Central Asset Investments & Management Holdings (HK) Ltd Quant / Systematic

CIK: 0001583672 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 14, 2019

Total Value ($000): $78,038 (46.0% shares, 54.0% debt)

Holdings (33)

— WESTERN DIGITAL CORP 27.8%

Value ($000) $21,688 Shares 22,500,000 Est. Cost $0.96 Unrealized —

— TESLA INC 21.5%

Value ($000) $16,788 Shares 16,500,000 Est. Cost $1.01 Unrealized —

MU MICRON TECHNOLOGY INC 10.0%

Value ($000) $7,811 Shares 182,290 Est. Cost $43.67 Unrealized +1.0%

BABA ALIBABA GROUP HLDG LTD 5.2%

Value ($000) $4,077 Shares 24,380 Est. Cost $168.45 Unrealized —

— MOMO INC 4.1%

Value ($000) $3,165 Shares 3,500,000 Est. Cost $0.90 Unrealized —

MSFT MICROSOFT CORP 3.9%

Value ($000) $3,023 Shares 21,747 Est. Cost $102.29 Unrealized +27.0%

GDX VANECK VECTORS ETF TR 3.2%

Value ($000) $2,485 Shares 93,070 Est. Cost $26.70 Unrealized —

DIS DISNEY WALT CO 2.7%

Value ($000) $2,121 Shares 16,280 Est. Cost $128.01 Unrealized +4.9%

V VISA INC 2.3%

Value ($000) $1,806 Shares 10,500 Est. Cost $150.09 Unrealized +13.5%

GLD SPDR GOLD TRUST 1.4%

Value ($000) $1,113 Shares 8,020 Est. Cost $138.78 Unrealized —

MA MASTERCARD INC 1.4%

Value ($000) $1,072 Shares 3,950 Est. Cost $227.86 Unrealized +16.8%

TSM TAIWAN SEMICONDUCTOR MFG LTD 1.3%

Value ($000) $1,041 Shares 22,400 Est. Cost $39.15 Unrealized —

— NEW ORIENTAL ED & TECH GRP I 1.3%

Value ($000) $1,034 Shares 9,340 Est. Cost $110.71 Unrealized —

TAL TAL EDUCATION GROUP 1.2%

Value ($000) $967 Shares 28,249 Est. Cost $34.23 Unrealized —

DQ DAQO NEW ENERGY CORP 1.2%

Value ($000) $941 Shares 20,430 Est. Cost $46.06 Unrealized —

WMT WALMART INC 0.9%

Value ($000) $695 Shares 5,860 Est. Cost $34.46 Unrealized 0.0%

LMT LOCKHEED MARTIN CORP 0.9%

Value ($000) $674 Shares 1,730 Est. Cost $316.45 Unrealized 0.0%

AMD ADVANCED MICRO DEVICES INC 0.9%

Value ($000) $669 Shares 23,080 Est. Cost $26.39 Unrealized +18.8%

KLAC KLA CORPORATION 0.8%

Value ($000) $636 Shares 3,990 Est. Cost $129.13 Unrealized 0.0%

ASML ASML HOLDING N V 0.8%

Value ($000) $616 Shares 2,480 Est. Cost $248.39 Unrealized —

— LAM RESEARCH CORP 0.7%

Value ($000) $550 Shares 2,380 Est. Cost $231.09 Unrealized —

NVDA NVIDIA CORP 0.7%

Value ($000) $543 Shares 3,120 Est. Cost $4.18 Unrealized 0.0%

— PALO ALTO NETWORKS INC 0.7%

Value ($000) $527 Shares 500,000 Est. Cost $1.05 Unrealized —

AAPL APPLE INC 0.7%

Value ($000) $515 Shares 2,300 Est. Cost $50.22 Unrealized 0.0%

AMAT APPLIED MATLS INC 0.6%

Value ($000) $499 Shares 10,020 Est. Cost $45.34 Unrealized 0.0%

PG PROCTER & GAMBLE CO 0.6%

Value ($000) $457 Shares 3,680 Est. Cost $90.50 Unrealized +11.6%

— ACTIVISION BLIZZARD INC 0.5%

Value ($000) $406 Shares 7,690 Est. Cost $52.80 Unrealized —

NOW SERVICENOW INC 0.5%

