Location: Overland Park, KS
CIK: 0001729677 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 7, 2019
Total Value: $129M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 21 | $6.426M | 5.0% | $306000.00 | $287168.56 | +6.6% | CL A | 084670108 |
| JNJ | JOHNSON & JOHNSON | 47,871 | $6.178M | 4.8% | $129.06 * | $108.56 | -2.3% | COM | 478160104 |
| FV | FIRST TR EXCHANGE TRADED FD | 232,503 | $5.871M | 4.5% | $25.25 | $30.31 | -16.7% | DORSEY WRT 5 ETF | 33738R605 |
| CWB | SPDR SERIES TRUST | 104,553 | $4.892M | 3.8% | $46.79 | $52.25 | -10.5% | BLMBRG BRC CNVRT | 78464A359 |
| VTI | VANGUARD INDEX FDS | 34,730 | $4.433M | 3.4% | $127.64 | $135.75 | -6.0% | TOTAL STK MKT | 922908769 |
| FTSL | FIRST TR EXCHANGE TRADED FD | 89,715 | $4.084M | 3.2% | $45.52 | $47.97 | -5.1% | SENIOR LN FD | 33738D309 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 17,018 | $3.475M | 2.7% | $204.20 | $198.70 | +2.8% | CL B NEW | 084670702 |
| JPST | JP MORGAN EXCHANGE TRADED FD | 69,069 | $3.462M | 2.7% | $50.12 | $50.17 | -0.1% | ULTRA SHRT INC | 46641Q837 |
| SPTM | SPDR SERIES TRUST | 93,801 | $2.899M | 2.2% | $30.91 | $33.61 | -8.0% | PORTFOLIO TL STK | 78464A805 |
| JPUS | JP MORGAN EXCHANGE TRADED FD | 39,214 | $2.544M | 2.0% | $64.87 | $70.63 | -8.2% | JPMORGAN DIVER | 46641Q407 |
| VEU | VANGUARD INTL EQUITY INDEX F | 50,806 | $2.316M | 1.8% | $45.59 | $53.46 | -14.7% | ALLWRLD EX US | 922042775 |
| FVD | FIRST TR VALUE LINE DIVID IN | 73,631 | $2.141M | 1.7% | $29.08 | $31.45 | -7.5% | SHS | 33734H106 |
| SPAB | SPDR SERIES TRUST | 74,228 | $2.067M | 1.6% | $27.85 | $28.20 | -1.3% | PORTFOLIO AGRGTE | 78464A649 |
| FTCS | FIRST TR EXCHANGE TRADED FD | 42,154 | $2.035M | 1.6% | $48.28 | $53.59 | -9.9% | CAP STRENGTH ETF | 33733E104 |
| IVV | ISHARES TR | 8,021 | $2.018M | 1.6% | $251.59 | $270.32 | -6.9% | CORE S&P500 ETF | 464287200 |
| UNH | UNITEDHEALTH GROUP INC | 8,036 | $2.002M | 1.5% | $249.13 * | $188.26 | +18.0% | COM | 91324P102 |
| JPIN | JP MORGAN EXCHANGE TRADED FD | 38,405 | $1.954M | 1.5% | $50.88 | $56.48 | -9.9% | DIV RTN INT EQ | 46641Q209 |
| — | FS KKR CAPITAL CORP | 366,812 | $1.9M | 1.5% | $5.18 | $7.25 | — | COM | 302635107 |
| CFO | VICTORY PORTFOLIOS II | 42,449 | $1.864M | 1.4% | $43.91 | $48.07 | -8.7% | VCSHS US 500 ENH | 92647N782 |
| AAPL | APPLE INC | 11,010 | $1.737M | 1.3% | $157.77 * | $42.50 | -11.8% | COM | 037833100 |
| FTC | FIRST TR LRG CP GRWTH ALPHAD | 29,090 | $1.667M | 1.3% | $57.30 | $65.83 | -12.9% | COM SHS | 33735K108 |
| QQEW | FIRST TR NAS100 EQ WEIGHTED | 30,327 | $1.656M | 1.3% | $54.60 | $62.61 | -12.8% | SHS | 337344105 |
