Location: Larkspur, CA
CIK: 0001688382 · Show all filings
Period: Q4 2023 (← Previous) (Next →)
Filing Date: Feb 14, 2024
Total Value: $841M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPLUNK INC | 282,552 | $43.05M | 5.1% | $146.25 | — | COM | 848637104 |
| NWSA | NEWS CORP NEW | 1,695,158 | $41.62M | 4.9% | $20.40 | +4.9% | CL A | 65249B109 |
| — | PEGASYSTEMS INC | 42,366,000 | $39.5M | 4.7% | $0.91 | — | NOTE 0.750% 3/0 | 705573AB9 |
| — | AMERICAN AIRLINES GROUP INC | 33,778,000 | $38.61M | 4.6% | $1.22 | — | NOTE 6.500% 7/0 | 02376RAF9 |
| — | PIONEER NAT RES CO | 154,358 | $34.71M | 4.1% | $224.88 | — | COM | 723787107 |
| — | INTERDIGITAL INC | 25,772,000 | $34.45M | 4.1% | $1.07 | — | NOTE 2.000% 6/0 | 45867GAB7 |
| — | ENVESTNET INC | 36,737,000 | $34.39M | 4.1% | $0.92 | — | NOTE 0.750% 8/1 | 29404KAE6 |
| — | TURNING PT BRANDS INC | 33,887,000 | $33.49M | 4.0% | $0.95 | — | NOTE 2.500% 7/1 | 90041LAE5 |
| — | HERBALIFE LTD | 32,806,000 | $32.92M | 3.9% | $0.97 | — | NOTE 2.625% 3/1 | 42703MAD5 |
| — | WESTERN DIGITAL CORP. | 26,894,000 | $26.96M | 3.2% | $0.98 | — | NOTE 1.500% 2/0 | 958102AP0 |
| OKLO | ALTC ACQUISITION CORP | 2,520,845 | $26.62M | 3.2% | $10.36 | +0.2% | COM CL A | 02156V109 |
| CPRI | CAPRI HOLDINGS LIMITED | 501,123 | $25.18M | 3.0% | $49.54 | +0.7% | SHS | G1890L107 |
| — | SOVOS BRANDS INC | 1,136,100 | $25.03M | 3.0% | — | — | Call | 84612U107 |
| — | NCL CORP LTD | 18,664,000 | $24.42M | 2.9% | $1.20 | — | NOTE 5.375% 8/0 | 62886HAX9 |
| LBRDA | LIBERTY BROADBAND CORP | 290,555 | $23.43M | 2.8% | $74.86 | +5.0% | COM SER A | 530307107 |
| — | KAMAN CORP | 22,229,000 | $22.03M | 2.6% | $0.99 | — | NOTE 3.250% 5/0 | 483548AF0 |
| — | LIONS GATE ENTMNT CORP | 2,090,328 | $21.3M | 2.5% | $10.19 | — | CL B NON VTG | 535919500 |
| — | DOCUSIGN INC | 21,147,000 | $21.09M | 2.5% | $0.97 | — | NOTE 1/1 | 256163AD8 |
| — | CINEMARK HLDGS INC | 16,971,000 | $20.83M | 2.5% | $1.33 | — | NOTE 4.500% 8/1 | 17243VAB8 |
| — | LIBERTY LATIN AMERICA LTD | 18,673,000 | $18.35M | 2.2% | $0.98 | — | NOTE 2.000% 7/1 | 53069QAB5 |
| — | NATIONAL VISION HLDGS INC | 18,149,000 | $18.3M | 2.2% | $0.97 | — | NOTE 2.500% 5/1 | 63845RAB3 |
| CPRI | CAPRI HOLDINGS LIMITED | 360,000 | $18.09M | 2.1% | $49.54 | +0.7% | Put | G1890L107 |
| — | CABLE ONE INC | 21,000,000 | $17.99M | 2.1% | $0.86 | — | NOTE 3/1 | 12685JAE5 |
| — | EZCORP INC | 18,788,000 | $17.76M | 2.1% | $0.93 | — | NOTE 2.375% 5/0 | 302301AE6 |
| — | MASONITE INTL CORP | 166,000 | $14.05M | 1.7% | $84.66 | — | COM | 575385109 |
| — | ITRON INC | 14,633,000 | $13.43M | 1.6% | $0.87 | — | NOTE 3/1 | 465741AN6 |
| BF/B | BROWN FORMAN CORP | 219,091 | $12.58M | 1.5% | $62.24 | -12.6% | CL B | 115637209 |
| — | AIR TRANS SVCS GROUP INC | 11,516,000 | $11.05M | 1.3% | $0.96 | — | NOTE 1.125%10/1 | 00922RAB1 |
