Location: Miami, FL
CIK: 0001766806 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 13, 2019
Total Value: $650M (62.3% shares, 37.7% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ENCORE CAP EUROPE FIN LTD | 27,500,000 | $28.28M | 4.4% | $0.89 | — | NOTE 4.500% 9/0 | 29260UAA5 |
| — | TEAM INC | 25,000,000 | $27.68M | 4.3% | $1.07 | — | NOTE 5.000% 8/0 | 878155AE0 |
| — | TESLA INC | 21,250,000 | $21.66M | 3.3% | $1.01 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| — | INFINERA CORPORATION | 24,000,000 | $20.98M | 3.2% | $0.76 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| — | PURE ACQUISITION CORP | 1,675,004 | $17.17M | 2.6% | $10.17 | — | CL A | 74621Q106 |
| — | TRINITY MERGER CORP | 1,500,000 | $15.66M | 2.4% | $10.34 | — | COM CL A | 89653L106 |
| — | TWELVE SEAS INVESTMENT COMPA | 1,500,000 | $15.36M | 2.4% | $10.14 | — | SHS | G9145A107 |
| — | PRA GROUP INC | 15,000,000 | $15.15M | 2.3% | $0.90 | — | NOTE 3.500% 6/0 | 69354NAB2 |
| — | NEXTERA ENERGY INC | 300,000 | $15.07M | 2.3% | $50.25 | — | UNIT 09/01/2022S | 65339F796 |
| — | TESLA INC | 12,500,000 | $12.71M | 2.0% | $0.98 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| — | SENTINEL ENERGY SVCS INC | 1,215,000 | $12.49M | 1.9% | $10.13 | — | CL A | 81728P105 |
| — | AMCI ACQUISITION CORP | 1,100,000 | $11.38M | 1.8% | $10.13 | — | UNIT 01/07/2019 | 00165R200 |
| — | NETFIN ACQUISITION CORP | 1,100,000 | $11.1M | 1.7% | $10.09 | — | UNIT 08/01/2024 | G6455A123 |
| — | NXP SEMICONDUCTORS N V | 10,000,000 | $10.91M | 1.7% | $1.06 | — | NOTE 1.000%12/0 | 62952QAB6 |
| — | ARBOR RLTY TR INC | 9,000,000 | $10.59M | 1.6% | $1.18 | — | NOTE 5.250% 7/0 | 038923AF5 |
| — | LANDCADIA HLDGS II INC | 1,000,000 | $10.1M | 1.6% | $10.00 | — | UNIT 05/09/2026 | 51476X204 |
| — | GREEN PLAINS INC | 11,500,000 | $9.433M | 1.5% | $0.82 | — | NOTE 4.125% 9/0 | 393222AF1 |
| — | DISH NETWORK CORP | 10,000,000 | $9.194M | 1.4% | $0.92 | — | NOTE 3.375% 8/1 | 25470MAB5 |
| — | REDWOOD TR INC | 8,750,000 | $8.895M | 1.4% | $0.98 | — | NOTE 5.625% 7/1 | 758075AD7 |
| — | HENNESSY CAP ACQUSTION CORP | 800,000 | $8.44M | 1.3% | $10.09 | — | UNIT 99/99/9999 | 42589C203 |
| — | BLACKSTONE MTG TR INC | 7,500,000 | $7.887M | 1.2% | $1.01 | — | NOTE 4.750% 3/1 | 09257WAC4 |
| — | GRAF INDL CORP | 758,450 | $7.812M | 1.2% | $10.11 | — | UNIT 12/31/2025 | 384278206 |
| — | THUNDER BRDG ACQUISTION II L | 750,000 | $7.635M | 1.2% | $10.18 | — | UNIT 99/99/9999 | G8857S124 |
| — | ASSERTIO THERAPEUTICS INC | 10,167,000 | $7.584M | 1.2% | $0.74 | — | NOTE 2.500% 9/0 | 249908AA2 |
| — | VECTOIQ ACQUISITION CORP | 705,400 | $7.513M | 1.2% | $10.45 | — | UNIT 05/11/2023 | 92243N202 |
| — | CF FIN ACQUISITION CORP | 705,594 | $7.472M | 1.1% | $10.21 | — | UNIT 04/30/2025 | 12528N206 |
