Location: Santa Monica, CA
CIK: 0001538052 · Show all filings
Period: Q4 2023 (← Previous) (Next →)
Filing Date: Jan 22, 2024
Total Value: $2.041B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| JNK | SPDR SER TR | 3,742,600 | $355M | 17.4% | $94.73 | $91.55 | +3.5% | BLOOMBERG HIGH Y | 78468R622 |
| HYG | ISHARES TR | 2,406,500 | $186M | 9.1% | $77.39 | $74.63 | +3.7% | IBOXX HI YD ETF | 464288513 |
| USHY | ISHARES TR | 5,010,100 | $182M | 8.9% | $36.35 | $35.12 | +3.5% | BROAD USD HIGH | 46435U853 |
| SJNK | SPDR SER TR | 5,123,600 | $129M | 6.3% | $25.14 | $24.55 | +2.4% | BLOOMBERG SHT TE | 78468R408 |
| EMB | ISHARES TR | 1,148,500 | $102M | 5.0% | $89.06 | $84.22 | +5.7% | JPMORGAN USD EMG | 464288281 |
| HYLB | DBX ETF TR | 2,198,800 | $78.17M | 3.8% | $35.55 | $34.27 | +3.7% | XTRACK USD HIGH | 233051432 |
| VEA | VANGUARD TAX-MANAGED FDS | 1,577,677 | $75.57M | 3.7% | $47.90 | $44.76 | +7.0% | VAN FTSE DEV MKT | 921943858 |
| LQD | ISHARES TR | 574,126 | $63.53M | 3.1% | $110.66 | $104.14 | +6.3% | IBOXX INV CP ETF | 464287242 |
| SHYG | ISHARES TR | 1,459,500 | $61.62M | 3.0% | $42.22 | $41.21 | +2.5% | 0-5YR HI YL CP | 46434V407 |
| PFF | ISHARES TR | 1,880,431 | $58.65M | 2.9% | $31.19 | $29.87 | +4.4% | PFD AND INCM SEC | 464288687 |
| SPHY | SPDR SER TR | 2,014,076 | $47.09M | 2.3% | $23.38 | $22.68 | +3.1% | PORTFLI HIGH YLD | 78468R606 |
| TLT | ISHARES TR | 471,300 | $46.6M | 2.3% | $98.88 | $90.36 | +9.4% | 20 YR TR BD ETF | 464287432 |
| SRLN | SSGA ACTIVE ETF TR | 1,043,300 | $43.75M | 2.1% | $41.93 | $41.38 | +1.3% | BLACKSTONE SENR | 78467V608 |
| AMLP | ALPS ETF TR | 931,640 | $39.61M | 1.9% | $42.52 | $41.11 | +3.4% | ALERIAN MLP | 00162Q452 |
| BKLN | INVESCO EXCH TRADED FD TR II | 1,750,395 | $37.07M | 1.8% | $21.18 | $20.83 | +1.7% | SR LN ETF | 46138G508 |
| PZA | INVESCO EXCH TRADED FD TR II | 1,273,100 | $30.78M | 1.5% | $24.18 | $22.82 | +6.0% | NATL AMT MUNI | 46138E537 |
| CWB | SPDR SER TR | 407,478 | $29.4M | 1.4% | $72.15 | $67.90 | +6.3% | BBG CONV SEC ETF | 78464A359 |
| EMLC | VANECK ETF TRUST | 1,038,100 | $26.32M | 1.3% | $25.35 | $24.41 | +3.9% | JP MRGAN EM LOC | 92189H300 |
| ANGL | VANECK ETF TRUST | 913,400 | $26.29M | 1.3% | $28.78 | $27.54 | +4.5% | FALLEN ANGEL HG | 92189F437 |
| JAAA | JANUS DETROIT STR TR | 499,200 | $25.11M | 1.2% | $50.30 | $50.09 | +0.4% | HENDRSON AAA CL | 47103U845 |
| VUG | VANGUARD INDEX FDS | 77,064 | $23.96M | 1.2% | $310.88 * | $39.70 | +30.5% | GROWTH ETF | 922908736 |
| DIA | SPDR DOW JONES INDL AVERAGE | 62,552 | $23.57M | 1.2% | $376.87 | $327.53 | +15.1% | UT SER 1 | 78467X109 |