| FYC | FIRST TR EXCNGE TRD ALPHADEX | 40,555 | $1.627M | 1.3% | $40.12 | $46.66 | -14.0% | SML CP GRW ALP | 33737M300 |
| FNY | FIRST TR EXCNGE TRD ALPHADEX | 43,919 | $1.591M | 1.2% | $36.23 | $39.60 | -8.5% | MID CP GR ALPH | 33737M102 |
| FYX | FIRST TR SML CP CORE ALPHA F | 28,741 | $1.556M | 1.2% | $54.14 | $68.09 | -20.5% | COM SHS | 33734Y109 |
| FTSM | FIRST TR EXCHANGE TRADED FD | 24,599 | $1.472M | 1.1% | $59.84 | $59.96 | -0.2% | FIRST TR ENH NEW | 33739Q408 |
| FMB | FIRST TR EXCHANG TRADED FD I | 26,947 | $1.418M | 1.1% | $52.62 | $53.06 | -0.8% | MANAGD MUN ETF | 33739N108 |
| HYMB | SPDR SERIES TRUST | 25,183 | $1.412M | 1.1% | $56.07 * | $27.99 | +0.2% | NUV HGHYLD MUN | 78464A284 |
| HYD | VANECK VECTORS ETF TR | 22,477 | $1.372M | 1.1% | $61.04 | $60.93 | +0.2% | HIGH YLD MUN ETF | 92189H409 |
| XOM | EXXON MOBIL CORP | 17,523 | $1.195M | 0.9% | $68.20 * | $57.10 | -13.8% | COM | 30231G102 |
| TOTL | SSGA ACTIVE ETF TR | 25,145 | $1.191M | 0.9% | $47.37 | $48.52 | -2.4% | SPDR TR TACTIC | 78467V848 |
| FRI | FIRST TR S&P REIT INDEX FD | 52,512 | $1.135M | 0.9% | $21.61 | $22.92 | -5.7% | COM | 33734G108 |
| FXU | FIRST TR EXCHANGE TRADED FD | 42,340 | $1.134M | 0.9% | $26.78 | $27.96 | -4.2% | UTILITIES ALPH | 33734X184 |
| VIG | VANGUARD GROUP | 11,581 | $1.134M | 0.9% | $97.92 | $99.40 | -1.5% | DIV APP ETF | 921908844 |
| MINT | PIMCO ETF TR | 10,954 | $1.106M | 0.9% | $100.97 | $101.68 | -0.7% | ENHAN SHRT MA AC | 72201R833 |
| FXH | FIRST TR EXCHANGE TRADED FD | 15,554 | $1.071M | 0.8% | $68.86 | $75.75 | -9.1% | HLTH CARE ALPH | 33734X143 |
| SHW | SHERWIN WILLIAMS CO | 2,533 | $997K | 0.8% | $393.60 * | $127.08 | -3.1% | COM | 824348106 |
| INTC | INTEL CORP | 21,212 | $995K | 0.8% | $46.91 * | $36.77 | +9.8% | COM | 458140100 |
| VNQ | VANGUARD INDEX FDS | 12,542 | $935K | 0.7% | $74.55 | $83.70 | -10.9% | REAL ESTATE ETF | 922908553 |
| VB | VANGUARD INDEX FDS | 7,074 | $934K | 0.7% | $132.03 | $146.02 | -9.6% | SMALL CP ETF | 922908751 |
| — | BANK AMER CORP | 737 | $923K | 0.7% | $1252.37 | $1272.23 | — | 7.25%CNV PFD L | 060505682 |
| WFC | WELLS FARGO CO NEW | 18,442 | $850K | 0.7% | $46.09 * | $45.69 | -16.9% | COM | 949746101 |
| SDY | SPDR SERIES TRUST | 9,379 | $840K | 0.6% | $89.56 | $93.74 | -4.5% | S&P DIVID ETF | 78464A763 |
| QUS | SPDR SER TR | 11,008 | $802K | 0.6% | $72.86 | $78.34 | -7.0% | MSCI USA STRTGIC | 78468R812 |
| — | WELLS FARGO CO NEW | 623 | $786K | 0.6% | $1261.64 | $1274.63 | — | PERP PFD CNV A | 949746804 |
| MSFT | MICROSOFT CORP | 7,629 | $775K | 0.6% | $101.59 * | $79.03 | +20.2% | COM | 594918104 |