Value ($000) $403 Shares 1,590 Est. Cost $43.97 Unrealized +23.7%

ADBE ADOBE INC 0.5%

Value ($000) $403 Shares 1,460 Est. Cost $277.72 Unrealized +5.1%

KO COCA COLA CO 0.5%

Value ($000) $403 Shares 7,405 Est. Cost $39.93 Unrealized +10.1%

CMG CHIPOTLE MEXICAN GRILL INC 0.5%

Value ($000) $382 Shares 455 Est. Cost $15.95 Unrealized 0.0%

SHAK SHAKE SHACK INC 0.4%

Value ($000) $321 Shares 3,280 Est. Cost $88.33 Unrealized 0.0%

MCD MCDONALDS CORP 0.3%

Value ($000) $207 Shares 965 Est. Cost $169.75 Unrealized +8.8%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	WESTERN DIGITAL CORP	22,500,000	$21,688	27.8%	$0.96	—	NOTE 1.500% 2/0	958102AP0
—	TESLA INC	16,500,000	$16,788	21.5%	$1.01	—	NOTE 2.000% 5/1	88160RAG6
MU	MICRON TECHNOLOGY INC	182,290	$7,811	10.0%	$43.67	+1.0%	COM	595112103
BABA	ALIBABA GROUP HLDG LTD	24,380	$4,077	5.2%	$168.45	—	SPONSORED ADS	01609W102
—	MOMO INC	3,500,000	$3,165	4.1%	$0.90	—	NOTE 1.250% 7/0	60879BAB3
MSFT	MICROSOFT CORP	21,747	$3,023	3.9%	$102.29	+27.0%	COM	594918104
GDX	VANECK VECTORS ETF TR	93,070	$2,485	3.2%	$26.70	—	GOLD MINERS ETF	92189F106
DIS	DISNEY WALT CO	16,280	$2,121	2.7%	$128.01	+4.9%	COM DISNEY	254687106
V	VISA INC	10,500	$1,806	2.3%	$150.09	+13.5%	COM CL A	92826C839
GLD	SPDR GOLD TRUST	8,020	$1,113	1.4%	$138.78	—	GOLD SHS	78463V107
MA	MASTERCARD INC	3,950	$1,072	1.4%	$227.86	+16.8%	CL A	57636Q104
TSM	TAIWAN SEMICONDUCTOR MFG LTD	22,400	$1,041	1.3%	$39.15	—	SPONSORED ADS	874039100
—	NEW ORIENTAL ED & TECH GRP I	9,340	$1,034	1.3%	$110.71	—	SPON ADR	647581107
TAL	TAL EDUCATION GROUP	28,249	$967	1.2%	$34.23	—	SPONSORED ADS	874080104
DQ	DAQO NEW ENERGY CORP	20,430	$941	1.2%	$46.06	—	SPNSRD ADR NEW	23703Q203
WMT	WALMART INC	5,860	$695	0.9%	$34.46	0.0%	COM	931142103
LMT	LOCKHEED MARTIN CORP	1,730	$674	0.9%	$316.45	0.0%	COM	539830109
AMD	ADVANCED MICRO DEVICES INC	23,080	$669	0.9%	$26.39	+18.8%	COM	007903107
KLAC	KLA CORPORATION	3,990	$636	0.8%	$129.13	0.0%	COM NEW	482480100
ASML	ASML HOLDING N V	2,480	$616	0.8%	$248.39	—	N Y REGISTRY SHS	N07059210
—	LAM RESEARCH CORP	2,380	$550	0.7%	$231.09	—	COM	512807108
NVDA	NVIDIA CORP	3,120	$543	0.7%	$4.18	0.0%	COM	67066G104
—	PALO ALTO NETWORKS INC	500,000	$527	0.7%	$1.05	—	NOTE 0.750% 7/0	697435AD7
AAPL	APPLE INC	2,300	$515	0.7%	$50.22	0.0%	COM	037833100
AMAT	APPLIED MATLS INC	10,020	$499	0.6%	$45.34	0.0%	COM	038222105
PG	PROCTER & GAMBLE CO	3,680	$457	0.6%	$90.50	+11.6%	COM	742718109
—	ACTIVISION BLIZZARD INC	7,690	$406	0.5%	$52.80	—	COM	00507V109
NOW	SERVICENOW INC	1,590	$403	0.5%	$43.97	+23.7%	COM	81762P102
ADBE	ADOBE INC	1,460	$403	0.5%	$277.72	+5.1%	COM	00724F101
KO	COCA COLA CO	7,405	$403	0.5%	$39.93	+10.1%	COM	191216100
CMG	CHIPOTLE MEXICAN GRILL INC	455	$382	0.5%	$15.95	0.0%	COM	169656105
SHAK	SHAKE SHACK INC	3,280	$321	0.4%	$88.33	0.0%	CL A	819047101
MCD	MCDONALDS CORP	965	$207	0.3%	$169.75	+8.8%	COM	580135101