Location: San Francisco, CA
CIK: 0001699575 · Show all filings
Period: Q3 2024 (← Previous) (Next →)
Filing Date: Nov 14, 2024
Total Value: $93.57M (97.6% shares, 2.4% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| ORKA | ORUKA THERAPEUTICS INC | 333,371 | $8.171M | 8.7% | $34.79 | 0.0% | COM | 687604108 |
| PANL | PANGAEA LOGISTICS SOLUTION L | 910,071 | $6.58M | 7.0% | $6.03 | +6.1% | SHS | G6891L105 |
| IVCBF | INVESTCORP EUROPE ACQUISITIO | 477,074 | $5.625M | 6.0% | $11.43 | 0.0% | CLASS A ORD SHS | G4923T105 |
| — | CORNERSTONE TOTAL RETURN FD | 659,884 | $5.338M | 5.7% | $7.06 | — | COM | 21924U300 |
| — | CORNERSTONE STRATEGIC VALUE | 659,889 | $5.068M | 5.4% | $7.19 | — | COM | 21924B302 |
| GIGGU | GIGCAPITAL7 CORP | 500,000 | $4.985M | 5.3% | $9.97 | — | UNIT 99/99/9999 | G38648112 |
| MACIU | MELAR ACQUISITION CORP. I | 492,500 | $4.94M | 5.3% | $10.00 | — | UNIT 06/10/2029 | G6004G126 |
| SYBX | SYNLOGIC INC | 3,312,219 | $4.935M | 5.3% | $2.62 | -42.0% | COM NEW | 87166L209 |
| PFTA | PERCEPTION CAPITAL CORP III | 352,000 | $3.805M | 4.1% | $10.58 | — | CLASS A ORD SHS | G7185D106 |
| SEG | SEAPORT ENTMT GROUP INC | 127,844 | $3.505M | 3.7% | $28.41 | 0.0% | COMMON STOCK | 812215200 |
| — | WELSBACH TECH METALS ACQU CO | 300,000 | $3.303M | 3.5% | $10.74 | — | COM | 950415109 |
| — | DT CLOUD ACQUISITION CORP | 299,800 | $3.136M | 3.4% | $10.16 | — | UNIT 99/99/9999 | G28524109 |
| — | SIFY TECHNOLOGIES LTD | 6,665,492 | $2.4M | 2.6% | $0.36 | — | SPONSORED ADS | 82655M107 |
| AIMTF | AIMFINITY INVESTMENT CORP I | 200,000 | $2.308M | 2.5% | $10.95 | — | UNIT 04/21/2027 | G0135E142 |
| — | PERCEPTION CAPITAL CORP IV | 200,000 | $2.292M | 2.4% | $10.98 | — | CL A COM | G7330C102 |
| LITS | MEI PHARMA INC | 611,440 | $1.743M | 1.9% | $5.83 | -46.4% | COM | 55279B301 |
| YHNAU | YHN ACQUISITION I LTD | 171,000 | $1.713M | 1.8% | $10.02 | — | UNIT 08/15/2029 | G1514D119 |
| — | DP CAP ACQUISITION CORP I | 145,527 | $1.663M | 1.8% | $11.00 | — | CLASS A ORD | G2R05B100 |
| JOB | GEE GROUP INC | 6,090,405 | $1.587M | 1.7% | $0.53 | -46.6% | COM | 36165A102 |
| RNTX | AILERON THERAPEUTICS INC | 420,000 | $1.487M | 1.6% | $4.11 | -35.0% | COM NEW | 00887A204 |
| FSHPU | FLAG SHIP ACQUISITION CORP | 138,000 | $1.394M | 1.5% | $10.01 | — | UNIT 05/22/2029 | G3530C133 |
| — | MAXEON SOLAR TECHNOLOGIES LT | 1,500,000 | $1.38M | 1.5% | $0.92 | — | NOTE 6.500% 7/1 | 57779BAB0 |
| ASTS | AST SPACEMOBILE INC | 50,000 | $1.308M | 1.4% | $22.55 | 0.0% | COM CL A | 00217D100 |
| IMMX | IMMIX BIOPHARMA INC | 796,100 | $1.186M | 1.3% | $3.62 | -44.5% | COM | 45258H106 |
| — | ADVENT CONV & INCOME FD | 100,000 | $1.174M | 1.3% | $11.74 | — | COM | 00764C109 |
| EURKU | EUREKA ACQUISITION CORP | 100,000 | $1.022M | 1.1% | $10.22 | — | UNIT 06/25/2029 | G32168117 |
| SURG | SURGEPAYS INC | 515,000 | $948K | 1.0% | $5.69 | -60.1% | COM NEW | 86882L204 |
| — | WHEELER REAL ESTATE INVT TR | 43,246 | $919K | 1.0% | $13.03 | — | CV PFD SER D | 963025606 |
| — | ENOVIX CORPORATION | 1,000,000 | $904K | 1.0% | $1.04 | — | DEBT 3.000% 5/0 | 293594AD9 |
| FVNNU | FUTURE VISION II ACQUISITION | 85,212 | $853K | 0.9% | $10.01 | — | UNIT 06/20/2029 | G37068122 |
