Roger Wittlin Investment Advisory, LLC Diversified Active

Location: San Francisco, CA

CIK: 0001911328 · Show all filings

Period: Q4 2021 (Next →)

Filing Date: Feb 18, 2022

Total Value: $127M (100.0% shares, 0.0% debt)

Holdings (26)

VTI Vanguard Total Stock Market Index Fund ETF 23.9%

Value $30.38M Shares 125,839 Share Price $241.44 Est. Cost/Share $236.07 Unrealized @ Report Date +2.3%

VO Vanguard Mid-Cap Index Fund ETF 12.1%

Value $15.36M Shares 60,294 Share Price $254.77 * Est. Cost/Share $62.68 Unrealized @ Report Date +1.6%

BND Vanguard Total Bond Market Index Fund ETF 9.7%

Value $12.3M Shares 145,138 Share Price $84.75 Est. Cost/Share $85.17 Unrealized @ Report Date -0.5%

IVV iShares Core SP 500 ETF 8.5%

Value $10.79M Shares 22,632 Share Price $476.98 Est. Cost/Share $460.85 Unrealized @ Report Date +3.5%

IEFA iShares Core MSCI EAFE ETF 6.9%

Value $8.784M Shares 117,688 Share Price $74.64 Est. Cost/Share $75.15 Unrealized @ Report Date -0.7%

VGK Vanguard European Stock Index Fund ETF 6.2%

Value $7.941M Shares 116,376 Share Price $68.24 Est. Cost/Share $67.69 Unrealized @ Report Date +0.8%

SCHA Schwab US Small-Cap ETF 6.1%

Value $7.808M Shares 76,249 Share Price $102.40 * Est. Cost/Share $25.87 Unrealized @ Report Date -1.1%

VTIP Vanguard Sht-Term Inflation-Protected Sec Idx ETF 5.0%

Value $6.373M Shares 123,997 Share Price $51.40 Est. Cost/Share $52.04 Unrealized @ Report Date -1.2%

ICSH BlackRock Ultra Short-Term Bond ETF 4.8%

Value $6.119M Shares 121,440 Share Price $50.39 Est. Cost/Share $50.43 Unrealized @ Report Date -0.1%

QQQ Invesco QQQ Trust Series 1 4.3%

Value $5.442M Shares 13,680 Share Price $397.81 Est. Cost/Share $386.06 Unrealized @ Report Date +3.1%

EFG iShares MSCI EAFE Growth ETF 2.6%

Value $3.331M Shares 30,204 Share Price $110.28 Est. Cost/Share $109.52 Unrealized @ Report Date +0.7%

TLT iShares 20 Plus Year Treasury Bond ETF 2.6%

Value $3.317M Shares 22,383 Share Price $148.19 Est. Cost/Share $147.39 Unrealized @ Report Date +0.5%

PLTR Palantir Technologies Inc 1.4%

Value $1.822M Shares 100,085 Share Price $18.20 Est. Cost/Share $22.08 Unrealized @ Report Date -17.5%

BKLN INVESCO SENIOR LOAN ETF 1.3%

Value $1.615M Shares 73,082 Share Price $22.10 Est. Cost/Share $22.07 Unrealized @ Report Date +0.1%

VFH Vanguard Financials Index Fund ETF 1.3%

Value $1.611M Shares 16,685 Share Price $96.55 Est. Cost/Share $97.44 Unrealized @ Report Date -0.9%

UBER Uber Technologies Inc 0.7%

Value $876K Shares 20,900 Share Price $41.91 Est. Cost/Share $43.11 Unrealized @ Report Date -2.7%

GOVT iShares Treasury Bond UCITS ETF USD Dist 0.7%

Value $871K Shares 32,669 Share Price $26.66 Est. Cost/Share $26.48 Unrealized @ Report Date +0.8%

LQD iShares iBoxx Inv Grade Corporate Bond ETF 0.5%

Value $671K Shares 5,065 Share Price $132.48 Est. Cost/Share $132.90 Unrealized @ Report Date -0.3%

GLD SPDR Gold Trust 0.4%

Value $515K Shares 3,018 Share Price $170.64 Est. Cost/Share $167.88 Unrealized @ Report Date +1.8%

VMBS Vanguard Mortgage-Backed Secs Idx Fund ETF 0.3%

Value $384K Shares 7,274 Share Price $52.79 Est. Cost/Share $53.00 Unrealized @ Report Date -0.3%

VWO Vanguard Emerging Markets Stock Index Fund ETF 0.2%

Value $261K Shares 5,280 Share Price $49.43 Est. Cost/Share $50.43 Unrealized @ Report Date -1.9%

VSS Vanguard FTSE All-World ex-US Small-Cap Index ETF 0.2%

Value $261K Shares 1,952 Share Price $133.71 Est. Cost/Share $135.29 Unrealized @ Report Date -1.0%

IJR iShares Core SP Small-Cap ETF 0.1%

Value $172K Shares 1,502 Share Price $114.51 Est. Cost/Share $113.97 Unrealized @ Report Date +0.5%

