New Harbor Financial Group, LLC Diversified Active

Location: Worcester, MA

CIK: 0001548577 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 17, 2014

Total Value: $76.3M (100.0% shares, 0.0% debt)

Holdings (22)

SHY ISHARES 1-3 YEAR TREASURY BOND ETF 17.6%

Value $13.44M Shares 158,977 Share Price $84.51 Est. Cost/Share $84.47 Unrealized @ Report Date +0.0%

IEI ISHARES 3-7 YEAR TREASURY BOND ETF 12.2%

Value $9.321M Shares 76,829 Share Price $121.32 Est. Cost/Share $120.45 Unrealized @ Report Date +0.7%

— PROSHARES SHORT RUSSELL2000 9.0%

Value $6.876M Shares 400,206 Share Price $17.18 Est. Cost/Share $16.03 Unrealized @ Report Date —

OEF ISHARES S&P 100 ETF 8.7%

Value $6.673M Shares 75,692 Share Price $88.16 Est. Cost/Share $84.40 Unrealized @ Report Date +4.5%

VWO VANGUARD FTSE EMERGING MARKETS ETF 8.5%

Value $6.451M Shares 154,653 Share Price $41.71 Est. Cost/Share $42.13 Unrealized @ Report Date -1.0%

— POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO 7.9%

Value $6.031M Shares 211,922 Share Price $28.46 Est. Cost/Share $27.77 Unrealized @ Report Date —

— MARKET VECTORS GOLD MINERS ETF 7.5%

Value $5.743M Shares 268,900 Share Price $21.36 Est. Cost/Share $24.22 Unrealized @ Report Date —

— CENTRAL FD CDA LTD CL A 5.7%

Value $4.342M Shares 352,722 Share Price $12.31 Est. Cost/Share $13.86 Unrealized @ Report Date —

— TEMPLETON GLOBAL INCOME FD COM 4.4%

Value $3.385M Shares 425,743 Share Price $7.95 Est. Cost/Share $8.35 Unrealized @ Report Date —

— CENTRAL GOLDTRUST TR UNIT 3.4%

Value $2.582M Shares 62,420 Share Price $41.36 Est. Cost/Share $43.52 Unrealized @ Report Date —

— YAMANA GOLD INC COM 2.4%

Value $1.813M Shares 302,115 Share Price $6.00 Est. Cost/Share $6.96 Unrealized @ Report Date —

— PROSHARES SHORT S&P 500 1.6%

Value $1.241M Shares 53,950 Share Price $23.00 Est. Cost/Share $23.01 Unrealized @ Report Date —

— GENERAL ELECTRIC CO 1.6%

Value $1.232M Shares 48,091 Share Price $25.62 Est. Cost/Share $26.00 Unrealized @ Report Date —

PHYS SPROTT PHYSICAL GOLD TRUST UNIT 1.5%

Value $1.141M Shares 114,400 Share Price $9.97 Est. Cost/Share $9.99 Unrealized @ Report Date —

AEM AGNICO EAGLE MINES LTD 1.4%

Value $1.055M Shares 36,350 Share Price $29.02 * Est. Cost/Share $21.86 Unrealized @ Report Date +9.5%

MSEX MIDDLESEX WATER CO 1.3%

Value $1.026M Shares 52,336 Share Price $19.60 Est. Cost/Share $19.42 Unrealized @ Report Date +0.9%

— GOLDCORP INC NEW COM 1.3%

Value $1.021M Shares 44,340 Share Price $23.03 Est. Cost/Share $21.69 Unrealized @ Report Date —

— GABELLI HLTHCARE & WELLNESS TR SHS 1.3%

Value $1.011M Shares 102,058 Share Price $9.91 Est. Cost/Share $9.93 Unrealized @ Report Date —

SQM SOCIEDAD QUIMICA MINERA DE CHI SPON ADR SER B 1.1%

Value $834K Shares 31,900 Share Price $26.14 Est. Cost/Share $28.03 Unrealized @ Report Date -6.8%