| — | NEXTCURE INC | 615,878 | $844K | 0.9% | $1.14 | — | COM | 65343E108 |
| — | INFINERA CORP | 600,000 | $780K | 0.8% | — | — | Call | 45667G903 |
| — | ETF OPPORTUNITIES TRUST | 75,000 | $772K | 0.8% | $10.29 | — | T-REX 2X INVERSE | 26923N827 |
| — | WESTERN ASSET GBL HIGH INC F | 100,000 | $694K | 0.7% | $6.94 | — | COM | 95766B109 |
| SNDL | SNDL INC | 306,195 | $631K | 0.7% | $1.52 | +37.7% | COM | 83307B101 |
| — | QT IMAGING HLDGS INC | 800,000 | $567K | 0.6% | $1.06 | — | COM | 746962109 |
| GOOG | ALPHABET INC | 2,959 | $495K | 0.5% | $141.30 | +19.1% | CAP STK CL C | 02079K107 |
| FBRX | FORTE BIOSCIENCES INC | 81,279 | $454K | 0.5% | $10.28 | 0.0% | COM NEW | 34962G208 |
| IPWR | IDEAL PWR INC | 50,000 | $410K | 0.4% | $9.01 | -14.3% | COM NEW | 451622203 |
| — | SEAPORT ENTMT GROUP INC | 126,844 | $374K | 0.4% | $2.95 | — | RIGHT 10/10/2024 | 812215101 |
| SGOV | SGOV | 3,185 | $321K | 0.3% | $100.71 | — | ISHARES TR | 46436E718 |
| PYXS | PYXIS ONCOLOGY INC | 61,606 | $226K | 0.2% | $1.71 | +104.4% | COMMON STOCK | 747324101 |
| EP | EMPIRE PETE CORP | 40,000 | $210K | 0.2% | $5.15 | 0.0% | COM | 292034303 |
| DJTWW | TRUMP MEDIA & TECHNOLOGY GRO | 20,000 | $207K | 0.2% | $21.30 | — | *W EXP 03/25/202 | 25400Q113 |
| DSX/WS | DIANA SHIPPING INC | 402,494 | $181K | 0.2% | $0.44 | — | *W EXP 12/14/202 | Y2066G138 |
| — | ATLASCLEAR HOLDINGS INC | 575,000 | $118K | 0.1% | $1.60 | — | COM SHS | 128745106 |
| SYRA | SYRA HEALTH CORP | 258,315 | $110K | 0.1% | $1.06 | 0.0% | CL A COM NEW | 87168W203 |
| PSHG | PERFORMANCE SHIPPING INC | 53,000 | $99,640 | 0.1% | $2.03 | -1.7% | COMMON SHARES | Y67305154 |
| MYND | MYND AI INC | 118,975 | $95,192 | 0.1% | $5.54 | — | SPON ADS | 628988107 |
| — | CALIDI BIOTHERAPEUTICS INC | 82,937 | $94,548 | 0.1% | $1.14 | — | COM NEW | 320703309 |
| — | ALGORHYTHM HLDGS INC | 155,000 | $73,005 | 0.1% | $1.01 | — | COM | 829322403 |
| — | ELECTRA BATTERY MATERIALS CO | 122,637 | $70,148 | 0.1% | $0.45 | — | COM NEW | 28474P201 |
| SBCWW | SBC MED GROUP HLDGS INC | 196,000 | $29,400 | 0.0% | $0.03 | — | *W EXP 09/17/202 | 73245B115 |
| EMCRF | EMBRACE CHANGE ACQUISITN COR | 94,000 | $10,340 | 0.0% | $0.15 | — | RIGHT 10/25/2026 | G3034H141 |
| CCGWW | CHECHE GROUP INC | 392,763 | $6,598 | 0.0% | $0.06 | — | *W EXP 10/01/203 | G20707116 |
| — | GABELLI UTIL TR | 225,000 | $6,188 | 0.0% | $0.03 | — | RIGHT 10/21/2024 | 36240A184 |
| — | GLOBAL STAR ACQUISITION INC | 237,633 | $4,753 | 0.0% | $0.01 | — | *W EXP 07/15/202 | 37962G110 |
| AIMWF | AIMFINITY INVESTMENT CORP I | 200,000 | $4,020 | 0.0% | $0.04 | — | *W EXP 99/99/999 | G0135E126 |
| SVUWF | SRIVARU HOLDING LIMITED | 230,081 | $3,451 | 0.0% | $0.01 | — | *W EXP 12/08/202 | G8403L110 |
| SMNRW | DENALI CAPITAL ACQUISITN COR | 45,000 | $2,696 | 0.0% | $0.05 | — | *W EXP 99/99/999 | G6256B114 |
| EONR/WS | EON RESOURCES INC | 49,116 | $2,456 | 0.0% | $0.06 | — | *W EXP 02/04/202 | 40472A128 |
| — | ADVENT CONV & INCOME FD | 100,000 | $1,990 | 0.0% | $0.02 | — | RIGHT 10/17/2024 | 00764C117 |
| EMCWF | EMBRACE CHANGE ACQUISITN COR | 94,000 | $1,382 | 0.0% | $0.01 | — | *W EXP 10/25/202 | G3034H125 |
| — | WESTERN ASSET GBL HIGH INC F | 120,002 | $1,320 | 0.0% | $0.01 | — | RIGHT 10/08/2024 | 95766B117 |