| — | ZILLOW GROUP INC | 7,500,000 | $7.453M | 1.1% | $0.99 | — | NOTE 2.000%12/0 | 98954MAB7 |
| — | LEO HOLDINGS CORP | 715,550 | $7.327M | 1.1% | $10.19 | — | COM CL A | G5463L105 |
| — | NEW PROVIDENCE ACQUISITIN CO | 700,000 | $7.064M | 1.1% | $10.09 | — | UNIT 09/01/2024 | 64822P205 |
| — | HERBALIFE LTD | 7,500,000 | $7.015M | 1.1% | $0.96 | — | NOTE 2.625% 3/1 | 42703MAD5 |
| — | MUDRICK CAP ACQUISITION CORP | 659,800 | $6.784M | 1.0% | $10.08 | — | COM CLASS A | 624745105 |
| ILMN | ILLUMINA INC | 21,800 | $6.632M | 1.0% | $309.98 | -4.9% | COM | 452327109 |
| — | TKK SYMPHONY ACQUISITION COR | 650,000 | $6.617M | 1.0% | $9.91 | — | ORD SHS | G88950103 |
| — | SWITCHBACK ENERGY ACQUISITIO | 650,000 | $6.5M | 1.0% | $10.00 | — | UNIT 99/99/9999 | 87105M201 |
| — | APOLLO COML REAL EST FIN INC | 6,257,000 | $6.415M | 1.0% | $1.00 | — | NOTE 5.375%10/1 | 03762UAC9 |
| — | DFB HEALTHCARE ACQUISTION CO | 625,000 | $6.363M | 1.0% | $10.15 | — | COM | 23291E109 |
| — | SPARTAN ENERGY ACQUISITON CO | 600,000 | $6.216M | 1.0% | $10.17 | — | UNIT 99/99/9999 | 846784114 |
| — | TRINE ACQUISITION CORP | 600,000 | $6.21M | 1.0% | $10.05 | — | UNIT 03/31/2021 | 89628U207 |
| — | LIBERTY MEDIA CORP DELAWARE | 5,000,000 | $5.968M | 0.9% | $1.16 | — | NOTE 1.375%10/1 | 531229AB8 |
| GOLLBZ 3.75 07/15/24 REGS | GOL EQUITY FIN | 5,500,000 | $5.796M | 0.9% | $1.00 | — | DEBT 3.750% 7/1 | L4441GAA8 |
| — | MONOCLE ACQUISITION CORP | 550,500 | $5.747M | 0.9% | $10.14 | — | UNIT 99/99/9999 | 609754205 |
| — | BOXWOOD MERGER CORP | 500,000 | $5.36M | 0.8% | $10.09 | — | UNIT 11/26/2025 | 10319T200 |
| — | TUSCAN HOLDINGS CORP | 500,000 | $5.345M | 0.8% | $10.43 | — | UNIT 99/99/9999 | 90069K203 |
| BKNG | BOOKING HLDGS INC | 2,670 | $5.24M | 0.8% | $1905.07 | 0.0% | COM | 09857L108 |
| — | APEX TECHNOLOGY ACQUISITN CO | 500,000 | $5.095M | 0.8% | $10.19 | — | UNIT 06/11/2026 | 03768F201 |
| — | SILVER SPIKE ACQUISITION COR | 504,550 | $5.091M | 0.8% | $10.09 | — | UNIT 99/99/9999 | G8136L122 |
| — | TUSCAN HLDGS CORP II | 500,000 | $5.025M | 0.8% | $10.05 | — | UNIT 04/01/2026 | 90070A202 |
| — | FINTECH ACQUISITION CORP III | 440,000 | $4.699M | 0.7% | $10.19 | — | UNIT 12/01/2023 | 31811A309 |
| — | HAYMAKER ACQUISITION CORP II | 450,000 | $4.648M | 0.7% | $10.21 | — | UNIT 10/31/2026 | 42087L200 |
| — | INSURANCE ACQUISITION CORP | 425,000 | $4.429M | 0.7% | $10.14 | — | UNIT 03/31/2024 | 457867307 |
| — | VECTOIQ ACQUISITION CORP | 425,000 | $4.339M | 0.7% | $10.07 | — | COM | 92243N103 |
| — | ARBOR RLTY TR INC | 4,000,000 | $4.289M | 0.7% | $1.07 | — | NOTE 5.250% 7/0 | 038923AH1 |
| — | GX ACQUISITION CORP | 423,900 | $4.269M | 0.7% | $10.05 | — | UNIT 05/24/2026 | 36251A206 |
