CIK: 0001724517 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 15, 2021
Total Value ($000): $260,313 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Simplify US Equity PLUS GBTC ETF | 4,000,000 | $102,907 | 39.5% | $25.32 | — | Exchange Traded Fund | 78468K106 |
| BABA | Alibaba Group Holding Ltd | 135,914 | $19,851 | 7.6% | $160.66 | — | ADR | 01609W102 |
| — | Huazhu Group Ltd | 11,500,000 | $15,033 | 5.8% | $1.31 | — | Fixed Income | 16949N109 |
| — | Palo Alto Networks Inc | 8,500,000 | $14,100 | 5.4% | $1.56 | — | Fixed Income | 697435AD7 |
| — | Pinduoduo Inc | 11,000,000 | $10,199 | 3.9% | $0.95 | — | Fixed Income | 722304AB8 |
| TXNM | PNM Resources Inc | 188,643 | $9,334 | 3.6% | $48.49 | +0.9% | SHS | 69349H107 |
| AAL | American Airlines Group Inc | 5,504,000 | $8,512 | 3.3% | $20.27 | 0.0% | SHS | 02376R102 |
| — | Xilinx Inc | 56,363 | $8,510 | 3.3% | $142.42 | — | SHS | 983919101 |
| — | Kansas City Southern | 29,090 | $7,873 | 3.0% | $275.12 | — | SHS | 485170302 |
| BIDU | Baidu Inc | 51,100 | $7,789 | 3.0% | $152.43 | — | ADR | 056752108 |
| — | JOYY Inc | 6,500,000 | $6,094 | 2.3% | $0.94 | — | Fixed Income | 98426T106 |
| UMC | United Microelectronics Corp | 524,564 | $6,035 | 2.3% | $2742.49 | — | ADR | 910873405 |
| — | GDS Holdings Ltd | 3,801,868 | $5,078 | 2.0% | $1.60 | — | ADR | 36165LAB4 |
| — | BHP Group Ltd | 92,500 | $5,002 | 1.9% | $54.08 | — | ADR | 00BH0P3Z9 |
| TSM | Taiwan Semiconductor Manufacturing Co Ltd | 35,800 | $4,044 | 1.6% | $113.71 | — | ADR | 874039100 |
| HDB | HDFC Bank Ltd | 54,468 | $4,005 | 1.5% | $73.53 | — | ADR | 40415F101 |
| — | Duddell Street Acquisition Corp | 525,448 | $3,370 | 1.3% | $9.08 | — | Warrant | G28553124 |
| — | IHS Markit Ltd | 27,665 | $3,226 | 1.2% | $92.65 | — | SHS | G47567105 |
| — | Summit Healthcare Acquisition Corp | 450,000 | $3,054 | 1.2% | $8.94 | — | Warrant | G8566R128 |
| MIDD | Middleby Corp | 2,000,000 | $2,864 | 1.1% | $180.73 | 0.0% | Fixed Income | 596278101 |
| — | DISH Network Corp | 2,500,000 | $2,607 | 1.0% | $1.03 | — | Fixed Income | 25470M109 |
| TCEHY | Tencent Holdings Ltd | 34,429 | $2,040 | 0.8% | $59.25 | — | ADR | 88032Q109 |
| — | Athene Holding Ltd | 26,100 | $1,798 | 0.7% | $64.57 | — | SHS | G0684D107 |
| — | Grifols SA | 75,099 | $1,113 | 0.4% | $17.12 | — | ADR | E5706X132 |
| ABNB | Airbnb Inc | 6,350 | $1,065 | 0.4% | $155.32 | -1.7% | SHS | 009066101 |
| — | Clarivate PLC | 40,000 | $876 | 0.3% | $21.90 | — | SHS | 00BJJN444 |
| TCOM | Trip.com Group Ltd | 19,050 | $574 | 0.2% | $30.13 | — | ADR | 89677Q107 |
| — | Global Blood Therapeutics Inc | 15,000 | $382 | 0.1% | $35.05 | — | SHS | 37890U108 |
| — | iQIYI Inc | 44,742 | $359 | 0.1% | $1.01 | — | ADR | 46267XAD0 |
| — | Kensington Capital Acquisition Corp II | 36,320 | $301 | 0.1% | $8.29 | — | SHS | N94209108 |
| — | iPath Series B S&P 500 VIX Short-Term Futures ETN | 10,574 | $293 | 0.1% | $16.81 | — | Exchange Traded Fund | 06746P621 |