| SPY | SPDR S&P 500 ETF TR | 3,064 | $766K | 0.6% | $250.00 | $264.91 | -5.7% | TR UNIT | 78462F103 |
| OKE | ONEOK INC NEW | 13,852 | $747K | 0.6% | $53.93 * | $32.23 | +6.5% | COM | 682680103 |
| T | AT&T INC | 24,743 | $706K | 0.5% | $28.53 * | $15.21 | -14.5% | COM | 00206R102 |
| KO | COCA COLA CO | 14,408 | $682K | 0.5% | $47.33 * | $35.61 | +7.2% | COM | 191216100 |
| VEA | VANGUARD TAX MANAGED INTL FD | 18,287 | $678K | 0.5% | $37.08 | $42.40 | -12.5% | FTSE DEV MKT ETF | 921943858 |
| FITB | FIFTH THIRD BANCORP | 26,856 | $632K | 0.5% | $23.53 * | $21.50 | -16.7% | COM | 316773100 |
| JPIB | JP MORGAN EXCHANGE TRADED FD | 12,706 | $601K | 0.5% | $47.30 | $50.76 | -6.8% | GLOBAL BD OPRT | 46641Q852 |
| AMZN | AMAZON COM INC | 397 | $596K | 0.5% | $1501.26 * | $68.77 | +9.2% | COM | 023135106 |
| — | BLACKROCK TAX MUNICPAL BD TR | 28,071 | $590K | 0.5% | $21.02 | $22.71 | — | SHS | 09248X100 |
| XHR | XENIA HOTELS & RESORTS INC | 32,952 | $567K | 0.4% | $17.21 | $22.70 | — | COM | 984017103 |
| VTV | VANGUARD INDEX FDS | 5,767 | $565K | 0.4% | $97.97 | $104.49 | -6.3% | VALUE ETF | 922908744 |
| DVY | ISHARES TR | 6,126 | $547K | 0.4% | $89.29 | $96.24 | -7.2% | SELECT DIVID ETF | 464287168 |
| VWO | VANGUARD INTL EQUITY INDEX F | 13,872 | $529K | 0.4% | $38.13 | $41.96 | -9.2% | FTSE EMR MKT ETF | 922042858 |
| MRK | MERCK & CO INC | 6,663 | $509K | 0.4% | $76.39 * | $43.43 | +35.1% | COM | 58933Y105 |
| JPSE | JP MORGAN EXCHANGE TRADED FD | 18,915 | $508K | 0.4% | $26.86 | $29.51 | -9.1% | DIVERSFD EQT ETF | 46641Q845 |
| OGE | OGE ENERGY CORP | 12,952 | $508K | 0.4% | $39.22 | $35.32 | +11.0% | COM | 670837103 |
| SPEM | SPDR INDEX SHS FDS | 15,622 | $506K | 0.4% | $32.39 | $37.44 | -13.6% | PORTFOLIO EMG MK | 78463X509 |
| FLRN | SPDR SER TR | 16,492 | $501K | 0.4% | $30.38 | $30.71 | -1.1% | BLOMBERG BRC INV | 78468R200 |
| — | VEREIT INC | 68,109 | $487K | 0.4% | $7.15 | $7.37 | — | COM | 92339V100 |
| QUAL | ISHARES TR | 6,316 | $485K | 0.4% | $76.79 | $83.57 | -8.1% | USA QUALITY FCTR | 46432F339 |
| SLYG | SPDR SERIES TRUST | 8,979 | $484K | 0.4% | $53.90 | $61.56 | -12.4% | S&P 600 SMCP GRW | 78464A201 |
| — | MANAGED PORTFOLIO SER | 23,841 | $475K | 0.4% | $19.92 | $21.31 | — | TORTOISE NRAM PI | 56167N720 |
| MDYG | SPDR SERIES TRUST | 9,964 | $457K | 0.4% | $45.87 | $53.60 | -14.5% | S&P 400 MDCP GRW | 78464A821 |
| LMT | LOCKHEED MARTIN CORP | 1,689 | $442K | 0.3% | $261.69 * | $253.85 | -14.5% | COM | 539830109 |
| QEFA | SPDR INDEX SHS FDS | 7,711 | $436K | 0.3% | $56.54 | $62.63 | -9.7% | MSCI EAFE STRTGC | 78463X434 |