| QQQ | INVESCO QQQ TR | 57,089 | $23.38M | 1.1% | $409.52 | $298.37 | +37.3% | UNIT SER 1 | 46090E103 |
| FALN | ISHARES TR | 799,500 | $21.11M | 1.0% | $26.40 | $25.22 | +4.7% | FALN ANGLS USD | 46435G474 |
| JEPI | J P MORGAN EXCHANGE TRADED F | 356,519 | $19.6M | 1.0% | $54.98 | $54.32 | +1.2% | EQUITY PREMIUM | 46641Q332 |
| JEPQ | J P MORGAN EXCHANGE TRADED F | 376,307 | $18.79M | 0.9% | $49.93 | $48.22 | +3.5% | NASDAQ EQT PREM | 46654Q203 |
| MUB | ISHARES TR | 172,900 | $18.74M | 0.9% | $108.41 | $104.50 | +3.7% | NATIONAL MUN ETF | 464288414 |
| QUAL | ISHARES TR | 125,681 | $18.49M | 0.9% | $147.14 | $137.47 | +7.0% | MSCI USA QLT FCT | 46432F339 |
| VOO | VANGUARD INDEX FDS | 40,852 | $17.84M | 0.9% | $436.80 | $362.36 | +20.5% | S&P 500 ETF SHS | 922908363 |
| EPI | WISDOMTREE TR | 403,801 | $16.56M | 0.8% | $41.00 | $37.46 | +9.5% | INDIA ERNGS FD | 97717W422 |
| HYMB | SPDR SER TR | 601,500 | $15.22M | 0.7% | $25.30 | $24.16 | +4.7% | NUVEEN BLOOMBERG | 78464A284 |
| HYD | VANECK ETF TRUST | 293,200 | $15.14M | 0.7% | $51.63 | $49.54 | +4.2% | HIGH YLD MUNIETF | 92189H409 |
| FPE | FIRST TR EXCH TRADED FD III | 880,528 | $14.85M | 0.7% | $16.86 | $16.11 | +4.6% | PFD SECS INC ETF | 33739E108 |
| USMV | ISHARES TR | 189,452 | $14.78M | 0.7% | $78.03 | $71.87 | +8.6% | MSCI USA MIN VOL | 46429B697 |
| BSJP | INVESCO EXCH TRD SLF IDX FD | 550,700 | $12.52M | 0.6% | $22.73 | $22.48 | — | BULSHS 2025 HY | 46138J817 |
| IGOV | ISHARES TR | 223,700 | $9.246M | 0.5% | $41.33 | $38.53 | +7.3% | INTL TREA BD ETF | 464288117 |
| ITA | ISHARES TR | 68,736 | $8.702M | 0.4% | $126.60 | $115.48 | +9.6% | US AER DEF ETF | 464288760 |
| KRE | SPDR SER TR | 163,355 | $8.565M | 0.4% | $52.43 | $44.72 | +17.2% | S&P REGL BKG | 78464A698 |
| BNDX | VANGUARD CHARLOTTE FDS | 171,100 | $8.446M | 0.4% | $49.37 | $48.69 | +1.4% | TOTAL INT BD ETF | 92203J407 |
| XLF | SELECT SECTOR SPDR TR | 211,271 | $7.944M | 0.4% | $37.60 | $32.97 | +14.1% | FINANCIAL | 81369Y605 |
| PHYL | PGIM ETF TR | 224,700 | $7.817M | 0.4% | $34.79 | $33.82 | +2.9% | ACTV HY BD ETF | 69344A206 |
| XLC | SELECT SECTOR SPDR TR | 103,196 | $7.498M | 0.4% | $72.66 | $54.67 | +32.9% | COMMUNICATION | 81369Y852 |
| VTEB | VANGUARD MUN BD FDS | 145,400 | $7.423M | 0.4% | $51.05 | $49.03 | +4.1% | TAX EXEMPT BD | 922907746 |
| HYGV | FLEXSHARES TR | 138,100 | $5.644M | 0.3% | $40.87 | $40.11 | +1.9% | HIG YLD VL ETF | 33939L662 |
| HYLS | FIRST TR EXCHANGE-TRADED FD | 126,200 | $5.246M | 0.3% | $41.57 | $39.65 | +4.8% | FIRST TR TA HIYL | 33738D408 |