| ETSY | ETSY INC | 74,000 | $4.181M | 0.6% | $58.80 | 0.0% | COM | 29786A106 |
| — | SOUTH MTN MERGER CORP | 398,174 | $4.181M | 0.6% | $10.00 | — | UNIT 99/99/9999 | 838884203 |
| — | CHASERG TECHNLGY ACQUISITN C | 390,000 | $4.153M | 0.6% | $10.10 | — | UNIT 09/30/2023 | 16166A202 |
| — | ACT II GLOBAL ACQUISITION CO | 400,000 | $4.152M | 0.6% | $10.12 | — | UNIT 04/30/2026 | G0080J112 |
| — | ACAMAR PARTNERS ACQSITION CO | 400,000 | $4.056M | 0.6% | $10.07 | — | UNIT 12/30/2025 | 004285201 |
| — | FORUM MERGER II CORP | 400,000 | $4.044M | 0.6% | $9.97 | — | CL A | 34986F103 |
| — | REALPAGE INC | 2,500,000 | $3.952M | 0.6% | $1.58 | — | NOTE 1.500%11/1 | 75606NAB5 |
| — | MONOCLE ACQUISITION CORP | 388,715 | $3.887M | 0.6% | $9.91 | — | COM | 609754106 |
| — | MEDICINES CO | 2,500,000 | $3.794M | 0.6% | $1.00 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | TRIDENT ACQUISITIONS CORP | 349,700 | $3.644M | 0.6% | $10.42 | — | COM | 89615T106 |
| — | LEGACY ACQUISITION CORP | 354,250 | $3.613M | 0.6% | $10.11 | — | COM CL A | 524643103 |
| ALAC | ALBERTON ACQUISITION CORP | 350,000 | $3.588M | 0.6% | $10.03 | — | ORD SHS | G35006108 |
| — | CHANGE HEALTHCARE INC | 75,000 | $3.577M | 0.6% | $53.38 | — | UNIT 99/99/9999 | 15912K209 |
| — | DIAMOND EAGLE ACQUISITION CO | 350,000 | $3.56M | 0.5% | $10.06 | — | UNIT 06/30/2026 | 25258L208 |
| — | ALLEGRO MERGER CORP | 322,500 | $3.409M | 0.5% | $10.48 | — | UNIT 12/31/2023 | 01749N301 |
| — | ACORDA THERAPEUTICS INC | 4,000,000 | $3.136M | 0.5% | $0.83 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | OPES ACQUISITION CORP | 300,000 | $3.109M | 0.5% | $10.36 | — | COM | 68373P100 |
| RPLA/U | REPLAY ACQUISITION CORP | 300,000 | $3.077M | 0.5% | $10.02 | — | UNIT 03/01/2024 | G75130123 |
| — | FAR PT ACQUISITION CORP | 300,000 | $3.066M | 0.5% | $9.97 | — | COM CL A | 30734W109 |
| — | CHURCHILL CAP CORP II | 265,000 | $2.785M | 0.4% | $10.15 | — | UNIT 99/99/9999 | 17143G205 |
| — | TORTOISE ACQUISITION CORP | 275,000 | $2.772M | 0.4% | $9.99 | — | UNIT 03/04/2024 | 89154L209 |
| — | GORES HOLDINGS III INC | 258,094 | $2.723M | 0.4% | $10.30 | — | UNIT 09/07/2024 | 38286G208 |
| Z | ZILLOW GROUP INC | 90,500 | $2.699M | 0.4% | $39.85 | 0.0% | CL C CAP STK | 98954M200 |
| — | FAR PT ACQUISITION CORP | 250,000 | $2.672M | 0.4% | $10.40 | — | UNIT 06/01/2025 | 30734W208 |
| — | TIBERIUS ACQUISITION CORP | 240,500 | $2.593M | 0.4% | $10.46 | — | UNIT 02/28/2021 | 88633A206 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 250,000 | $2.588M | 0.4% | $10.06 | — | UNIT 12/31/2023 | 80821R208 |
| RH | RH | 15,137 | $2.586M | 0.4% | $142.38 | 0.0% | COM | 74967X103 |
| — | HOSTESS BRANDS INC | 1,500,000 | $2.562M | 0.4% | $1.33 | — | *W EXP 11/04/202 | 44109J114 |
