Location: San Francisco, CA
CIK: 0001524362 · Show all filings
Period: Q1 2021 (← Previous) (Next →)
Filing Date: May 17, 2021
Total Value: $795M (79.8% shares, 20.2% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | FLUIDIGM CORP DEL | 28,133,000 | $49.19M | 6.2% | $2.18 | — | NOTE 5.250%12/0 | 34385PAF5 |
| — | BENEFITFOCUS INC | 50,681,000 | $46.93M | 5.9% | $0.80 | — | NOTE 1.250%12/1 | 08180DAB2 |
| — | BENEFITFOCUS INC | 3,097,800 | $42.78M | 5.4% | $12.70 | — | COM | 08180D106 |
| OBDC | OWL ROCK CAPITAL CORPORATION | 3,076,465 | $42.36M | 5.3% | $7.07 | +13.0% | COM | 69121K104 |
| DBX | DROPBOX INC | 1,588,852 | $42.36M | 5.3% | $21.15 | +13.8% | CL A | 26210C104 |
| — | CORNERSTONE ONDEMAND INC | 915,050 | $39.88M | 5.0% | $35.43 | — | COM | 21925Y103 |
| QLYS | QUALYS INC | 360,127 | $37.73M | 4.7% | $111.92 | 0.0% | COM | 74758T303 |
| LAB | FLUIDIGM CORP DEL | 7,446,229 | $33.66M | 4.2% | $6.24 | -12.0% | COM | 34385P108 |
| — | VONAGE HLDGS CORP | 30,175,000 | $31.7M | 4.0% | $1.05 | — | NOTE 1.750% 6/0 | 92886TAJ1 |
| — | EVERI HLDGS INC | 2,139,347 | $30.19M | 3.8% | $6.12 | — | COM | 30034T103 |
| — | DISCOVERY INC | 814,611 | $30.05M | 3.8% | $36.89 | — | COM SER C | 25470F302 |
| GDEN | GOLDEN ENTMT INC | 1,179,391 | $29.79M | 3.7% | $20.71 | -3.6% | COM | 381013101 |
| — | MDC PARTNERS INC. | 9,377,399 | $29.26M | 3.7% | $2.47 | — | CL A SUB VTG | 552697104 |
| — | RETAIL VALUE INC | 1,513,886 | $28.32M | 3.6% | $26.05 | — | COM | 76133Q102 |
| — | AT HOME GROUP INC | 820,000 | $23.53M | 3.0% | $15.26 | — | COM | 04650Y100 |
| CCC | DRAGONEER GROWTH OPPORTUN CO | 2,000,000 | $20.3M | 2.6% | $13.27 | — | COM CL A | G28302100 |
| — | MCAFEE CORP | 891,634 | $20.28M | 2.5% | $19.55 | — | COM CL A | 579063108 |
| — | SPLUNK INC | 13,000,000 | $14.88M | 1.9% | $1.14 | — | NOTE 0.500% 9/1 | 848637AC8 |
| — | DATTO HLDG CORP | 623,462 | $14.28M | 1.8% | $22.91 | — | COM | 23821D100 |
| TBA | THOMA BRAVO ADVANTAGE | 1,350,000 | $14.11M | 1.8% | $10.45 | — | COM CL A | G88272102 |
| — | FIFTH WALL ACQUISITION CORP | 1,250,000 | $12.5M | 1.6% | $10.00 | — | COM CL A | 316790104 |
| — | EMPOWER LTD | 1,250,000 | $12.47M | 1.6% | $9.98 | — | CL A COM | G3R39W102 |
| BOX | BOX INC | 480,825 | $11.04M | 1.4% | $19.47 | 0.0% | CL A | 10316T104 |
| — | TWITTER INC | 8,000,000 | $10.76M | 1.4% | $1.34 | — | NOTE 0.250% 6/1 | 90184LAF9 |
| — | DRAGONEER GROWTH OPPTY CORP | 1,000,000 | $10.28M | 1.3% | $11.42 | — | SHS CL A | G28314105 |
| — | DRAGONEER GROWTH OPT CORP II | 1,000,000 | $10.11M | 1.3% | $10.11 | — | CL A SHS | G28315102 |
| — | CRUCIBLE ACQUISITION CORP | 1,000,000 | $10.06M | 1.3% | $10.06 | — | COM CL A | 22877P108 |
| — | SUPERNOVA PARTNERS ACQUISITI | 800,001 | $8.088M | 1.0% | $11.00 | — | COM CL A | 86846V108 |