| — | SPLUNK INC | 9,659,000 | $10.69M | 1.3% | $1.08 | — | NOTE 1.125% 9/1 | 848637AD6 |
| — | BURLINGTON STORES INC | 9,639,000 | $10.48M | 1.2% | $0.98 | — | NOTE 2.250% 4/1 | 122017AB2 |
| — | DISH NETWORK CORPORATION | 16,607,000 | $10.4M | 1.2% | $0.63 | — | NOTE 12/1 | 25470MAF6 |
| — | VISHAY INTERTECHNOLOGY INC | 9,264,000 | $9.169M | 1.1% | $1.01 | — | NOTE 2.250% 6/1 | 928298AP3 |
| — | MARRIOTT VACATIONS WORLDWIDE | 10,000,000 | $8.827M | 1.0% | $0.88 | — | NOTE 1/1 | 57164YAD9 |
| — | PROGRESS SOFTWARE CORP | 8,246,000 | $8.738M | 1.0% | $1.08 | — | NOTE 1.000% 4/1 | 743312AB6 |
| — | EVENTBRITE INC | 8,224,000 | $8.578M | 1.0% | $1.11 | — | NOTE 5.000%12/0 | 29975EAB5 |
| — | FLAME ACQUISITION CORP | 685,465 | $7.807M | 0.9% | $10.08 | — | COM CL A | 33850F108 |
| — | PACIRA BIOSCIENCES INC | 8,362,000 | $7.779M | 0.9% | $0.93 | — | NOTE 0.750% 8/0 | 695127AF7 |
| — | CERENCE INC | 7,312,000 | $7.056M | 0.8% | $1.05 | — | NOTE 3.000% 6/0 | 156727AB5 |
| — | HESS CORP | 37,000 | $5.334M | 0.6% | $144.16 | — | COM | 42809H107 |
| — | INFINERA CORP | 5,353,000 | $5.246M | 0.6% | $1.00 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| — | MAKEMYTRIP LIMITED MAURITIUS | 3,477,000 | $4.57M | 0.5% | $1.17 | — | NOTE 2/1 | 56087FAB0 |
| LBRDK | LIBERTY BROADBAND CORP | 43,572 | $3.511M | 0.4% | $83.52 | -5.9% | COM SER C | 530307305 |
| ESHA | ESH ACQUISITION CORP | 305,145 | $3.123M | 0.4% | $10.11 | +0.6% | COM | 296424104 |
| — | PARAMOUNT GLOBAL | 180,351 | $2.673M | 0.3% | $15.95 | — | CLASS B COM | 92556H206 |
| — | IMMATICS N.V | 867,042 | $2.532M | 0.3% | $3.91 | — | *W EXP 07/01/202 | N44445117 |
| CNXX | CONX CORP | 155,000 | $1.67M | 0.2% | $9.89 | — | COM CL A | 212873103 |
| — | WHOLE EARTH BRANDS INC | 453,221 | $1.545M | 0.2% | $3.83 | — | COM CL A | 96684W100 |
| — | FLAME ACQUISITION CORP | 689,792 | $1.331M | 0.2% | $1.54 | — | *W EXP 02/26/202 | 33850F116 |
| — | CELLEBRITE DI LTD | 880,505 | $1.308M | 0.2% | $1.04 | — | *W EXP 08/30/202 | M2197Q115 |
| — | GUIDEWIRE SOFTWARE INC | 1,162,000 | $1.293M | 0.2% | $0.99 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| — | RINGCENTRAL INC | 1,344,000 | $1.254M | 0.1% | $0.93 | — | NOTE 3/0 | 76680RAF4 |
| — | RINGCENTRAL INC | 1,000,000 | $868K | 0.1% | $0.87 | — | NOTE 3/1 | 76680RAH0 |
| — | LANDSEA HOMES CORP | 1,953,532 | $694K | 0.1% | $0.22 | — | *W EXP 01/08/202 | 51509P111 |
| ASTLW | ALGOMA STL GROUP INC | 370,984 | $683K | 0.1% | $2.54 | — | *W EXP 10/19/202 | 015658115 |
| GCMGW | GCM GROSVENOR INC | 1,543,936 | $556K | 0.1% | $0.39 | — | *W EXP 11/17/202 | 36831E116 |
| HYAC/U | HAYMAKER ACQUISITION CORP IV | 32,337 | $334K | 0.0% | $10.45 | — | UNIT 99/99/9999 | G4375F124 |
| — | CUSTOM TRUCK ONE SOURCE INC | 4,686,160 | $328K | 0.0% | $0.25 | — | *W EXP 01/01/202 | 23204X111 |