| EFAV | ISHARES TR | 6,343 | $423K | 0.3% | $66.69 | $72.19 | -7.7% | MIN VOL EAFE ETF | 46429B689 |
| WPC | W P CAREY INC | 6,466 | $422K | 0.3% | $65.26 | $64.65 | — | COM | 92936U109 |
| — | PHILLIPS 66 PARTNERS LP | 10,000 | $421K | 0.3% | $42.10 | $51.10 | — | COM UNIT REP INT | 718549207 |
| SLYV | SPDR SERIES TRUST | 7,737 | $416K | 0.3% | $53.77 | $64.83 | -17.0% | S&P 600 SMCP VAL | 78464A300 |
| NVDA | NVIDIA CORP | 3,003 | $401K | 0.3% | $133.53 * | $6.13 | -46.0% | COM | 67066G104 |
| CVX | CHEVRON CORP NEW | 3,644 | $396K | 0.3% | $108.67 * | $83.67 | -4.4% | COM | 166764100 |
| BIV | VANGUARD BD INDEX FD INC | 4,840 | $393K | 0.3% | $81.20 | $80.07 | +1.5% | INTERMED TERM | 921937819 |
| WMT | WALMART INC | 4,084 | $380K | 0.3% | $93.05 * | $26.99 | +3.6% | COM | 931142103 |
| — | SPDR SERIES TRUST | 6,224 | $373K | 0.3% | $59.93 | $72.54 | — | S&P 600 SML CAP | 78464A813 |
| IWM | ISHARES TR | 2,733 | $366K | 0.3% | $133.92 | $158.39 | -15.5% | RUSSELL 2000 ETF | 464287655 |
| — | COHEN & STEERS INFRASTRUCTUR | 18,387 | $363K | 0.3% | $19.74 | $23.85 | — | COM | 19248A109 |
| IJH | ISHARES TR | 2,118 | $352K | 0.3% | $166.19 * | $36.97 | -10.2% | CORE S&P MCP ETF | 464287507 |
| VHT | VANGUARD WORLD FDS | 2,172 | $349K | 0.3% | $160.68 | $154.76 | +3.8% | HEALTH CAR ETF | 92204A504 |
| TIP | ISHARES TR | 3,120 | $342K | 0.3% | $109.62 | $113.14 | -3.2% | TIPS BD ETF | 464287176 |
| MTUM | ISHARES TR | 3,388 | $340K | 0.3% | $100.35 | $104.38 | -4.0% | USA MOMENTUM FCT | 46432F396 |
| VYM | VANGUARD WHITEHALL FDS INC | 4,273 | $333K | 0.3% | $77.93 | $86.47 | -9.8% | HIGH DIV YLD | 921946406 |
| V | VISA INC | 2,487 | $328K | 0.3% | $131.89 * | $105.26 | +19.4% | COM CL A | 92826C839 |
| GIS | GENERAL MLS INC | 8,350 | $325K | 0.3% | $38.92 * | $39.52 | -23.0% | COM | 370334104 |
| BBY | BEST BUY INC | 6,000 | $318K | 0.2% | $53.00 * | $43.94 | -7.8% | COM | 086516101 |
| XSHQ | INVESCO EXCHNG TRADED FD TR | 12,588 | $316K | 0.2% | $25.10 | $27.53 | -8.9% | S&P SMLCAP QTY | 46138G300 |
| USB | US BANCORP DEL | 6,795 | $311K | 0.2% | $45.77 * | $39.01 | -12.2% | COM NEW | 902973304 |
| PFE | PFIZER INC | 7,088 | $309K | 0.2% | $43.59 * | $23.80 | +26.3% | COM | 717081103 |
| BA | BOEING CO | 953 | $307K | 0.2% | $322.14 * | $338.38 | -7.4% | COM | 097023105 |
| DLS | WISDOMTREE TR | 5,069 | $306K | 0.2% | $60.37 | $75.23 | -19.8% | INTL SMCAP DIV | 97717W760 |
| PEP | PEPSICO INC | 2,759 | $305K | 0.2% | $110.55 * | $89.13 | +0.3% | COM | 713448108 |
| — | DOWDUPONT INC | 5,699 | $305K | 0.2% | $53.52 | $64.03 | — | COM | 26078J100 |
| JPEM | JP MORGAN EXCHANGE TRADED FD | 5,893 | $300K | 0.2% | $50.91 | $51.51 | -1.3% | DIV RTN EM EQT | 46641Q308 |
