Location: Williamsville, NY
CIK: 0001803296 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 9, 2021
Total Value: $289M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| TIP | ISHARES TR | 163,566 | $20.87M | 7.2% | $127.62 | $127.55 | — | TIPS BD ETF | 464287176 |
| MGV | VANGUARD WORLD FD | 166,503 | $16.3M | 5.6% | $97.91 | $96.30 | — | MEGA CAP VAL ETF | 921910840 |
| VOE | VANGUARD INDEX FDS | 102,570 | $14.31M | 4.9% | $139.54 | $133.81 | — | MCAP VL IDXVIP | 922908512 |
| FLOT | ISHARES TR | 258,442 | $13.14M | 4.5% | $50.86 | $50.77 | — | FLTG RATE NT ETF | 46429B655 |
| EFG | ISHARES TR | 111,029 | $11.82M | 4.1% | $106.47 | $105.60 | — | EAFE GRWTH ETF | 464288885 |
| MOAT | VANECK ETF TRUST | 138,776 | $10.16M | 3.5% | $73.21 | $73.13 | — | MRNGSTR WDE MOAT | 92189F643 |
| VIOO | VANGUARD ADMIRAL FDS INC | 47,879 | $9.633M | 3.3% | $201.19 | $201.32 | — | SMLLCP 600 IDX | 921932828 |
| AAPL | APPLE INC | 66,563 | $9.417M | 3.3% | $141.47 | $118.87 | +21.1% | COM | 037833100 |
| IWB | ISHARES TR | 35,308 | $8.528M | 2.9% | $241.53 | $214.32 | — | RUS 1000 ETF | 464287622 |
| SCHA | SCHWAB STRATEGIC TR | 78,168 | $7.877M | 2.7% | $100.77 | $100.26 | — | US SML CAP ETF | 808524607 |
| SPTM | SPDR SER TR | 126,405 | $6.697M | 2.3% | $52.98 | $46.15 | — | PORTFOLI S&P1500 | 78464A805 |
| XLF | SELECT SECTOR SPDR TR | 160,424 | $6.032M | 2.1% | $37.60 | $36.37 | — | FINANCIAL | 81369Y605 |
| VDC | VANGUARD WORLD FDS | 28,625 | $5.125M | 1.8% | $179.04 | $178.50 | — | CONSUM STP ETF | 92204A207 |
| XLI | SELECT SECTOR SPDR TR | 50,768 | $4.968M | 1.7% | $97.86 | $100.92 | — | SBI INT-INDS | 81369Y704 |
| PSI | INVESCO EXCHANGE TRADED FD T | 37,800 | $4.821M | 1.7% | $127.54 | $128.09 | — | DYNMC SEMICNDT | 46137V647 |
| SPDW | SPDR INDEX SHS FDS | 126,192 | $4.588M | 1.6% | $36.36 | $34.24 | — | PORTFOLIO DEVLPD | 78463X889 |
| SCHR | SCHWAB STRATEGIC TR | 78,186 | $4.432M | 1.5% | $56.69 | $58.22 | — | INTRM TRM TRES | 808524854 |
| MSFT | MICROSOFT CORP | 14,858 | $4.185M | 1.4% | $281.67 | $214.61 | +30.8% | COM | 594918104 |
| VHT | VANGUARD WORLD FDS | 15,331 | $3.79M | 1.3% | $247.21 | $225.61 | — | HEALTH CAR ETF | 92204A504 |
| AMZN | AMAZON COM INC | 1,125 | $3.697M | 1.3% | $3286.22 * | $162.12 | +6.4% | COM | 023135106 |
| VZ | VERIZON COMMUNICATIONS INC | 67,285 | $3.638M | 1.3% | $54.07 * | $42.94 | -1.4% | COM | 92343V104 |
| XLK | SELECT SECTOR SPDR TR | 23,643 | $3.524M | 1.2% | $149.05 | $131.44 | — | TECHNOLOGY | 81369Y803 |
| T | AT&T INC | 129,327 | $3.5M | 1.2% | $27.06 * | $16.11 | -0.2% | COM | 00206R102 |
