CIK: 0001524362 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 15, 2021
Total Value ($000): $943,993 (82.4% shares, 17.6% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IS5EUR | IRONSOURCE LTD | 9,248,263 | $100,529 | 10.6% | $10.53 | — | CL A ORD SHS | M5R75Y101 |
| — | FLUIDIGM CORP DEL | 28,133,000 | $68,121 | 7.2% | $2.18 | — | NOTE 5.250%12/0 | 34385PAF5 |
| STGW | STAGWELL INC | 7,106,996 | $54,511 | 5.8% | $6.67 | 0.0% | COM CL A | 85256A109 |
| — | SNAP ONE HOLDINGS CORP | 3,000,000 | $50,010 | 5.3% | $16.67 | — | COM | 83303Y105 |
| LAB | FLUIDIGM CORP DEL | 7,446,229 | $49,071 | 5.2% | $6.24 | +5.3% | COM | 34385P108 |
| ONTF | ON24 INC | 2,373,673 | $47,331 | 5.0% | $27.78 | 0.0% | COM | 68339B104 |
| — | INSTRUCTURE HLDGS INC | 1,753,709 | $39,616 | 4.2% | $22.59 | — | COM | 457790103 |
| SPY | SPDR S&P 500 ETF TR | 90,000 | $38,623 | 4.1% | — | — | Put | 78462F103 |
| IWO | ISHARES TR | 130,000 | $38,167 | 4.0% | — | — | Put | 464287648 |
| — | BENEFITFOCUS INC | 3,307,081 | $36,709 | 3.9% | $12.79 | — | COM | 08180D106 |
| — | MCAFEE CORP | 1,650,000 | $36,482 | 3.9% | $22.11 | — | COM CL A | 579063108 |
| — | VONAGE HLDGS CORP | 30,175,000 | $35,290 | 3.7% | $1.05 | — | NOTE 1.750% 6/0 | 92886TAJ1 |
| — | SPLUNK INC | 27,000,000 | $31,636 | 3.4% | $1.16 | — | NOTE 0.500% 9/1 | 848637AC8 |
| — | INTEGRAL AD SCIENCE HLDNG CO | 1,476,463 | $30,459 | 3.2% | $20.58 | — | COM | 45828L108 |
| OBDC | OWL ROCK CAPITAL CORPORATION | 2,070,718 | $29,239 | 3.1% | $7.07 | +25.6% | COM | 69121K104 |
| BLND | BLEND LABS INC | 2,102,829 | $28,346 | 3.0% | $16.98 | 0.0% | CL A | 09352U108 |
| HLLY | HOLLEY INC | 2,300,000 | $27,462 | 2.9% | $11.22 | 0.0% | COM | 43538H103 |
| — | RETAIL VALUE INC | 1,013,245 | $26,679 | 2.8% | $26.05 | — | COM | 76133Q102 |
| — | PAYSAFE LIMITED | 3,400,000 | $26,350 | 2.8% | $7.75 | — | ORD | G6964L107 |
| GDEN | GOLDEN ENTMT INC | 494,391 | $24,270 | 2.6% | $20.71 | +99.4% | COM | 381013101 |
| — | SPLUNK INC | 19,000,000 | $23,220 | 2.5% | $1.22 | — | NOTE 1.125% 9/1 | 848637AD6 |
| AGL | AGILON HEALTH INC | 500,000 | $13,105 | 1.4% | $34.17 | 0.0% | COM | 00857U107 |
| — | DATTO HLDG CORP | 447,404 | $10,693 | 1.1% | $22.91 | — | COM | 23821D100 |
| — | DRAGONEER GROWTH OPT CORP II | 1,000,000 | $9,800 | 1.0% | $10.11 | — | CL A SHS | G28315102 |
| — | ACCELERATE DIAGNOSTICS INC | 11,000,000 | $7,698 | 0.8% | $0.58 | — | NOTE 2.500% 3/1 | 00430HAB8 |
| — | OFFERPAD SOLUTIONS INC | 800,000 | $6,976 | 0.7% | $8.72 | — | COM CL A | 67623L109 |
| — | MERIDIANLINK INC | 300,000 | $6,708 | 0.7% | $22.36 | — | COMMON STOCK | 58985J105 |
| — | BLACKSKY TECHNOLOGY INC | 500,000 | $5,175 | 0.5% | $10.35 | — | COM CL A | 09263B108 |
| — | ALTIMETER GROWTH CORP 2 | 500,000 | $4,945 | 0.5% | $10.31 | — | COM CL A | G0371B109 |