| LVRWF | LAVORO LTD | 434,874 | $315K | 0.0% | $0.63 | — | *W EXP 02/27/202 | G5391L110 |
| CNXXW | CONX CORP | 645,564 | $198K | 0.0% | $0.10 | — | *W EXP 10/30/202 | 212873111 |
| — | ARKO CORP | 178,048 | $196K | 0.0% | $1.80 | — | *W EXP 12/22/202 | 041242116 |
| RCKTW | ROCKET PHARMACEUTICALS INC | 328,698 | $161K | 0.0% | $0.13 | — | *W EXP 09/02/202 | 77313F114 |
| RNWWW | RENEW ENERGY GLOBAL PLC | 113,495 | $129K | 0.0% | $1.14 | — | *W EXP 08/21/202 | G7500M120 |
| RSVRW | RESERVOIR MEDIA INC | 72,253 | $117K | 0.0% | $1.48 | — | *W EXP 08/26/202 | 76119X113 |
| — | CIPHER MINING INC | 48,296 | $83,552 | 0.0% | $0.68 | — | *W EXP 10/22/202 | 17253J114 |
| — | ADVANTAGE SOLUTIONS INC | 804,066 | $73,090 | 0.0% | $0.20 | — | *W EXP 10/28/202 | 00791N110 |
| — | AVEPOINT INC | 55,121 | $72,484 | 0.0% | $1.49 | — | *W EXP 09/18/202 | 053604112 |
| — | ROSS ACQUISITION CORP II | 876,135 | $49,065 | 0.0% | $0.75 | — | *W EXP 02/01/202 | G7641C114 |
| JOBY/WS | JOBY AVIATION INC | 32,951 | $40,299 | 0.0% | $1.55 | — | *W EXP 08/10/202 | G65163118 |
| ESHAR | ESH ACQUISITION CORP | 305,145 | $38,296 | 0.0% | $0.21 | — | RIGHT 99/99/9999 | 296424112 |
| SOARW | PROOF ACQUISITION CORP I | 272,885 | $30,317 | 0.0% | $0.14 | — | *W EXP 99/99/999 | 74349W112 |
| CXAIW | CXAPP INC | 292,870 | $23,722 | 0.0% | $0.04 | — | *W EXP 03/14/202 | 23248B117 |
| — | WHOLE EARTH BRANDS INC | 280,189 | $22,415 | 0.0% | $1.05 | — | *W EXP 06/25/202 | 96684W126 |
| — | D-WAVE QUANTUM INC | 133,316 | $12,092 | 0.0% | $0.30 | — | *W EXP 08/05/202 | 26740W117 |
| — | REVELSTONE CAPITAL ACQSTN CO | 263,271 | $11,190 | 0.0% | $0.11 | — | *W EXP 09/15/202 | 76137R114 |
| — | PEARL HOLDINGS ACQUISITN COR | 268,549 | $10,769 | 0.0% | $0.16 | — | *W EXP 12/15/202 | G44525114 |
| BNZIW | BANZAI INTERNATIONAL INC | 225,278 | $10,340 | 0.0% | $0.05 | — | *W EXP 12/14/202 | 06682J118 |
| — | IRIS ACQUISITION CORP | 280,916 | $10,182 | 0.0% | $0.23 | — | *W EXP 02/28/202 | 89601Y119 |
| SPWRW | COMPLETE SOLARIA INC | 484,655 | $9,402 | 0.0% | $0.16 | — | *W EXP 07/31/202 | 20460L112 |
| — | SOMALOGIC INC | 75,285 | $9,034 | 0.0% | $3.34 | — | *W EXP 08/31/202 | 83444K113 |
| BLEUW | BLEUACACIA LTD | 291,719 | $5,805 | 0.0% | $0.10 | — | *W EXP 10/30/202 | G11728113 |
| — | LEARN CW INVESTMENT COR | 236,017 | $4,721 | 0.0% | $0.13 | — | *W EXP 10/08/202 | G54157113 |
| — | PAYONEER GLOBAL INC | 13,008 | $4,466 | 0.0% | $0.34 | — | *W EXP 06/25/202 | 70451X112 |
| NKGNW | NKGEN BIOTECH INC | 36,934 | $2,984 | 0.0% | $0.08 | — | *W EXP 05/31/202 | 65488A119 |
| IVCPW | SWIFTMERGE ACQUISITION CORP | 55,646 | $2,393 | 0.0% | $0.09 | — | *W EXP 12/13/202 | G63836111 |
| ORGNW | ORIGIN MATERIALS INC | 58,233 | $2,201 | 0.0% | $1.05 | — | *W EXP 06/25/202 | 68622D114 |
| SNAXW | STRYVE FOODS INC | 119,444 | $716 | 0.0% | $0.53 | — | *W EXP 07/20/202 | 863685111 |