BML Capital Management, LLC Diversified Active

CIK: 0001616824 · Show all filings

Period: Q4 2022 (Next →)

Filing Date: Feb 13, 2023

Total Value ($000): $104,675 (100.0% shares, 0.0% debt)

Holdings (25)

ANF ABERCROMBIE & FITCH CO 12.5%

Value ($000) $13,084 Shares 571,117 Est. Cost $19.70 Unrealized 0.0%

— IMARA INC 11.8%

Value ($000) $12,343 Shares 3,017,774 Est. Cost $4.09 Unrealized —

TLYS TILLYS INC 10.0%

Value ($000) $10,451 Shares 1,154,844 Est. Cost $8.78 Unrealized 0.0%

IRON DISC MEDICINE INC 9.5%

Value ($000) $9,945 Shares 500,000 Est. Cost $49.79 Unrealized 0.0%

BIL SPDR SER TR 8.7%

Value ($000) $9,147 Shares 100,000 Est. Cost $91.47 Unrealized —

— PARDES BIOSCIENCES INC 7.9%

Value ($000) $8,227 Shares 4,867,984 Est. Cost $1.69 Unrealized —

CLYM ELIEM THERAPEUTICS INC 6.4%

Value ($000) $6,698 Shares 1,825,134 Est. Cost $2.96 Unrealized 0.0%

— SATSUMA PHARMACEUTICALS INC 5.5%

Value ($000) $5,796 Shares 6,440,000 Est. Cost $0.90 Unrealized —

— SESEN BIO INC 4.8%

Value ($000) $5,015 Shares 8,227,969 Est. Cost $0.61 Unrealized —

— ADVERUM BIOTECHNOLOGIES INC 3.9%

Value ($000) $4,095 Shares 7,067,179 Est. Cost $0.58 Unrealized —

— VERRICA PHARMACEUTICALS INC 2.9%

Value ($000) $3,054 Shares 1,110,605 Est. Cost $2.75 Unrealized —

— METACRINE INC 2.6%

Value ($000) $2,762 Shares 6,167,458 Est. Cost $0.45 Unrealized —

— ATHIRA PHARMA INC 2.2%

Value ($000) $2,266 Shares 714,763 Est. Cost $3.17 Unrealized —

ASTC ASTROTECH CORP 2.1%

Value ($000) $2,202 Shares 220,410 Est. Cost $11.26 Unrealized 0.0%

— ARCA BIOPHARMA INC 1.9%

Value ($000) $2,034 Shares 858,256 Est. Cost $2.37 Unrealized —

RELL RICHARDSON ELECTRS LTD 1.9%

Value ($000) $2,034 Shares 95,359 Est. Cost $21.13 Unrealized 0.0%

— FORTE BIOSCIENCES INC 1.4%

Value ($000) $1,461 Shares 1,461,364 Est. Cost $1.00 Unrealized —

RVP RETRACTABLE TECHNOLOGIES INC 1.0%

Value ($000) $1,097 Shares 668,575 Est. Cost $2.13 Unrealized 0.0%

MIST MILESTONE PHARMACEUTICALS IN 0.7%

Value ($000) $713 Shares 180,000 Est. Cost $5.26 Unrealized 0.0%

— GRAYBUG VISION INC 0.6%

Value ($000) $618 Shares 1,235,943 Est. Cost $0.50 Unrealized —

LSTA LISATA THERAPEUTICS INC 0.6%

Value ($000) $617 Shares 243,839 Est. Cost $2.53 Unrealized —

— PASSAGE BIO INC 0.4%

Value ($000) $466 Shares 337,467 Est. Cost $1.38 Unrealized —

— ADICET BIO INC 0.3%

Value ($000) $268 Shares 30,000 Est. Cost $8.94 Unrealized —

— SPRUCE BIOSCIENCES INC 0.2%

Value ($000) $243 Shares 221,830 Est. Cost $1.10 Unrealized —

— ELEVATION ONCOLOGY INC 0.0%

Value ($000) $38 Shares 39,963 Est. Cost $0.95 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ANF	ABERCROMBIE & FITCH CO	571,117	$13,084	12.5%	$19.70	0.0%	CL A	002896207
—	IMARA INC	3,017,774	$12,343	11.8%	$4.09	—	COM	45249V107
TLYS	TILLYS INC	1,154,844	$10,451	10.0%	$8.78	0.0%	CL A	886885102
IRON	DISC MEDICINE INC	500,000	$9,945	9.5%	$49.79	0.0%	COM	254604101
BIL	SPDR SER TR	100,000	$9,147	8.7%	$91.47	—	BLOOMBERG 1-3 MO	78468R663
—	PARDES BIOSCIENCES INC	4,867,984	$8,227	7.9%	$1.69	—	COM	69945Q105
CLYM	ELIEM THERAPEUTICS INC	1,825,134	$6,698	6.4%	$2.96	0.0%	COM	28658R106
—	SATSUMA PHARMACEUTICALS INC	6,440,000	$5,796	5.5%	$0.90	—	COM	80405P107
—	SESEN BIO INC	8,227,969	$5,015	4.8%	$0.61	—	COM	817763105
—	ADVERUM BIOTECHNOLOGIES INC	7,067,179	$4,095	3.9%	$0.58	—	COM	00773U108
—	VERRICA PHARMACEUTICALS INC	1,110,605	$3,054	2.9%	$2.75	—	COM	92511W108
—	METACRINE INC	6,167,458	$2,762	2.6%	$0.45	—	COM	59101E103
—	ATHIRA PHARMA INC	714,763	$2,266	2.2%	$3.17	—	COM	04746L104
ASTC	ASTROTECH CORP	220,410	$2,202	2.1%	$11.26	0.0%	COM	046484309
—	ARCA BIOPHARMA INC	858,256	$2,034	1.9%	$2.37	—	COM	00211Y506
RELL	RICHARDSON ELECTRS LTD	95,359	$2,034	1.9%	$21.13	0.0%	COM	763165107
—	FORTE BIOSCIENCES INC	1,461,364	$1,461	1.4%	$1.00	—	COM	34962G109
RVP	RETRACTABLE TECHNOLOGIES INC	668,575	$1,097	1.0%	$2.13	0.0%	COM	76129W105
MIST	MILESTONE PHARMACEUTICALS IN	180,000	$713	0.7%	$5.26	0.0%	COM	59935V107
—	GRAYBUG VISION INC	1,235,943	$618	0.6%	$0.50	—	COMMON	38942Q103
LSTA	LISATA THERAPEUTICS INC	243,839	$617	0.6%	$2.53	—	COM	128058302
—	PASSAGE BIO INC	337,467	$466	0.4%	$1.38	—	COM	702712100
—	ADICET BIO INC	30,000	$268	0.3%	$8.94	—	COM	007002108
—	SPRUCE BIOSCIENCES INC	221,830	$243	0.2%	$1.10	—	COM	85209E109
—	ELEVATION ONCOLOGY INC	39,963	$38	0.0%	$0.95	—	COM	28623U101