| — | FIFTH WALL ACQUISITN CORP II | 500,000 | $4,910 | 0.5% | $9.95 | — | CLASS A ORD SHS | G34142102 |
| — | INDEPENDENCE HOLDINGS CORP | 500,000 | $4,885 | 0.5% | $9.90 | — | CLASS A ORD SHS | G4761A101 |
| — | ARCLIGHT CLEAN TRANSITION II | 500,000 | $4,880 | 0.5% | $9.80 | — | CLASS A ORD SHS | G0R21B104 |
| — | CATALYST PARTNRS ACQUISITN C | 500,000 | $4,865 | 0.5% | $9.73 | — | CLASS A ORD SHS | G19550105 |
| — | FIGURE ACQUISITION CORP I | 450,000 | $4,433 | 0.5% | $10.00 | — | COM CL A | 302438106 |
| DNABW | GINKGO BIOWORKS HOLDINGS INC | 1,081,421 | $3,666 | 0.4% | $3.39 | — | *W EXP 08/01/202 | 37611X118 |
| — | ARCTOS NORTHSTAR ACQUIS CORP | 200,000 | $1,950 | 0.2% | $9.73 | — | SHS CL A | G0477L100 |
| HLLY/WS | HOLLEY INC | 669,159 | $1,941 | 0.2% | $2.90 | — | *W EXP 11/30/202 | 43538H111 |
| — | CCC INTELLIGENT SOLUTIONS HL | 600,000 | $1,392 | 0.1% | $2.32 | — | *W EXP 07/30/202 | 12510Q118 |
| CZOWF | CAZOO GROUP LTD | 750,000 | $1,118 | 0.1% | $1.49 | — | *W EXP 08/26/202 | G2007L113 |
| OPADW | OFFERPAD SOLUTIONS INC | 266,667 | $467 | 0.0% | $1.75 | — | *W EXP 10/16/202 | 67623L117 |
| — | PIONEER MERGER CORP | 333,334 | $367 | 0.0% | $0.93 | — | *W EXP 01/07/202 | G7S24C111 |
| — | CRUCIBLE ACQUISITION CORP | 329,623 | $277 | 0.0% | $1.39 | — | *W EXP 12/26/202 | 22877P116 |
| — | CLASS ACCELERATION CORP | 438,200 | $256 | 0.0% | $0.62 | — | *W EXP 03/31/202 | 18274B114 |
| — | VPC IMPACT ACQU HOLDI III IN | 125,000 | $213 | 0.0% | $1.58 | — | *W EXP 09/03/202 | 91835J116 |
| — | VPC IMPACT ACQUISITION HLDG | 125,000 | $150 | 0.0% | $1.15 | — | *W EXP 03/05/202 | G9460L118 |
| — | INDEPENDENCE HOLDINGS CORP | 120,000 | $126 | 0.0% | $1.11 | — | *W EXP 03/31/202 | G4761A127 |
| MVLAW | PATHFINDER ACQUISITION CORP | 125,265 | $119 | 0.0% | $1.04 | — | *W EXP 02/19/202 | G04119122 |
| — | FIGURE ACQUISITION CORP I | 112,500 | $118 | 0.0% | $1.38 | — | *W EXP 03/31/202 | 302438114 |
| — | ARCLIGHT CLEAN TRANSITION II | 105,000 | $115 | 0.0% | $1.68 | — | *W EXP 03/16/202 | G0R21B112 |
| — | WARBURG PINCUS CAPTAL CORP I | 100,000 | $105 | 0.0% | $1.35 | — | *W EXP 99/99/999 | G9461D115 |
| WPCBF | WARBURG PINCUS CAPTAL CORP I | 100,000 | $93 | 0.0% | $1.30 | — | *W EXP 99/99/999 | G9460M124 |
| — | CATALYST PARTNRS ACQUISITN C | 100,000 | $85 | 0.0% | $0.85 | — | *W EXP 05/12/202 | G19550121 |
| — | SPARTAN ACQUISITION CORP III | 75,000 | $83 | 0.0% | $1.19 | — | *W EXP 02/04/202 | 84677R114 |
| — | ARCTOS NORTHSTAR ACQUIS CORP | 100,000 | $74 | 0.0% | $1.00 | — | *W EXP 99/99/999 | G0477L126 |
| — | SUPERNOVA PARTNERS ACQUISTN | 62,500 | $50 | 0.0% | $1.20 | — | *W EXP 99/99/999 | G8T86C121 |
| — | MARKFORGED HOLDING CORPORATI | 25,000 | $34 | 0.0% | $1.36 | — | *W EXP 07/14/202 | 57064N110 |