| FLTR | VANECK ETF TRUST | 207,000 | $5.206M | 0.3% | $25.15 | $25.23 | -0.3% | IG FLOATING RATE | 92189F486 |
| VRP | INVESCO EXCH TRADED FD TR II | 224,800 | $5.188M | 0.3% | $23.08 | $22.43 | +2.9% | VAR RATE PFD | 46138G870 |
| VGK | VANGUARD INTL EQUITY INDEX F | 79,713 | $5.14M | 0.3% | $64.48 | $59.85 | +7.7% | FTSE EUROPE ETF | 922042874 |
| BSJO | INVESCO EXCH TRD SLF IDX FD | 209,800 | $4.766M | 0.2% | $22.71 | $22.48 | — | BULSHS 2024 HY | 46138J833 |
| IYR | ISHARES TR | 45,511 | $4.16M | 0.2% | $91.41 | $81.87 | +11.7% | U.S. REAL ES ETF | 464287739 |
| — | ISHARES TR | 169,900 | $3.943M | 0.2% | $23.21 | $23.20 | — | IBONDS 24 TRM HG | 46435U184 |
| LONZ | PIMCO ETF TR | 74,800 | $3.776M | 0.2% | $50.48 | $50.04 | +0.9% | SR LN ACTIVE ETF | 72201R627 |
| FLBL | FRANKLIN TEMPLETON ETF TR | 101,900 | $2.475M | 0.1% | $24.29 | $24.08 | +0.9% | SENIOR LOAN ETF | 35473P595 |
| FLRN | SPDR SER TR | 69,100 | $2.114M | 0.1% | $30.59 | $30.64 | -0.1% | BLOOMBERG INVT | 78468R200 |
| BBHY | J P MORGAN EXCHANGE TRADED F | 45,400 | $2.085M | 0.1% | $45.91 | $44.42 | +3.4% | BETABUILDERS USD | 46641Q878 |
| CLOI | VANECK ETF TRUST | 25,200 | $1.314M | 0.1% | $52.13 | $51.87 | +0.5% | CLO ETF | 92189H748 |
| FLRT | PACER FDS TR | 22,336 | $1.053M | 0.1% | $47.13 | $46.57 | +1.2% | PAC ASSET FLTG | 69374H428 |
| BKHY | BNY MELLON ETF TRUST | 22,000 | $1.042M | 0.1% | $47.36 | $46.37 | +2.1% | HIGH YIELD BETA | 09661T800 |
| VCLT | VANGUARD SCOTTSDALE FDS | 10,762 | $863K | 0.0% | $80.15 | $73.58 | +8.9% | LG-TERM COR BD | 92206C813 |
| JMHI | J P MORGAN EXCHANGE TRADED F | 11,800 | $585K | 0.0% | $49.60 | $47.82 | +3.7% | HIGH YIELD MUNI | 46654Q799 |
| IJR | ISHARES TR | 4,021 | $435K | 0.0% | $108.25 | $96.38 | +12.3% | CORE S&P SCP ETF | 464287804 |
| YLD | PRINCIPAL EXCHANGE TRADED FD | 21,978 | $415K | 0.0% | $18.86 | $18.29 | +3.1% | ACTIVE HIGH YL | 74255Y102 |
| VOT | VANGUARD INDEX FDS | 1,734 | $381K | 0.0% | $219.57 | $199.94 | +9.8% | MCAP GR IDXVIP | 922908538 |
| CLOA | BLACKROCK ETF TRUST II | 6,900 | $354K | 0.0% | $51.26 | $51.06 | +0.4% | AAA CLO ETF | 092528504 |
| PFRL | PGIM ETF TR | 5,842 | $294K | 0.0% | $50.26 | $50.11 | +0.3% | FLOATING RT INC | 69344A883 |
| VWO | VANGUARD INTL EQUITY INDEX F | 6,475 | $266K | 0.0% | $41.10 | $39.67 | +3.6% | FTSE EMR MKT ETF | 922042858 |
| VXF | VANGUARD INDEX FDS | 1,538 | $253K | 0.0% | $164.42 | $146.96 | +11.9% | EXTEND MKT ETF | 922908652 |
| CLOZ | SERIES PORTFOLIOS TR | 8,952 | $236K | 0.0% | $26.40 | $25.97 | +1.7% | PANAGRAM BBB B | 81752T528 |