| FXO | FIRST TR EXCHANGE TRADED FD | 11,011 | $297K | 0.2% | $26.97 | $30.79 | -12.3% | FINLS ALPHADEX | 33734X135 |
| — | GLAXOSMITHKLINE PLC | 7,785 | $297K | 0.2% | $38.15 | $37.76 | — | SPONSORED ADR | 37733W105 |
| BAC | BANK AMER CORP | 12,018 | $296K | 0.2% | $24.63 * | $22.87 | -9.1% | COM | 060505104 |
| VCSH | VANGUARD SCOTTSDALE FDS | 3,782 | $295K | 0.2% | $78.00 | $78.43 | -0.6% | SHRT TRM CORP BD | 92206C409 |
| IJK | ISHARES TR | 1,523 | $291K | 0.2% | $191.07 * | $55.90 | -14.5% | S&P MC 400GR ETF | 464287606 |
| AEP | AMERICAN ELEC PWR INC | 3,867 | $289K | 0.2% | $74.73 * | $56.07 | +4.1% | COM | 025537101 |
| IJJ | ISHARES TR | 2,067 | $286K | 0.2% | $138.36 * | $80.80 | -14.4% | S&P MC 400VL ETF | 464287705 |
| COP | CONOCOPHILLIPS | 4,540 | $283K | 0.2% | $62.33 * | $44.12 | +11.0% | COM | 20825C104 |
| VDC | VANGUARD WORLD FDS | 2,093 | $275K | 0.2% | $131.39 | $139.57 | -6.0% | CONSUM STP ETF | 92204A207 |
| BIZD | VANECK VECTORS ETF TR | 19,561 | $275K | 0.2% | $14.06 | $16.93 | -17.1% | BDC INCOME ETF | 92189F411 |
| CASY | CASEYS GEN STORES INC | 2,135 | $274K | 0.2% | $128.34 * | $107.71 | +13.4% | COM | 147528103 |
| PDBC | INVESCO ACTIVELY MANAGD ETF | 17,920 | $270K | 0.2% | $15.07 | $18.11 | -16.8% | OPTIMUM YIELD | 46090F100 |
| VGT | VANGUARD WORLD FDS | 1,616 | $270K | 0.2% | $167.08 * | $20.42 | +2.1% | INF TECH ETF | 92204A702 |
| VUG | VANGUARD INDEX FDS | 1,986 | $267K | 0.2% | $134.44 * | $24.22 | -7.6% | GROWTH ETF | 922908736 |
| — | TURQUOISE HILL RES LTD | 161,042 | $266K | 0.2% | $1.65 | $3.57 | — | COM | 900435108 |
| ITA | ISHARES TR | 1,539 | $266K | 0.2% | $172.84 * | $98.21 | -12.0% | US AER DEF ETF | 464288760 |
| PRF | INVESCO EXCHANGE TRADED FD T | 2,610 | $265K | 0.2% | $101.53 * | $22.17 | -8.4% | FTSE RAFI 1000 | 46137V613 |
| OGS | ONE GAS INC | 3,301 | $263K | 0.2% | $79.67 | $75.81 | +5.0% | COM | 68235P108 |
| AGG | ISHARES TR | 2,462 | $262K | 0.2% | $106.42 | $104.89 | +1.5% | CORE US AGGBD ET | 464287226 |
| — | BLACKROCK MUN 2030 TAR TERM | 12,427 | $255K | 0.2% | $20.52 | $21.90 | — | COM SHS BEN IN | 09257P105 |
| LLY | LILLY ELI & CO | 2,196 | $254K | 0.2% | $115.66 * | $90.87 | +15.9% | COM | 532457108 |
| IYY | ISHARES TR | 2,017 | $251K | 0.2% | $124.44 * | $67.26 | -7.5% | DOW JONES US ETF | 464287846 |
| QQQ | INVESCO QQQ TR | 1,596 | $246K | 0.2% | $154.14 | $168.71 | -8.6% | UNIT SER 1 | 46090E103 |
| ERTH | INVESCO EXCHANGE TRADED FD T | 6,651 | $245K | 0.2% | $36.84 | $43.36 | -15.1% | CLEANTECH ETF | 46137V407 |
