Lion Point Capital, LP Hedge Fund

CIK: 0001643354 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 14, 2020

Total Value ($000): $1,076,736 (100.0% shares, 0.0% debt)

Holdings (26)

IWM ISHARES TR 33.7%

Value ($000) $362,817 Shares 2,190,000 Est. Cost $165.67 Unrealized —

CSIQ CANADIAN SOLAR INC 9.0%

Value ($000) $96,990 Shares 4,388,709 Est. Cost $15.68 Unrealized +15.5%

— DURECT CORP 6.6%

Value ($000) $71,250 Shares 18,750,000 Est. Cost $0.65 Unrealized —

LSCC LATTICE SEMICONDUCTOR CORP 6.5%

Value ($000) $69,539 Shares 3,633,188 Est. Cost $5.75 Unrealized —

— MEDICINES CO 6.2%

Value ($000) $66,588 Shares 783,950 Est. Cost $39.73 Unrealized —

— SPDR SERIES TRUST 5.9%

Value ($000) $63,765 Shares 2,690,500 Est. Cost $23.70 Unrealized —

ACHC ACADIA HEALTHCARE COMPANY IN 4.2%

Value ($000) $44,796 Shares 1,348,472 Est. Cost $35.10 Unrealized -10.7%

— CALLON PETE CO DEL 3.7%

Value ($000) $39,619 Shares 8,202,705 Est. Cost $4.83 Unrealized —

IWM ISHARES TR 3.4%

Value ($000) $36,613 Shares 221,000 Est. Cost $165.67 Unrealized —

AA ALCOA CORP 3.4%

Value ($000) $36,506 Shares 1,697,182 Est. Cost $23.43 Unrealized -15.6%

SPY SPDR S&P 500 ETF TR 3.1%

Value ($000) $33,455 Shares 103,945 Est. Cost $321.85 Unrealized —

— PDC ENERGY INC 2.8%

Value ($000) $30,368 Shares 1,160,450 Est. Cost $40.68 Unrealized —

— PERSPECTA INC 2.2%

Value ($000) $23,796 Shares 900,000 Est. Cost $23.41 Unrealized —

— ARCONIC INC 1.9%

Value ($000) $20,769 Shares 675,000 Est. Cost $20.56 Unrealized —

LBTYAUSD LIBERTY GLOBAL PLC 1.7%

Value ($000) $18,192 Shares 800,000 Est. Cost $26.99 Unrealized —

— MARINUS PHARMACEUTICALS INC 1.3%

Value ($000) $13,769 Shares 6,374,740 Est. Cost $1.82 Unrealized —

— COMSCORE INC 0.9%

Value ($000) $9,495 Shares 1,922,241 Est. Cost $21.76 Unrealized —

EQT EQT CORP 0.8%

Value ($000) $8,768 Shares 804,450 Est. Cost $20.63 Unrealized -55.8%

— NEWLINK GENETICS CORP 0.7%

Value ($000) $7,880 Shares 3,114,733 Est. Cost $2.53 Unrealized —

— SPDR SERIES TRUST 0.6%

Value ($000) $6,871 Shares 289,915 Est. Cost $23.70 Unrealized —

EXTR EXTREME NETWORKS INC 0.6%

Value ($000) $5,983 Shares 811,835 Est. Cost $7.09 Unrealized -1.1%

— LOGICBIO THERAPEUTICS INC 0.3%

Value ($000) $3,600 Shares 500,000 Est. Cost $10.40 Unrealized —

— ENCANA CORP 0.2%

Value ($000) $2,113 Shares 450,544 Est. Cost $5.78 Unrealized —

— CIMAREX ENERGY CO 0.2%

Value ($000) $1,845 Shares 35,162 Est. Cost $47.92 Unrealized —

— OPES ACQUISITION CORP 0.1%

Value ($000) $876 Shares 83,438 Est. Cost $10.15 Unrealized —

— SRC ENERGY INC 0.0%

Value ($000) $473 Shares 115,004 Est. Cost $4.65 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IWM	ISHARES TR	2,190,000	$362,817	33.7%	$165.67	—	Put	464287655
CSIQ	CANADIAN SOLAR INC	4,388,709	$96,990	9.0%	$15.68	+15.5%	COM	136635109
—	DURECT CORP	18,750,000	$71,250	6.6%	$0.65	—	COM	266605104
LSCC	LATTICE SEMICONDUCTOR CORP	3,633,188	$69,539	6.5%	$5.75	—	COM	518415104
—	MEDICINES CO	783,950	$66,588	6.2%	$39.73	—	COM	584688105
—	SPDR SERIES TRUST	2,690,500	$63,765	5.9%	$23.70	—	Put	78464A730
ACHC	ACADIA HEALTHCARE COMPANY IN	1,348,472	$44,796	4.2%	$35.10	-10.7%	COM	00404A109
—	CALLON PETE CO DEL	8,202,705	$39,619	3.7%	$4.83	—	COM	13123X102
IWM	ISHARES TR	221,000	$36,613	3.4%	$165.67	—	RUSSELL 2000 ETF	464287655
AA	ALCOA CORP	1,697,182	$36,506	3.4%	$23.43	-15.6%	COM	013872106
SPY	SPDR S&P 500 ETF TR	103,945	$33,455	3.1%	$321.85	—	TR UNIT	78462F103
—	PDC ENERGY INC	1,160,450	$30,368	2.8%	$40.68	—	COM	69327R101
—	PERSPECTA INC	900,000	$23,796	2.2%	$23.41	—	COM	715347100
—	ARCONIC INC	675,000	$20,769	1.9%	$20.56	—	COM	03965L100
LBTYAUSD	LIBERTY GLOBAL PLC	800,000	$18,192	1.7%	$26.99	—	SHS CL A	G5480U104
—	MARINUS PHARMACEUTICALS INC	6,374,740	$13,769	1.3%	$1.82	—	COM	56854Q101
—	COMSCORE INC	1,922,241	$9,495	0.9%	$21.76	—	COM	20564W105
EQT	EQT CORP	804,450	$8,768	0.8%	$20.63	-55.8%	COM	26884L109
—	NEWLINK GENETICS CORP	3,114,733	$7,880	0.7%	$2.53	—	COM	651511107
—	SPDR SERIES TRUST	289,915	$6,871	0.6%	$23.70	—	S&P OILGAS EXP	78464A730
EXTR	EXTREME NETWORKS INC	811,835	$5,983	0.6%	$7.09	-1.1%	COM	30226D106
—	LOGICBIO THERAPEUTICS INC	500,000	$3,600	0.3%	$10.40	—	COM	54142F102
—	ENCANA CORP	450,544	$2,113	0.2%	$5.78	—	COM	292505104
—	CIMAREX ENERGY CO	35,162	$1,845	0.2%	$47.92	—	COM	171798101
—	OPES ACQUISITION CORP	83,438	$876	0.1%	$10.15	—	UNIT 03/07/2023	68373P209
—	SRC ENERGY INC	115,004	$473	0.0%	$4.65	—	COM	78470V108