| — | ALLEGRO MERGER CORP | 250,000 | $2.54M | 0.4% | $9.93 | — | COM | 01749N103 |
| — | EXPERIENCE INVESTMENT CORP | 250,000 | $2.503M | 0.4% | $10.01 | — | UNIT 09/01/2026 | 30217C208 |
| RVPH | TENZING ACQUISITION CORP | 241,500 | $2.5M | 0.4% | $10.07 | — | ORD SHS | G8708A116 |
| — | TUSCAN HOLDINGS CORP | 250,000 | $2.45M | 0.4% | $9.88 | — | COM | 90069K104 |
| — | CARBONITE INC | 2,500,000 | $2.369M | 0.4% | $0.95 | — | NOTE 2.500% 4/0 | 141337AB1 |
| — | ANDINA ACQUISITION CORP III | 225,000 | $2.363M | 0.4% | $10.10 | — | UNIT 09/24/2020 | G04415116 |
| — | CF FIN ACQUISITION CORP | 225,000 | $2.282M | 0.4% | $10.14 | — | COM CL A | 12528N107 |
| — | COLLIER CREEK HOLDINGS | 200,000 | $2.14M | 0.3% | $10.32 | — | UNIT 99/99/9999 | G22707122 |
| — | GS ACQUISITION HLDGS CORP | 200,000 | $2.13M | 0.3% | $10.49 | — | UNIT 06/12/2023 | 36255F201 |
| — | GIGCAPITAL INC | 200,500 | $2.085M | 0.3% | $10.20 | — | COM | 37518N106 |
| — | LF CAP ACQUISITION CORP | 202,172 | $2.074M | 0.3% | $10.09 | — | CL A | 50200K108 |
| — | GIGCAPITAL2 INC | 200,000 | $2.06M | 0.3% | $10.03 | — | UNIT 02/28/2026 | 375036209 |
| — | CLOVIS ONCOLOGY INC | 5,000,000 | $2.05M | 0.3% | $0.41 | — | NOTE 1.250% 5/0 | 189464AC4 |
| — | TILRAY INC | 3,125,000 | $2.031M | 0.3% | $0.65 | — | DEBT 5.000%10/0 | U8961EAA4 |
| — | GRAF INDL CORP | 200,000 | $2.016M | 0.3% | $9.84 | — | COM | 384278107 |
| — | TIBERIUS ACQUISITION CORP | 190,000 | $1.946M | 0.3% | $10.09 | — | COM | 88633A107 |
| — | SENSEONICS HLDGS INC | 1,675,000 | $1.656M | 0.3% | $2.41 | — | COM | 81727U105 |
| — | MEGALITH FINL ACQUISITION CO | 156,000 | $1.632M | 0.3% | $10.28 | — | UNIT 09/30/2025 | 58518F208 |
| NBR 6 05/01/21 A | NABORS INDUSTRIES LTD | 100,000 | $1.63M | 0.3% | $16.30 | — | 6% PFD CNV SR A | G6359F129 |
| — | PIVOTAL INVT CORP II | 150,000 | $1.527M | 0.2% | $10.18 | — | UNIT 06/01/2025 | 72582K209 |
| RWGE | REGALWOOD GLOBAL ENERGY LTD | 144,758 | $1.494M | 0.2% | $10.11 | — | COM CL A | G74760102 |
| RY | ROYAL BK CDA MONTREAL QUE | 17,500 | $1.42M | 0.2% | $78.06 | 0.0% | COM | 780087102 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 125,000 | $1.337M | 0.2% | $10.19 | — | CL A | G8250R103 |
| — | PROFICIENT ALPHA ACQUSTN COR | 125,000 | $1.25M | 0.2% | $10.05 | — | UNIT 04/30/2026 | 74317H204 |
| — | NESCO HLDGS INC | 187,500 | $1.121M | 0.2% | $5.98 | — | COM | 64083J104 |
| — | NEBULA ACQUISITION CORP | 100,000 | $1.065M | 0.2% | $10.25 | — | UNIT 03/12/2025 | 629076209 |
| — | GORES METROPOULOS INC | 100,000 | $1.06M | 0.2% | $10.24 | — | UNIT 99/99/9999 | 382872208 |
| SCPE/U | SC HEALTH CORP | 100,000 | $1.035M | 0.2% | $10.35 | — | UNIT 99/99/9999 | G78516302 |