— SILVER WHEATON CORP COM 0.9%

Value $658K Shares 33,012 Share Price $19.93 Est. Cost/Share $26.17 Unrealized @ Report Date —

GLD SPDR GOLD SHARES 0.3%

Value $215K Shares 1,846 Share Price $116.47 Est. Cost/Share $128.28 Unrealized @ Report Date -9.4%

XOM EXXON MOBIL CORP 0.3%

Value $212K Shares 2,250 Share Price $94.22 * Est. Cost/Share $53.69 Unrealized @ Report Date +8.5%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
SHY	ISHARES 1-3 YEAR TREASURY BOND ETF	158,977	$13.44M	17.6%	$84.51	$84.47	+0.0%	1-3 YR TR BD ETF	464287457
IEI	ISHARES 3-7 YEAR TREASURY BOND ETF	76,829	$9.321M	12.2%	$121.32	$120.45	+0.7%	3-7 YR TR BD ETF	464288661
—	PROSHARES SHORT RUSSELL2000	400,206	$6.876M	9.0%	$17.18	$16.03	—	PSHS SHTRUSS2000	74347R826
OEF	ISHARES S&P 100 ETF	75,692	$6.673M	8.7%	$88.16	$84.40	+4.5%	S&P 100 ETF	464287101
VWO	VANGUARD FTSE EMERGING MARKETS ETF	154,653	$6.451M	8.5%	$41.71	$42.13	-1.0%	FTSE EMR MKT ETF	922042858
—	POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO	211,922	$6.031M	7.9%	$28.46	$27.77	—	SOVEREIGN DEBT	73936T573
—	MARKET VECTORS GOLD MINERS ETF	268,900	$5.743M	7.5%	$21.36	$24.22	—	GOLD MINER ETF	57060U100
—	CENTRAL FD CDA LTD CL A	352,722	$4.342M	5.7%	$12.31	$13.86	—	CL A	153501101
—	TEMPLETON GLOBAL INCOME FD COM	425,743	$3.385M	4.4%	$7.95	$8.35	—	COM	880198106
—	CENTRAL GOLDTRUST TR UNIT	62,420	$2.582M	3.4%	$41.36	$43.52	—	TR UNIT	153546106
—	YAMANA GOLD INC COM	302,115	$1.813M	2.4%	$6.00	$6.96	—	COM	98462Y100
—	PROSHARES SHORT S&P 500	53,950	$1.241M	1.6%	$23.00	$23.01	—	PSHS SHRT S&P500	74347R503
—	GENERAL ELECTRIC CO	48,091	$1.232M	1.6%	$25.62	$26.00	—	COM	369604103
PHYS	SPROTT PHYSICAL GOLD TRUST UNIT	114,400	$1.141M	1.5%	$9.97	$9.99	—	UNIT	85207H104
AEM	AGNICO EAGLE MINES LTD	36,350	$1.055M	1.4%	$29.02 *	$21.86	+9.5%	COM	008474108
MSEX	MIDDLESEX WATER CO	52,336	$1.026M	1.3%	$19.60	$19.42	+0.9%	COM	596680108
—	GOLDCORP INC NEW COM	44,340	$1.021M	1.3%	$23.03	$21.69	—	COM	380956409
—	GABELLI HLTHCARE & WELLNESS TR SHS	102,058	$1.011M	1.3%	$9.91	$9.93	—	SHS	36246K103
SQM	SOCIEDAD QUIMICA MINERA DE CHI SPON ADR SER B	31,900	$834K	1.1%	$26.14	$28.03	-6.8%	SPON ADR SER B	833635105
—	SILVER WHEATON CORP COM	33,012	$658K	0.9%	$19.93	$26.17	—	COM	828336107
GLD	SPDR GOLD SHARES	1,846	$215K	0.3%	$116.47	$128.28	-9.4%	GOLD SHS	78463V107
XOM	EXXON MOBIL CORP	2,250	$212K	0.3%	$94.22 *	$53.69	+8.5%	COM	30231G102