IEMG iShares Core MSCI Emerging Markets ETF 0.1%

Value $110K Shares 1,848 Share Price $59.52 Est. Cost/Share $61.70 Unrealized @ Report Date -3.0%

EFA iShares MSCI EAFE ETF 0.1%

Value $86,000 Shares 1,103 Share Price $77.97 Est. Cost/Share $79.20 Unrealized @ Report Date -0.7%

RBLX Roblox Corp 0.1%

Value $73,000 Shares 713 Share Price $102.38 Est. Cost/Share $97.14 Unrealized @ Report Date +6.2%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
VTI	Vanguard Total Stock Market Index Fund ETF	125,839	$30.38M	23.9%	$241.44	$236.07	+2.3%	TOTAL STK MKT	922908769
VO	Vanguard Mid-Cap Index Fund ETF	60,294	$15.36M	12.1%	$254.77 *	$62.68	+1.6%	MID CAP ETF	922908629
BND	Vanguard Total Bond Market Index Fund ETF	145,138	$12.3M	9.7%	$84.75	$85.17	-0.5%	TOTAL BND MRKT	921937835
IVV	iShares Core SP 500 ETF	22,632	$10.79M	8.5%	$476.98	$460.85	+3.5%	CORE S&P500 ETF	464287200
IEFA	iShares Core MSCI EAFE ETF	117,688	$8.784M	6.9%	$74.64	$75.15	-0.7%	CORE MSCI EAFE	46432F842
VGK	Vanguard European Stock Index Fund ETF	116,376	$7.941M	6.2%	$68.24	$67.69	+0.8%	FTSE EUROPE ETF	922042874
SCHA	Schwab US Small-Cap ETF	76,249	$7.808M	6.1%	$102.40 *	$25.87	-1.1%	US SML CAP ETF	808524607
VTIP	Vanguard Sht-Term Inflation-Protected Sec Idx ETF	123,997	$6.373M	5.0%	$51.40	$52.04	-1.2%	STRM INFPROIDX	922020805
ICSH	BlackRock Ultra Short-Term Bond ETF	121,440	$6.119M	4.8%	$50.39	$50.43	-0.1%	BLACKROCK ULTRA	46434V878
QQQ	Invesco QQQ Trust Series 1	13,680	$5.442M	4.3%	$397.81	$386.06	+3.1%	UNIT SER 1	46090E103
EFG	iShares MSCI EAFE Growth ETF	30,204	$3.331M	2.6%	$110.28	$109.52	+0.7%	EAFE GRWTH ETF	464288885
TLT	iShares 20 Plus Year Treasury Bond ETF	22,383	$3.317M	2.6%	$148.19	$147.39	+0.5%	20 YR TR BD ETF	464287432
PLTR	Palantir Technologies Inc	100,085	$1.822M	1.4%	$18.20	$22.08	-17.5%	CL A	69608A108
BKLN	INVESCO SENIOR LOAN ETF	73,082	$1.615M	1.3%	$22.10	$22.07	+0.1%	SR LN ETF	46138G508
VFH	Vanguard Financials Index Fund ETF	16,685	$1.611M	1.3%	$96.55	$97.44	-0.9%	FINANCIALS ETF	92204A405
UBER	Uber Technologies Inc	20,900	$876K	0.7%	$41.91	$43.11	-2.7%	COM	90353T100
GOVT	iShares Treasury Bond UCITS ETF USD Dist	32,669	$871K	0.7%	$26.66	$26.48	+0.8%	US TREAS BD ETF	46429B267
LQD	iShares iBoxx Inv Grade Corporate Bond ETF	5,065	$671K	0.5%	$132.48	$132.90	-0.3%	IBOXX INV CP ETF	464287242
GLD	SPDR Gold Trust	3,018	$515K	0.4%	$170.64	$167.88	+1.8%	GOLD SHS	78463V107
VMBS	Vanguard Mortgage-Backed Secs Idx Fund ETF	7,274	$384K	0.3%	$52.79	$53.00	-0.3%	MTG-BKD SECS ETF	92206C771
VWO	Vanguard Emerging Markets Stock Index Fund ETF	5,280	$261K	0.2%	$49.43	$50.43	-1.9%	FTSE EMR MKT ETF	922042858
VSS	Vanguard FTSE All-World ex-US Small-Cap Index ETF	1,952	$261K	0.2%	$133.71	$135.29	-1.0%	FTSE SMCAP ETF	922042718
IJR	iShares Core SP Small-Cap ETF	1,502	$172K	0.1%	$114.51	$113.97	+0.5%	CORE S&P SCP ETF	464287804
IEMG	iShares Core MSCI Emerging Markets ETF	1,848	$110K	0.1%	$59.52	$61.70	-3.0%	CORE MSCI EMKT	46434G103
EFA	iShares MSCI EAFE ETF	1,103	$86,000	0.1%	$77.97	$79.20	-0.7%	MSCI EAFE ETF	464287465
RBLX	Roblox Corp	713	$73,000	0.1%	$102.38	$97.14	+6.2%	CL A	771049103