| — | HL ACQUISITIONS CORP | 100,000 | $1.02M | 0.2% | $9.92 | — | SHS | G4603R106 |
| — | CRESCENT ACQUISITION CORP | 100,000 | $1.016M | 0.2% | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| — | OAKTREE ACQUISITION CORP | 100,000 | $1.016M | 0.2% | $10.16 | — | UNIT 99/99/9999 | G67145121 |
| BBCP | CONCRETE PUMPING HLDGS INC | 243,417 | $966K | 0.1% | $4.61 | -18.9% | COM | 206704108 |
| — | HL ACQUISITIONS CORP | 75,000 | $798K | 0.1% | $10.43 | — | UNIT 06/21/2023 | G4603R114 |
| — | GORDON POINTE ACQUISITION CO | 75,000 | $785K | 0.1% | $10.47 | — | COM CLASS A | 382788107 |
| XLF | SELECT SECTOR SPDR TR | 25,000 | $700K | 0.1% | $28.00 | — | SBI INT-FINL | 81369Y605 |
| — | ANDINA ACQUISITION CORP III | 66,700 | $666K | 0.1% | $9.99 | — | SHS | G04415108 |
| — | RMG ACQUISITION CORP | 50,000 | $493K | 0.1% | $9.86 | — | CL A | 749641106 |
| — | TRINITY MERGER CORP | 375,000 | $476K | 0.1% | $0.33 | — | *W EXP 05/11/202 | 89653L114 |
| — | NRC GROUP HLDGS CORP | 125,000 | $295K | 0.0% | $0.90 | — | *W EXP 10/17/202 | 629375114 |
| — | GREENLAND ACQUISITIN CORPORA | 26,600 | $275K | 0.0% | $10.10 | — | SHS | G40981139 |
| — | TWELVE SEAS INVESTMENT COMPA | 500,000 | $185K | 0.0% | $0.37 | — | *W EXP 12/22/202 | G9145A115 |
| — | HENNESSY CAP ACQUSTION CORP | 225,000 | $178K | 0.0% | $0.60 | — | *W EXP 09/05/202 | 42589C112 |
| — | PURE ACQUISITION CORP | 115,549 | $121K | 0.0% | $1.05 | — | *W EXP 04/17/202 | 74621Q114 |
| — | DFB HEALTHCARE ACQUISTION CO | 74,999 | $108K | 0.0% | $1.44 | — | *W EXP 04/11/202 | 23291E117 |
| — | VECTOIQ ACQUISITION CORP | 200,000 | $100K | 0.0% | $0.47 | — | *W EXP 05/11/202 | 92243N111 |
| — | NEW FRONTIER CORP | 100,000 | $100K | 0.0% | $1.00 | — | *W EXP 99/99/999 | G6485P124 |
| — | BOXWOOD MERGER CORP | 115,500 | $81,000 | 0.0% | $0.70 | — | *W EXP 11/26/202 | 10319T119 |
| — | TWELVE SEAS INVESTMENT COMPA | 250,000 | $80,000 | 0.0% | $0.32 | — | RIGHT 12/22/2019 | G9145A131 |
| — | LEGACY ACQUISITION CORP | 200,000 | $70,000 | 0.0% | $0.32 | — | *W EXP 11/30/202 | 524643111 |
| — | SPARTAN ENERGY ACQUISITON CO | 100,000 | $60,000 | 0.0% | $0.89 | — | *W EXP 08/27/202 | 846784122 |
| — | OPES ACQUISITION CORP | 300,000 | $54,000 | 0.0% | $0.18 | — | *W EXP 03/13/202 | 68373P118 |
| — | TRIDENT ACQUISITIONS CORP | 349,700 | $52,000 | 0.0% | $0.15 | — | *W EXP 05/09/202 | 89615T114 |
| — | ROSEHILL RES INC | 200,000 | $42,000 | 0.0% | $0.43 | — | *W EXP 04/27/202 | 777385113 |
| — | SENTINEL ENERGY SVCS INC | 100,000 | $40,000 | 0.0% | $0.68 | — | *W EXP 11/02/202 | 81728P113 |
| — | PENSARE ACQUISITION CORP | 125,000 | $37,000 | 0.0% | $0.29 | — | RIGHT 99/99/9999 | 70957E121 |
| — | LEO HOLDINGS CORP | 25,000 | $19,000 | 0.0% | $0.76 | — | *W EXP 02/07/202 | G5463L113 |