CIK: 0001750183 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 14, 2019
Total Value ($000): $354,500 (68.2% shares, 31.8% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | I Shares Tr | 550,000 | $47,558 | 13.4% | — | — | Call | 464288903 |
| — | Theravance Inc | 39,250,000 | $40,108 | 11.3% | $1.07 | — | NOTE 2.125% 1/1 | 88338TAB0 |
| — | Caesars Entertainment Corp | 25,500,000 | $36,417 | 10.3% | $1.38 | — | NOTE 5.000%10/0 | 127686AA1 |
| — | Clovis Oncology Inc | 21,000,000 | $19,503 | 5.5% | $0.90 | — | NOTE 2.500% 9/1 | 189464AB6 |
| — | Caesars Entertainment Corp | 1,800,000 | $15,642 | 4.4% | — | — | Call | 127686903 |
| — | Caesars Entertainment Corp | 1,500,000 | $13,035 | 3.7% | — | — | Put | 127686953 |
| — | Zayo Group Holdings Inc | 381,000 | $10,828 | 3.1% | — | — | Put | 98919V955 |
| — | Zayo Group Holdings Inc | 360,000 | $10,231 | 2.9% | $28.42 | — | COM | 98919V105 |
| — | Madison Square Garden Co | 30,000 | $8,793 | 2.5% | — | — | Call | 55825T903 |
| — | Uniti Group Inc | 700,700 | $7,840 | 2.2% | — | — | Call | 91325V908 |
| — | Barnes & Noble Inc | 1,443,500 | $7,838 | 2.2% | $5.72 | — | COM | 067774109 |
| — | Uniti Group Inc | 700,000 | $7,833 | 2.2% | — | — | Put | 91325V958 |
| — | EBay Inc | 200,000 | $7,428 | 2.1% | — | — | Call | 278642903 |
| — | Tesla Inc | 7,000,000 | $7,205 | 2.0% | $1.11 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| — | Barnes & Noble Inc | 1,249,200 | $6,783 | 1.9% | — | — | Call | 067774909 |
| — | Shutterfly Inc | 150,000 | $6,096 | 1.7% | — | — | Put | 82568P954 |
| — | Shutterfly Inc | 149,500 | $6,075 | 1.7% | $40.64 | — | COM | 82568P304 |
| — | Tilray Inc | 90,000 | $5,896 | 1.7% | — | — | Put | 88688T950 |
| INVA | Innoviva Inc | 400,000 | $5,612 | 1.6% | $16.19 | 0.0% | COM | 45781M101 |
| — | Tesla Inc | 20,000 | $5,597 | 1.6% | — | — | Put | 88160R951 |
| — | USA Technologies Inc | 1,343,136 | $5,574 | 1.6% | $4.02 | — | COM NO PAR | 90328S500 |
| — | Mitek Sys Inc | 433,900 | $5,310 | 1.5% | — | — | Call | 606710900 |
| BFH | Alliance Data Systems Corp | 30,200 | $5,284 | 1.5% | $120.36 | 0.0% | COM | 018581108 |
| — | Alliance Data Systems Corp | 30,000 | $5,249 | 1.5% | — | — | Put | 018581958 |
| — | Highland Floating Rate Opportunities Fund | 350,694 | $4,871 | 1.4% | $13.33 | — | SHS BEN INT | 43010E404 |
| — | Cars Com Inc | 205,000 | $4,674 | 1.3% | — | — | Put | 14575E955 |
| CARS | Cars Com Inc | 205,000 | $4,674 | 1.3% | $24.19 | 0.0% | COM | 14575E105 |
| — | Intercept Pharmaceuticals Inc | 4,000,000 | $3,978 | 1.1% | $0.99 | — | NOTE 3.25% 7/0 | 45845PAA6 |
| — | MGM Resorts International | 150,000 | $3,849 | 1.1% | — | — | Put | 552953951 |
| — | Del Friscos Restaurant Group | 600,000 | $3,846 | 1.1% | — | — | Put | 245077952 |
| — | Del Friscos Restaurant Group | 549,000 | $3,519 | 1.0% | $6.41 | — | COM | 245077102 |
| — | Innoviva Inc | 200,000 | $2,806 | 0.8% | — | — | Put | 45781M951 |
| — | Intercept Pharmaceuticals Inc | 24,000 | $2,684 | 0.8% | — | — | Put | 45845P958 |
| — | DISH Network Corp | 3,000,000 | $2,485 | 0.7% | $0.80 | — | NOTE 2.375% 3/1 | 25470MAD1 |
| — | Clovis Oncology Inc | 100,000 | $2,482 | 0.7% | — | — | Call | 189464900 |
| — | Mitek Sys Inc | 200,000 | $2,448 | 0.7% | — | — | Put | 606710950 |
| — | Eldorado Resorts Inc | 50,000 | $2,334 | 0.7% | — | — | Put | 28470R952 |
| — | Energy Transfer LP | 150,000 | $2,305 | 0.7% | — | — | Call | 29273V900 |
| — | Clovis Oncology Inc | 2,900,000 | $2,270 | 0.6% | $0.70 | — | NOTE 1.250% 5/0 | 189464AC4 |
| — | Intelsat SA | 137,200 | $2,148 | 0.6% | — | — | Call | L5140P901 |
| — | Clovis Oncology Inc | 35,000 | $868 | 0.2% | $17.95 | — | COM | 189464100 |
| — | Horizon Global Corp | 370,839 | $719 | 0.2% | $1.64 | — | COM | 44052W104 |
| — | Innoviva Inc | 50,000 | $701 | 0.2% | — | — | Call | 45781M901 |
| ICCC | ImmuCell Corp | 105,000 | $666 | 0.2% | $7.15 | 0.0% | COM PAR | 452525306 |
| — | Del Friscos Restaurant Group | 100,000 | $641 | 0.2% | — | — | Call | 245077902 |
| — | Synchronoss Technologies Inc | 625,000 | $619 | 0.2% | $0.97 | — | NOTE 0.750% 8/1 | 87157BAA1 |
| — | Boyd Gaming Corp | 100,000 | $607 | 0.2% | — | — | Put | 103304951 |
| — | Intelsat SA | 31,500 | $493 | 0.1% | — | — | Put | L5140P951 |
| — | Ultra Petroleum Corp | 75,000 | $45 | 0.0% | — | — | Call | 903914908 |
| — | Barnes & Noble Inc | 6,100 | $33 | 0.0% | — | — | Put | 067774959 |