| — | ACCELERATE DIAGNOSTICS INC | 11,000,000 | $7.401M | 0.9% | $0.58 | — | NOTE 2.500% 3/1 | 00430HAB8 |
| — | PATHFINDER ACQUISITION CORP | 626,323 | $6.201M | 0.8% | $9.90 | — | UNIT 02/17/2026 | G04119114 |
| — | INDEPENDENCE HOLDINGS CORP | 600,000 | $6M | 0.8% | $10.00 | — | UNIT 03/02/2026 | G4761A119 |
| — | PIONEER MERGER CORP | 600,000 | $5.832M | 0.7% | $9.72 | — | CL A SHS | G7S24C103 |
| — | SOARING EAGLE ACQUISITION CO | 500,000 | $5.06M | 0.6% | $10.12 | — | UNIT 02/23/2026 | G8354H100 |
| — | WARBURG PINCUS CAPTAL CORP I | 500,000 | $5.04M | 0.6% | $10.08 | — | UNIT 99/99/9999 | G9461D123 |
| — | WARBURG PINCUS CAPTAL CORP I | 500,000 | $4.99M | 0.6% | $9.98 | — | UNIT 99/99/9999 | G9460M116 |
| — | VPC IMPACT ACQU HOLDI III IN | 500,000 | $4.935M | 0.6% | $9.87 | — | UNIT 99/99/9999 | 91835J207 |
| — | VPC IMPACT ACQUISITION HLDG | 500,000 | $4.93M | 0.6% | $9.86 | — | UNIT 03/05/2026 | G9460L100 |
| — | CLASS ACCELERATION CORP | 500,000 | $4.83M | 0.6% | $9.66 | — | COM | 18274B106 |
| — | FIGURE ACQUISITION CORP I | 450,000 | $4.554M | 0.6% | $10.12 | — | UNIT 99/99/9999 | 302438205 |
| — | ALTIMETER GROWTH CORP | 345,000 | $4.037M | 0.5% | $12.86 | — | CL A | G0370L108 |
| — | ARCTOS NORTHSTAR ACQUIS CORP | 400,000 | $3.996M | 0.5% | $9.99 | — | UNIT 99/99/9999 | G0477L118 |
| — | ARCLIGHT CLEAN TRANSITION II | 385,000 | $3.85M | 0.5% | $10.00 | — | UNIT 03/16/2028 | G0R21B120 |
| — | ALTIMETER GROWTH CORP 2 | 300,000 | $3.114M | 0.4% | $10.38 | — | COM CL A | G0371B109 |
| — | SPARTAN ACQUISITION CORP III | 300,000 | $3.009M | 0.4% | $10.03 | — | UNIT 99/99/9999 | 84677R205 |
| — | SUPERNOVA PARTNERS ACQUISTN | 250,000 | $2.51M | 0.3% | $10.04 | — | UNIT 99/99/9999 | G8T86C113 |
| — | SUPERNOVA PARTN ACQ CO III L | 250,000 | $2.5M | 0.3% | $10.00 | — | UNIT 99/99/9999 | G8T90F110 |
| — | AJAX I | 750,000 | $1.268M | 0.2% | $3.28 | — | *W EXP 10/27/202 | G0190X126 |
| — | ALTIMETER GROWTH CORP | 400,000 | $1.244M | 0.2% | $5.47 | — | *W EXP 09/30/202 | G0370L116 |
| — | DRAGONEER GROWTH OPPORTUN CO | 600,000 | $954K | 0.1% | $4.28 | — | *W EXP 08/18/202 | G28302118 |
| HLLY/WS | EMPOWER LTD | 619,488 | $731K | 0.1% | $1.18 | — | *W EXP 11/30/202 | G3R39W110 |
| — | SUPERNOVA PARTNERS ACQUISITI | 266,667 | $493K | 0.1% | $2.05 | — | *W EXP 10/16/202 | 86846V116 |
| — | CRUCIBLE ACQUISITION CORP | 329,623 | $458K | 0.1% | $1.39 | — | *W EXP 12/26/202 | 22877P116 |
| — | PIONEER MERGER CORP | 333,334 | $311K | 0.0% | $0.93 | — | *W EXP 01/07/202 | G7S24C111 |
| — | CLASS ACCELERATION CORP | 438,200 | $272K | 0.0% | $0.62 | — | *W EXP 03/31/202 | 18274B114 |
| — | ONE | 25,000 | $67,000 | 0.0% | $2.12 | — | *W EXP 08/17/202 | G7000X121 |