Main Management LLC Diversified Active

CIK: 0001583092 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 13, 2014

Total Value ($000): $461,168 (100.0% shares, 0.0% debt)

Holdings (45)

SPY LARGE-CAP BLEND 15.4%

Value ($000) $70,989 Shares 360,313 Est. Cost $166.42 Unrealized —

DXJ JAPAN 11.8%

Value ($000) $54,200 Shares 1,035,924 Est. Cost $46.66 Unrealized —

XLF FINANCIALS 10.3%

Value ($000) $47,642 Shares 2,056,202 Est. Cost $22.74 Unrealized —

XLV HEALTH CARE 9.4%

Value ($000) $43,220 Shares 676,257 Est. Cost $54.11 Unrealized —

EEM EMERGING INTL 7.4%

Value ($000) $34,027 Shares 818,750 Est. Cost $41.62 Unrealized —

XLK TECHNOLOGY 5.8%

Value ($000) $26,755 Shares 670,562 Est. Cost $31.80 Unrealized —

— SENIOR LOAN PORTFOLIO 5.1%

Value ($000) $23,442 Shares 965,500 Est. Cost $24.70 Unrealized —

XLI INDUSTRIALS 5.0%

Value ($000) $23,010 Shares 432,917 Est. Cost $44.62 Unrealized —

— HEALTH CARE 3.3%

Value ($000) $15,335 Shares 131,080 Est. Cost $88.33 Unrealized —

IJK MID-CAP GROWTH 3.2%

Value ($000) $14,755 Shares 97,427 Est. Cost $138.36 Unrealized —

IGV SOFTWARE 2.9%

Value ($000) $13,254 Shares 153,262 Est. Cost $71.54 Unrealized —

— S&P 500 EQUAL WEIGHT 2.8%

Value ($000) $13,004 Shares 171,585 Est. Cost $65.93 Unrealized —

— HIGH YIELD 2.4%

Value ($000) $11,104 Shares 221,500 Est. Cost $50.95 Unrealized —

EFA DEVELOPED INTL 2.2%

Value ($000) $10,060 Shares 156,890 Est. Cost $60.39 Unrealized —

IAI BROKER DEALERS 2.2%

Value ($000) $10,000 Shares 254,714 Est. Cost $31.73 Unrealized —

MINT SHORT TERM BONDS 1.7%

Value ($000) $8,019 Shares 79,120 Est. Cost $101.36 Unrealized —

DVY DOW JONES DIVIDEND 1.5%

Value ($000) $6,764 Shares 91,584 Est. Cost $67.07 Unrealized —

BSV SHORT TERM BOND 1.4%

Value ($000) $6,363 Shares 79,467 Est. Cost $80.18 Unrealized —

VNQ US REAL ESTATE 1.3%

Value ($000) $5,958 Shares 82,922 Est. Cost $71.73 Unrealized —

VTI US TOTAL MARKET 0.6%

Value ($000) $2,548 Shares 25,167 Est. Cost $101.76 Unrealized —

— SHORT TERM BONDS 0.4%

Value ($000) $1,726 Shares 34,400 Est. Cost $50.33 Unrealized —

FEZ EUROPE 0.3%

Value ($000) $1,556 Shares 39,203 Est. Cost $39.76 Unrealized —

EWG GERMANY 0.3%

Value ($000) $1,466 Shares 52,928 Est. Cost $27.48 Unrealized —

EUFN EUROPE FINANCIALS 0.3%

Value ($000) $1,415 Shares 59,983 Est. Cost $23.94 Unrealized —

— UNITED KINGDOM 0.3%

Value ($000) $1,334 Shares 68,848 Est. Cost $19.38 Unrealized —

— VIETNAM 0.3%

Value ($000) $1,323 Shares 60,395 Est. Cost $19.19 Unrealized —

THD THAILAND 0.3%

Value ($000) $1,275 Shares 15,215 Est. Cost $77.34 Unrealized —

— SINGAPORE 0.2%

Value ($000) $931 Shares 69,774 Est. Cost $12.99 Unrealized —

EWY SOUTH KOREA 0.2%

Value ($000) $915 Shares 15,117 Est. Cost $59.22 Unrealized —

KBE FINANCIALS 0.2%

Value ($000) $914 Shares 28,631 Est. Cost $33.43 Unrealized —

EIDO INDONESIA 0.2%

Value ($000) $881 Shares 32,352 Est. Cost $27.31 Unrealized —

FXR INDUSTRIALS 0.2%

Value ($000) $881 Shares 30,000 Est. Cost $30.50 Unrealized —

Value ($000) $847 Shares 19,854 Est. Cost $45.38 Unrealized —

Value ($000) $836 Shares 38,590 Est. Cost $17.40 Unrealized —

DGS EMERGING INTL. SMALL-CAP 0.2%

Value ($000) $753 Shares 16,301 Est. Cost $46.54 Unrealized —

VEU ALL WORLD EX-US 0.2%

Value ($000) $735 Shares 14,922 Est. Cost $52.28 Unrealized —

— ENERGY 0.1%

Value ($000) $625 Shares 6,900 Est. Cost $100.14 Unrealized —

