 74317H113 |
| — | WEALTHBRIDGE ACQUISITION LTD | 50,000 | $4,000 | 0.0% | $0.08 | $0.12 | — | *W EXP 01/31/202 | G4887W128 |
| — | TOTTENHAM ACQUISITION I LTD | 25,000 | $4,000 | 0.0% | $0.16 | $0.38 | — | RIGHT 06/05/2020 | G8959N122 |
| SHPSQ | GALILEO ACQUISITION CORP | 9,200 | $4,000 | 0.0% | $0.43 | $0.43 | — | *W EXP 10/31/202 | G3770A110 |
| — | LF CAP ACQUISITION CORP | 7,608 | $3,000 | 0.0% | $0.39 | $0.55 | — | *W EXP 06/22/202 | 50200K116 |
| — | FELLAZO INC | 4,000 | $1,000 | 0.0% | $0.25 | $0.25 | — | RIGHT 05/26/2026 | G3362K146 |
| — | ORISUN ACQUISITION CORP | 5,000 | $1,000 | 0.0% | $0.20 | $0.20 | — | RIGHT 05/31/2024 | 68632T125 |
| — | ORISUN ACQUISITION CORP | 4,600 | $0 | 0.0% | $0.00 | — | — | *W EXP 05/31/202 | 68632T117 |
| — | FELLAZO INC | 4,000 | $0 | 0.0% | $0.00 | — | — | *W EXP 05/15/202 | G3362K120 |
| — | TENZING ACQUISITION CORP | 1,200 | $0 | 0.0% | $0.00 | — | — | *W EXP 02/23/202 | G8708A108 |