| IJR | ISHARES TR | 3,384 | $235K | 0.2% | $69.44 | $87.60 | -20.9% | CORE S&P SCP ETF | 464287804 |
| JPM | JPMORGAN CHASE & CO | 2,386 | $233K | 0.2% | $97.65 * | $88.83 | -9.7% | COM | 46625H100 |
| RY | ROYAL BK CDA MONTREAL QUE | 3,365 | $231K | 0.2% | $68.65 | $79.30 | -13.6% | COM | 780087102 |
| PG | PROCTER AND GAMBLE CO | 2,460 | $226K | 0.2% | $91.87 * | $74.75 | +3.0% | COM | 742718109 |
| LNT | ALLIANT ENERGY CORP | 5,348 | $226K | 0.2% | $42.26 * | $33.80 | +0.3% | COM | 018802108 |
| CCL | CARNIVAL CORP | 4,530 | $223K | 0.2% | $49.23 * | $54.09 | -13.5% | UNIT 99/99/9999 | 143658300 |
| — | UNILEVER N V | 4,038 | $217K | 0.2% | $53.74 | $55.47 | — | N Y SHS NEW | 904784709 |
| NSC | NORFOLK SOUTHERN CORP | 1,443 | $216K | 0.2% | $149.69 * | $113.99 | +13.7% | COM | 655844108 |
| — | SPIRIT RLTY CAP INC NEW | 6,095 | $215K | 0.2% | $35.27 | $35.27 | — | COM NEW | 84860W300 |
| D | DOMINION ENERGY INC | 2,965 | $212K | 0.2% | $71.50 * | $50.99 | +2.9% | COM | 25746U109 |
| FIW | FIRST TR EXCHANGE TRADED FD | 4,757 | $209K | 0.2% | $43.94 | $50.26 | -12.6% | WTR ETF | 33733B100 |
| CAT | CATERPILLAR INC DEL | 1,622 | $206K | 0.2% | $127.00 * | $120.09 | -9.2% | COM | 149123101 |
| AME | AMETEK INC NEW | 3,038 | $206K | 0.2% | $67.81 * | $65.95 | -2.0% | COM | 031100100 |
| USMV | ISHARES TR | 3,892 | $204K | 0.2% | $52.42 | $51.88 | +1.0% | MIN VOL USA ETF | 46429B697 |
| EA | ELECTRONIC ARTS INC | 2,547 | $201K | 0.2% | $78.92 * | $114.33 | -32.9% | COM | 285512109 |
| — | RETAIL PPTYS AMER INC | 15,864 | $172K | 0.1% | $10.84 | $12.37 | — | CL A | 76131V202 |
| — | NUVEEN MUN VALUE FD INC | 14,155 | $131K | 0.1% | $9.25 | $10.03 | — | COM | 670928100 |
| — | BLACKROCK INCOME TR INC | 21,984 | $124K | 0.1% | $5.64 | $6.06 | — | COM | 09247F100 |
| — | PUTNAM PREMIER INCOME TR | 25,111 | $118K | 0.1% | $4.70 | $5.25 | — | SH BEN INT | 746853100 |
| — | COLONY CAP INC NEW | 19,310 | $90,000 | 0.1% | $4.66 | $6.26 | — | CL A COM | 19626G108 |
| — | INVESCO SR INCOME TR | 22,276 | $87,000 | 0.1% | $3.91 | $4.49 | — | COM | 46131H107 |
| — | GENERAL ELECTRIC CO | 11,252 | $85,000 | 0.1% | $7.55 | $18.75 | — | COM | 369604103 |
| — | NEWLINK GENETICS CORP | 52,207 | $79,000 | 0.1% | $1.51 | $8.58 | — | COM | 651511107 |
| — | NEUBERGER BERMAN RE ES SEC F | 13,052 | $54,000 | 0.0% | $4.14 | $4.90 | — | COM | 64190A103 |
| — | EVERI HLDGS INC | 10,060 | $52,000 | 0.0% | $5.17 | $7.95 | — | COM | 30034T103 |
| — | FINJAN HLDGS INC | 15,400 | $39,000 | 0.0% | $2.53 | $4.29 | — | COM NEW | 31788H303 |
| ALYAF | ALITHYA GROUP INC | 11,901 | $28,000 | 0.0% | $2.35 * | $3.67 | 0.0% | CL A SUB VTG | 01643B106 |