— SEMICONDUCTORS 0.1%

Value ($000) $488 Shares 9,550 Est. Cost $37.71 Unrealized —

IWM SMALL-CAP BLEND 0.1%

Value ($000) $476 Shares 4,352 Est. Cost $97.00 Unrealized —

KRE REGIONAL BANKS 0.1%

Value ($000) $279 Shares 7,365 Est. Cost $40.33 Unrealized —

EWL SWITZERLAND 0.1%

Value ($000) $248 Shares 7,615 Est. Cost $34.27 Unrealized —

IVV S&P 500 VALUE 0.1%

Value ($000) $241 Shares 1,217 Est. Cost $160.87 Unrealized —

— ALERIAN MLP 0.1%

Value ($000) $234 Shares 4,400 Est. Cost $52.27 Unrealized —

IWF LARGE-CAP GROWTH 0.0%

Value ($000) $228 Shares 2,485 Est. Cost $90.95 Unrealized —

— BANK OF AMERICA CORPWT 0.0%

Value ($000) $112 Shares 15,000 Est. Cost $7.47 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	LARGE-CAP BLEND	360,313	$70,989	15.4%	$166.42	—	COM	78462F103
DXJ	JAPAN	1,035,924	$54,200	11.8%	$46.66	—	COM	97717W851
XLF	FINANCIALS	2,056,202	$47,642	10.3%	$22.74	—	COM	81369Y605
XLV	HEALTH CARE	676,257	$43,220	9.4%	$54.11	—	COM	81369Y209
EEM	EMERGING INTL	818,750	$34,027	7.4%	$41.62	—	COM	464287234
XLK	TECHNOLOGY	670,562	$26,755	5.8%	$31.80	—	COM	81369Y803
—	SENIOR LOAN PORTFOLIO	965,500	$23,442	5.1%	$24.70	—	COM	73936Q769
XLI	INDUSTRIALS	432,917	$23,010	5.0%	$44.62	—	COM	81369Y704
—	HEALTH CARE	131,080	$15,335	3.3%	$88.33	—	COM	92204a504
IJK	MID-CAP GROWTH	97,427	$14,755	3.2%	$138.36	—	COM	464287606
IGV	SOFTWARE	153,262	$13,254	2.9%	$71.54	—	COM	464287515
—	S&P 500 EQUAL WEIGHT	171,585	$13,004	2.8%	$65.93	—	COM	78355W106
—	HIGH YIELD	221,500	$11,104	2.4%	$50.95	—	COM	00768Y503
EFA	DEVELOPED INTL	156,890	$10,060	2.2%	$60.39	—	COM	464287465
IAI	BROKER DEALERS	254,714	$10,000	2.2%	$31.73	—	COM	464288794
MINT	SHORT TERM BONDS	79,120	$8,019	1.7%	$101.36	—	COM	72201R833
DVY	DOW JONES DIVIDEND	91,584	$6,764	1.5%	$67.07	—	COM	464287168
BSV	SHORT TERM BOND	79,467	$6,363	1.4%	$80.18	—	COM	921937827
VNQ	US REAL ESTATE	82,922	$5,958	1.3%	$71.73	—	COM	922908553
VTI	US TOTAL MARKET	25,167	$2,548	0.6%	$101.76	—	COM	922908769
—	SHORT TERM BONDS	34,400	$1,726	0.4%	$50.33	—	COM	18383M654
FEZ	EUROPE	39,203	$1,556	0.3%	$39.76	—	COM	78463X202
EWG	GERMANY	52,928	$1,466	0.3%	$27.48	—	COM	464286806
EUFN	EUROPE FINANCIALS	59,983	$1,415	0.3%	$23.94	—	COM	464289180
—	UNITED KINGDOM	68,848	$1,334	0.3%	$19.38	—	COM	46434V548
—	VIETNAM	60,395	$1,323	0.3%	$19.19	—	COM	57060u761
THD	THAILAND	15,215	$1,275	0.3%	$77.34	—	COM	464286624
—	SINGAPORE	69,774	$931	0.2%	$12.99	—	COM	464286673
EWY	SOUTH KOREA	15,117	$915	0.2%	$59.22	—	COM	464286772
KBE	FINANCIALS	28,631	$914	0.2%	$33.43	—	COM	78464A797
EIDO	INDONESIA	32,352	$881	0.2%	$27.31	—	COM	46429B309
FXR	INDUSTRIALS	30,000	$881	0.2%	$30.50	—	COM	33734X150
ECH	CHILE	19,854	$847	0.2%	$45.38	—	COM	464286640
—	INDIA	38,590	$836	0.2%	$17.40	—	COM	73935l100
DGS	EMERGING INTL. SMALL-CAP	16,301	$753	0.2%	$46.54	—	COM	97717W281
VEU	ALL WORLD EX-US	14,922	$735	0.2%	$52.28	—	COM	922042775
—	ENERGY	6,900	$625	0.1%	$100.14	—	COM	81369y506
—	SEMICONDUCTORS	9,550	$488	0.1%	$37.71	—	COM	57060U233
IWM	SMALL-CAP BLEND	4,352	$476	0.1%	$97.00	—	COM	464287655
KRE	REGIONAL BANKS	7,365	$279	0.1%	$40.33	—	COM	78464A698
EWL	SWITZERLAND	7,615	$248	0.1%	$34.27	—	COM	464286749
IVV	S&P 500 VALUE	1,217	$241	0.1%	$160.87	—	COM	464287200
—	ALERIAN MLP	4,400	$234	0.1%	$52.27	—	COM	46625h365
IWF	LARGE-CAP GROWTH	2,485	$228	0.0%	$90.95	—	COM	464287614
—	BANK OF AMERICA CORPWT	15,000	$112	0.0%	$7.47	—	WT	060505146