| ASX | ASE Technology Holding Co Ltd | 34,293 | $268 | 0.1% | $5548.30 | — | ADR | 00215W100 |
| CHT | Chunghwa Telecom Co Ltd | 5,900 | $234 | 0.1% | $36677.63 | — | ADR | 17133Q502 |
| — | Rocket Pharmaceuticals Inc | 7,500 | $224 | 0.1% | $29.87 | — | SHS | 45780V102 |
| MGM | MGM Resorts International | 4,646 | $200 | 0.1% | $40.73 | 0.0% | SHS | 552953101 |
| OLPX | Olaplex Holdings Inc | 8,000 | $196 | 0.1% | $24.50 | 0.0% | SHS | 679369108 |
| IEF | iShares 7-10 Year Treasury Bond ETF | 1,702 | $196 | 0.1% | $112.89 | — | Exchange Traded Fund | 464287440 |
| — | Yumanity Therapeutics Inc | 18,700 | $193 | 0.1% | $10.32 | — | SHS | 98872L102 |
| NSC | Norfolk Southern Corp | 562 | $134 | 0.1% | $233.46 | 0.0% | SHS | 655844108 |
| — | II-VI Inc | 2,207 | $131 | 0.1% | $63.64 | — | SHS | 902104108 |
| TLT | iShares 20 Year Treasury Bond ETF | 1,272 | $126 | 0.0% | $135.46 | — | Exchange Traded Fund | 464287432 |
| CSX | CSX Corp | 1,646 | $49 | 0.0% | $30.14 | 0.0% | SHS | 126408103 |
| CNI | Canadian National Railway Co | 170 | $20 | 0.0% | $101.55 | 0.0% | SHS | 136375102 |
| RELY | Remitly Global Inc | 400 | $15 | 0.0% | $40.89 | 0.0% | SHS | 75960P104 |
| — | EngageSmart Inc | 400 | $14 | 0.0% | $35.00 | — | SHS | 29283F103 |
| — | Tilray Inc | 524 | $6 | 0.0% | $11.45 | — | SHS | 88688T100 |
| ADI | Analog Devices Inc | 24 | $4 | 0.0% | $155.29 | 0.0% | SHS | 032654105 |
| KWEB | KraneShares CSI China Internet ETF | 60 | $3 | 0.0% | $50.00 | — | Exchange Traded Fund | 500767306 |
| MX | Magnachip Semiconductor Corp | 172 | $3 | 0.0% | $19.93 | 0.0% | SHS | 55933J203 |
| — | SPDR S&P 500 ETF Trust | 3,080 | $3 | 0.0% | — | — | Put | 78462F953 |
| — | iQIYI Inc | 1,000 | $2 | 0.0% | $1.01 | — | Put | 46267XAD0 |
| BABA | Alibaba Group Holding Ltd | 400 | $2 | 0.0% | $160.66 | — | Call | 01609W102 |
| — | VIX Index | 2,550 | $2 | 0.0% | $0.78 | — | Index and Non-SHS Option | 12497K100 |
| OSG | Ambac Financial Group Inc | 418 | $0 | 0.0% | — | — | Call | 023139884 |
| — | VanEck Semiconductor ETF | 110 | $0 | 0.0% | — | — | Exchange Traded Fund | 57060U233 |
| AMD | Advanced Micro Devices Inc | 120 | $0 | 0.0% | — | — | Call | 007903107 |
| — | iShares MSCI Taiwan ETF | 400 | $0 | 0.0% | — | — | Exchange Traded Fund | 464286731 |
| HYG | iShares iBoxx High Yield Corporate Bond ETF | 500 | $0 | 0.0% | — | — | Exchange Traded Fund | 464288513 |
| SPGI | S&P Global Inc | 55 | $0 | 0.0% | — | — | Call | 78409V104 |
| — | Xilinx Inc | 396 | $0 | 0.0% | $142.42 | — | Put | 983919101 |
| — | SPDR S&P 500 ETF Trust | 9,600 | $0 | 0.0% | — | — | Call | 78462F953 |
| LQD | iShares iBoxx $ Investment Grade Corporate Bond ETF | 1,650 | $0 | 0.0% | — | — | Exchange Traded Fund | 464287242 |
| — | Xilinx Inc | 870 | $0 | 0.0% | $142.42 | — | Call | 983919101 |
| — | Canadian Pacific Railway Ltd | 140 | $0 | 0.0% | — | — | Put | 13645T100 |
| — | DraftKings Inc | 195 | $0 | 0.0% | — | — | Put | 26142R104 |