WADDELL & ASSOCIATES, LLC Diversified Active

Location: Memphis, TN

CIK: 0001776757 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 13, 2020

Total Value: $369M (100.0% shares, 0.0% debt)

Holdings (33)

— ISHARES TR 12.4%

Value $45.9M Shares 442,428 Est. Cost $95.92 Unrealized —

VT VANGUARD INTL EQUITY INDEX F 11.6%

Value $42.8M Shares 530,727 Est. Cost $68.25 Unrealized —

MDY SPDR S&P MIDCAP 400 ETF TR 11.0%

Value $40.55M Shares 119,674 Est. Cost $267.92 Unrealized —

— ISHARES TR 10.5%

Value $38.69M Shares 663,215 Est. Cost $58.34 Unrealized —

— BARCLAYS BANK PLC 10.0%

Value $36.73M Shares 235,447 Est. Cost $117.58 Unrealized —

SCHK SCHWAB STRATEGIC TR 7.1%

Value $26.05M Shares 789,972 Est. Cost $30.35 Unrealized —

IEFA ISHARES TR 6.5%

Value $23.99M Shares 397,987 Est. Cost $50.46 Unrealized —

XSOE WISDOMTREE TR 6.2%

Value $22.75M Shares 675,784 Est. Cost $27.60 Unrealized —

FNDA SCHWAB STRATEGIC TR 5.9%

Value $21.83M Shares 660,605 Est. Cost $27.31 Unrealized —

GSIE GOLDMAN SACHS ETF TR 5.1%

Value $18.88M Shares 670,747 Est. Cost $26.93 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 5.0%

