Alta Fundamental Advisers LLC Diversified Active

CIK: 0001641604 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 12, 2020

Total Value ($000): $108,366 (100.0% shares, 0.0% debt)

Holdings (19)

ARQ ADVANCED EMISSIONS SOLUTIONS, INC 19.1%

Value ($000) $20,650 Shares 1,966,647 Est. Cost $8.12 Unrealized +42.1%

— AVAYA INC 16.9%

Value ($000) $18,355 Shares 1,359,593 Est. Cost $20.58 Unrealized —

TDAY GANNETT CO INC 10.1%

Value ($000) $10,986 Shares 1,721,923 Est. Cost $7.33 Unrealized 0.0%

CWEN/A CLEARWAY ENERGY INC - CLASS A 8.8%

Value ($000) $9,569 Shares 500,460 Est. Cost $12.05 Unrealized +10.0%

— THE PROVIDENCE SERVICE CORP 8.5%

Value ($000) $9,191 Shares 155,298 Est. Cost $67.73 Unrealized —

— RMG ACQUISITION CORP - CLASS A 7.8%

Value ($000) $8,416 Shares 843,333 Est. Cost $9.77 Unrealized —

— CONTURA ENERGY INC 6.9%

Value ($000) $7,467 Shares 825,042 Est. Cost $49.94 Unrealized —

— TENNECO INC - CLASS A 5.0%

Value ($000) $5,376 Shares 410,408 Est. Cost $13.10 Unrealized —

— RED LION HOTELS CORP 4.2%

Value ($000) $4,574 Shares 1,226,313 Est. Cost $3.87 Unrealized —

— OPTION CARE HEALTH INC 3.1%

Value ($000) $3,412 Shares 914,753 Est. Cost $3.20 Unrealized —

CCO CLEAR CHANNEL OUTDOOR HOLDINGS 2.6%

Value ($000) $2,821 Shares 986,263 Est. Cost $4.16 Unrealized -39.2%

BLDR BUILDERS FIRSTSOURCE INC 1.9%

Value ($000) $2,109 Shares 83,006 Est. Cost $13.19 Unrealized +81.1%

GSL GLOBAL SHIP LEASE INC - CLASS A 1.4%

Value ($000) $1,545 Shares 175,000 Est. Cost $7.36 Unrealized +8.2%

— S&W SEED COMPANY 0.9%

Value ($000) $1,028 Shares 489,580 Est. Cost $3.63 Unrealized —

— B RILEY PRINCIPAL MERGER CORP - CLASS A 0.9%

Value ($000) $1,001 Shares 100,000 Est. Cost $10.01 Unrealized —

CWEN CLEARWAY ENERGY INC - CLASS C 0.8%

Value ($000) $836 Shares 41,897 Est. Cost $12.96 Unrealized +9.6%

— OFFICE DEPOT INC 0.6%

Value ($000) $685 Shares 250,000 Est. Cost $2.74 Unrealized —

— BBX CAPITAL CORP 0.2%

Value ($000) $182 Shares 38,218 Est. Cost $7.38 Unrealized —

— RMG ACQUISITION CORP - WARRANTS 0.2%

Value ($000) $163 Shares 281,111 Est. Cost $0.94 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ARQ	ADVANCED EMISSIONS SOLUTIONS, INC	1,966,647	$20,650	19.1%	$8.12	+42.1%	COM	00770C101
—	AVAYA INC	1,359,593	$18,355	16.9%	$20.58	—	COM	05351X101
TDAY	GANNETT CO INC	1,721,923	$10,986	10.1%	$7.33	0.0%	CL A	36472T109
CWEN/A	CLEARWAY ENERGY INC - CLASS A	500,460	$9,569	8.8%	$12.05	+10.0%	CL A	18539C105
—	THE PROVIDENCE SERVICE CORP	155,298	$9,191	8.5%	$67.73	—	COM	743815102
—	RMG ACQUISITION CORP - CLASS A	843,333	$8,416	7.8%	$9.77	—	CL A	749641106
—	CONTURA ENERGY INC	825,042	$7,467	6.9%	$49.94	—	COM	21241B100
—	TENNECO INC - CLASS A	410,408	$5,376	5.0%	$13.10	—	CL A VTG COM STK	880349105
—	RED LION HOTELS CORP	1,226,313	$4,574	4.2%	$3.87	—	COM	756764106
—	OPTION CARE HEALTH INC	914,753	$3,412	3.1%	$3.20	—	COM	68404L102
CCO	CLEAR CHANNEL OUTDOOR HOLDINGS	986,263	$2,821	2.6%	$4.16	-39.2%	COM	18453H106
BLDR	BUILDERS FIRSTSOURCE INC	83,006	$2,109	1.9%	$13.19	+81.1%	COM	12008R107
GSL	GLOBAL SHIP LEASE INC - CLASS A	175,000	$1,545	1.4%	$7.36	+8.2%	CL A	Y27183600
—	S&W SEED COMPANY	489,580	$1,028	0.9%	$3.63	—	COM	785135104
—	B RILEY PRINCIPAL MERGER CORP - CLASS A	100,000	$1,001	0.9%	$10.01	—	CL A	05586Y106
CWEN	CLEARWAY ENERGY INC - CLASS C	41,897	$836	0.8%	$12.96	+9.6%	CL C	18539C204
—	OFFICE DEPOT INC	250,000	$685	0.6%	$2.74	—	COM	676220106
—	BBX CAPITAL CORP	38,218	$182	0.2%	$7.38	—	CL A	05491N104
—	RMG ACQUISITION CORP - WARRANTS	281,111	$163	0.2%	$0.94	—	*W EXP 02/21/202	749641114