UG Investment Advisers Ltd. Diversified Active

CIK: 0001697814 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Nov 3, 2023

Total Value ($000): $537,569 (98.9% shares, 1.1% debt)

Holdings (16)

QCOM QUALCOMM INC 55.3%

Value ($000) $297,388 Shares 2,677,723 Est. Cost $109.83 Unrealized +0.2%

MU MICRON TECHNOLOGY INC 19.1%

Value ($000) $102,565 Shares 1,507,649 Est. Cost $59.32 Unrealized +11.7%

NVDA NVIDIA CORPORATION 10.7%

Value ($000) $57,480 Shares 132,141 Est. Cost $44.69 Unrealized +0.2%

INTC INTEL CORP 4.2%

Value ($000) $22,833 Shares 642,288 Est. Cost $34.22 Unrealized 0.0%

VCSH VANGUARD SCOTTSDALE FDS 3.3%

Value ($000) $18,000 Shares 239,516 Est. Cost $75.78 Unrealized —

AMD ADVANCED MICRO DEVICES INC 2.5%

Value ($000) $13,217 Shares 128,549 Est. Cost $108.55 Unrealized 0.0%

LQD ISHARES TR 1.3%

Value ($000) $6,817 Shares 66,820 Est. Cost $102.02 Unrealized —

— PDD HOLDINGS INC 1.1%

Value ($000) $5,921 Shares 6,000,000 Est. Cost $0.93 Unrealized —

IEF ISHARES TR 1.1%

Value ($000) $5,830 Shares 63,650 Est. Cost $95.78 Unrealized —

ARM ARM HOLDINGS PLC 0.7%

Value ($000) $3,568 Shares 66,667 Est. Cost $53.52 Unrealized —

EMLC VANECK ETF TRUST 0.4%

Value ($000) $2,132 Shares 89,300 Est. Cost $24.23 Unrealized —

BSV VANGUARD BD INDEX FDS 0.2%

Value ($000) $977 Shares 13,000 Est. Cost $75.57 Unrealized —

HPE HEWLETT PACKARD ENTERPRISE C 0.1%

Value ($000) $493 Shares 28,409 Est. Cost $16.09 Unrealized 0.0%

— IQIYI INC 0.0%

Value ($000) $192 Shares 200,000 Est. Cost $0.99 Unrealized —

BILI BILIBILI INC 0.0%

Value ($000) $123 Shares 8,920 Est. Cost $13.77 Unrealized —

STM STMICROELECTRONICS N V 0.0%

Value ($000) $33 Shares 762 Est. Cost $37.70 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
QCOM	QUALCOMM INC	2,677,723	$297,388	55.3%	$109.83	+0.2%	COM	747525103
MU	MICRON TECHNOLOGY INC	1,507,649	$102,565	19.1%	$59.32	+11.7%	COM	595112103
NVDA	NVIDIA CORPORATION	132,141	$57,480	10.7%	$44.69	+0.2%	COM	67066G104
INTC	INTEL CORP	642,288	$22,833	4.2%	$34.22	0.0%	COM	458140100
VCSH	VANGUARD SCOTTSDALE FDS	239,516	$18,000	3.3%	$75.78	—	SHRT TRM CORP BD	92206C409
AMD	ADVANCED MICRO DEVICES INC	128,549	$13,217	2.5%	$108.55	0.0%	COM	007903107
LQD	ISHARES TR	66,820	$6,817	1.3%	$102.02	—	IBOXX INV CP ETF	464287242
—	PDD HOLDINGS INC	6,000,000	$5,921	1.1%	$0.93	—	NOTE 12/0	722304AC6
IEF	ISHARES TR	63,650	$5,830	1.1%	$95.78	—	7-10 YR TRSY BD	464287440
ARM	ARM HOLDINGS PLC	66,667	$3,568	0.7%	$53.52	—	SPONSORED ADR	042068205
EMLC	VANECK ETF TRUST	89,300	$2,132	0.4%	$24.23	—	JP MRGAN EM LOC	92189H300
BSV	VANGUARD BD INDEX FDS	13,000	$977	0.2%	$75.57	—	SHORT TRM BOND	921937827
HPE	HEWLETT PACKARD ENTERPRISE C	28,409	$493	0.1%	$16.09	0.0%	COM	42824C109
—	IQIYI INC	200,000	$192	0.0%	$0.99	—	NOTE 4.000%12/1	46267XAE8
BILI	BILIBILI INC	8,920	$123	0.0%	$13.77	—	SPONS ADS REP Z	090040106
STM	STMICROELECTRONICS N V	762	$33	0.0%	$37.70	—	NY REGISTRY	861012102