Value $18.41M Shares 425,663 Est. Cost $38.39 Unrealized —

PRFZ INVESCO EXCHANGE TRADED FD T 3.9%

Value $14.23M Shares 121,568 Est. Cost $115.99 Unrealized —

ACWI ISHARES TR 1.1%

Value $4.214M Shares 52,729 Est. Cost $64.16 Unrealized —

SPY SPDR S&P 500 ETF TR 1.0%

Value $3.558M Shares 10,624 Est. Cost $253.61 Unrealized —

VTV VANGUARD INDEX FDS 0.7%

Value $2.468M Shares 23,613 Est. Cost $104.52 Unrealized —

EEM ISHARES TR 0.3%

Value $1.255M Shares 28,469 Est. Cost $44.08 Unrealized —

GLOF ISHARES TR 0.2%

Value $845K Shares 28,455 Est. Cost $27.33 Unrealized —

QQQ INVESCO QQQ TR 0.2%

Value $639K Shares 2,301 Est. Cost $277.71 Unrealized —

PDEC INNOVATOR ETFS TR 0.2%

Value $626K Shares 22,615 Est. Cost $26.49 Unrealized —

CCOR LISTED FD TR 0.1%

Value $547K Shares 19,740 Est. Cost $28.51 Unrealized —

PTNQ PACER FDS TR 0.1%

Value $542K Shares 11,265 Est. Cost $40.30 Unrealized —

TIPZ PIMCO ETF TR 0.1%

Value $426K Shares 3,365 Est. Cost $126.60 Unrealized —

TFI SPDR SER TR 0.1%

Value $373K Shares 7,186 Est. Cost $51.91 Unrealized —

VTI VANGUARD INDEX FDS 0.1%

Value $354K Shares 2,078 Est. Cost $156.40 Unrealized —

VEU VANGUARD INTL EQUITY INDEX F 0.1%

Value $323K Shares 6,400 Est. Cost $50.47 Unrealized —

PTMC PACER FDS TR 0.1%

Value $298K Shares 10,907 Est. Cost $28.33 Unrealized —

— ISHARES TR 0.1%

Value $294K Shares 6,695 Est. Cost $43.91 Unrealized —

EMB ISHARES TR 0.1%

Value $255K Shares 2,297 Est. Cost $111.01 Unrealized —

DBEF DBX ETF TR 0.1%

Value $253K Shares 8,263 Est. Cost $27.94 Unrealized —

— SPDR SER TR 0.1%

Value $246K Shares 7,531 Est. Cost $31.24 Unrealized —

USMV ISHARES TR 0.1%

Value $233K Shares 3,649 Est. Cost $61.74 Unrealized —

— VANGUARD WORLD FDS 0.1%

Value $204K Shares 1,000 Est. Cost $204.00 Unrealized —

— OXFORD LANE CAP CORP 0.0%

Value $46,000 Shares 10,480 Est. Cost $4.39 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	ISHARES TR	442,428	$45.9M	12.4%	$95.92	—	MSCI USA QLT FCT	46432f339
VT	VANGUARD INTL EQUITY INDEX F	530,727	$42.8M	11.6%	$68.25	—	TT WRLD ST ETF	922042742
MDY	SPDR S&P MIDCAP 400 ETF TR	119,674	$40.55M	11.0%	$267.92	—	UTSER1 S&PDCRP	78467Y107
—	ISHARES TR	663,215	$38.69M	10.5%	$58.34	—	CORE MSCI TOTAL	46432f834
—	BARCLAYS BANK PLC	235,447	$36.73M	10.0%	$117.58	—	IPATH SHILR CAPE	06742A669
SCHK	SCHWAB STRATEGIC TR	789,972	$26.05M	7.1%	$30.35	—	1000 INDEX ETF	808524722
IEFA	ISHARES TR	397,987	$23.99M	6.5%	$50.46	—	CORE MSCI EAFE	46432F842
XSOE	WISDOMTREE TR	675,784	$22.75M	6.2%	$27.60	—	EM EX ST-OWNED	97717X578
FNDA	SCHWAB STRATEGIC TR	660,605	$21.83M	5.9%	$27.31	—	SCHWAB FDT US SC	808524763
GSIE	GOLDMAN SACHS ETF TR	670,747	$18.88M	5.1%	$26.93	—	ACTIVEBETA INT	381430107
VWO	VANGUARD INTL EQUITY INDEX F	425,663	$18.41M	5.0%	$38.39	—	FTSE EMR MKT ETF	922042858
PRFZ	INVESCO EXCHANGE TRADED FD T	121,568	$14.23M	3.9%	$115.99	—	FTSE RAFI 1500	46137V597
ACWI	ISHARES TR	52,729	$4.214M	1.1%	$64.16	—	MSCI ACWI ETF	464288257
SPY	SPDR S&P 500 ETF TR	10,624	$3.558M	1.0%	$253.61	—	TR UNIT	78462F103
VTV	VANGUARD INDEX FDS	23,613	$2.468M	0.7%	$104.52	—	VALUE ETF	922908744
EEM	ISHARES TR	28,469	$1.255M	0.3%	$44.08	—	MSCI EMG MKT ETF	464287234
GLOF	ISHARES TR	28,455	$845K	0.2%	$27.33	—	MSCI GBL MULTIFC	46434V316
QQQ	INVESCO QQQ TR	2,301	$639K	0.2%	$277.71	—	UNIT SER 1	46090E103
PDEC	INNOVATOR ETFS TR	22,615	$626K	0.2%	$26.49	—	S&P 500 PWR BU	45782C540
CCOR	LISTED FD TR	19,740	$547K	0.1%	$28.51	—	CORE ALT FD	53656F847
PTNQ	PACER FDS TR	11,265	$542K	0.1%	$40.30	—	TRENDP 100 ETF	69374H303
TIPZ	PIMCO ETF TR	3,365	$426K	0.1%	$126.60	—	BROAD US TIPS	72201R403
TFI	SPDR SER TR	7,186	$373K	0.1%	$51.91	—	NUVEEN BRC MUNIC	78468R721
VTI	VANGUARD INDEX FDS	2,078	$354K	0.1%	$156.40	—	TOTAL STK MKT	922908769
VEU	VANGUARD INTL EQUITY INDEX F	6,400	$323K	0.1%	$50.47	—	ALLWRLD EX US	922042775
PTMC	PACER FDS TR	10,907	$298K	0.1%	$28.33	—	TRENDP US MID CP	69374H204
—	ISHARES TR	6,695	$294K	0.1%	$43.91	—	0-5YR HI YL CP	46434v407
EMB	ISHARES TR	2,297	$255K	0.1%	$111.01	—	JPMORGAN USD EMG	464288281
DBEF	DBX ETF TR	8,263	$253K	0.1%	$27.94	—	XTRACK MSCI EAFE	233051200
—	SPDR SER TR	7,531	$246K	0.1%	$31.24	—	PORTFOLIO S&P400	78464a847
USMV	ISHARES TR	3,649	$233K	0.1%	$61.74	—	MSCI USA MIN VOL	46429B697
—	VANGUARD WORLD FDS	1,000	$204K	0.1%	$204.00	—	HEALTH CAR ETF	92204a504
—	OXFORD LANE CAP CORP	10,480	$46,000	0.0%	$4.39	—	COM	691543102