| VCSH | VANGUARD SCOTTSDALE FDS | 40,744 | $3.363M | 1.2% | $82.54 | $83.05 | — | SHRT TRM CORP BD | 92206C409 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 11,685 | $3.185M | 1.1% | $272.57 * | $249.45 | +12.6% | CL B NEW | 084670702 |
| VTIP | VANGUARD MALVERN FDS | 52,152 | $2.745M | 0.9% | $52.63 | $52.28 | — | STRM INFPROIDX | 922020805 |
| SCHZ | SCHWAB STRATEGIC TR | 49,669 | $2.689M | 0.9% | $54.14 | $56.01 | — | US AGGREGATE B | 808524839 |
| DSI | ISHARES TR | 30,985 | $2.584M | 0.9% | $83.40 | $83.40 | — | MSCI KLD400 SOC | 464288570 |
| VOO | VANGUARD INDEX FDS | 6,163 | $2.434M | 0.8% | $394.94 | $349.74 | — | S&P 500 ETF SHS | 922908363 |
| SPY | SPDR S&P 500 ETF TR | 5,593 | $2.398M | 0.8% | $428.75 | $373.73 | — | TR UNIT | 78462F103 |
| NFG | NATIONAL FUEL GAS CO | 45,587 | $2.39M | 0.8% | $52.43 | $43.61 | +18.8% | COM | 636180101 |
| VOD | VODAFONE GROUP PLC NEW | 149,813 | $2.314M | 0.8% | $15.45 | $17.14 | — | SPONSORED ADR | 92857W308 |
| ARKK | ARK ETF TR | 20,771 | $2.3M | 0.8% | $110.73 | $130.87 | — | INNOVATION ETF | 00214Q104 |
| VCR | VANGUARD WORLD FDS | 6,843 | $2.123M | 0.7% | $310.24 | $306.82 | — | CONSUM DIS ETF | 92204A108 |
| SCHV | SCHWAB STRATEGIC TR | 31,209 | $2.104M | 0.7% | $67.42 | $64.41 | — | US LCAP VA ETF | 808524409 |
| PFE | PFIZER INC | 48,036 | $2.065M | 0.7% | $42.99 * | $29.09 | +22.6% | COM | 717081103 |
| VTV | VANGUARD INDEX FDS | 14,970 | $2.03M | 0.7% | $135.60 | $132.31 | — | VALUE ETF | 922908744 |
| IVV | ISHARES TR | 4,514 | $1.946M | 0.7% | $431.10 | $375.69 | — | CORE S&P500 ETF | 464287200 |
| QCOM | QUALCOMM INC | 14,590 | $1.881M | 0.7% | $128.92 | $128.08 | +0.6% | COM | 747525103 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 190,900 | $1.856M | 0.6% | $9.72 | $9.78 | — | COM SH BEN INT | 00326L100 |
| XOM | EXXON MOBIL CORP | 28,790 | $1.7M | 0.6% | $59.05 * | $34.82 | +39.1% | COM | 30231G102 |
| GOOG | ALPHABET INC | 621 | $1.657M | 0.6% | $2668.28 * | $106.09 | +29.0% | CAP STK CL C | 02079K107 |
| FBCG | FIDELITY COVINGTON TRUST | 50,544 | $1.649M | 0.6% | $32.63 | $29.26 | — | BLUE CHIP GRWTH | 316092352 |
| GILD | GILEAD SCIENCES INC | 22,591 | $1.572M | 0.5% | $69.59 * | $54.36 | +9.2% | COM | 375558103 |
| TCHP | T ROWE PRICE ETF INC | 45,515 | $1.452M | 0.5% | $31.90 | $28.15 | — | PRICE BLUE CHIP | 87283Q107 |
| QQQ | INVESCO QQQ TR | 3,869 | $1.386M | 0.5% | $358.23 | $344.12 | — | UNIT SER 1 | 46090E103 |
| PEP | PEPSICO INC | 8,602 | $1.294M | 0.4% | $150.43 * | $121.38 | +11.2% | COM | 713448108 |
| JNJ | JOHNSON & JOHNSON | 7,970 | $1.285M | 0.4% | $161.23 * | $129.36 | +16.2% | COM | 478160104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 9,039 | $1.259M | 0.4% | $139.29 * | $100.61 | +11.4% | COM | 459200101 |
| — | FIDUCIARY CLAYMORE ENGRY INF | 115,720 | $1.233M | 0.4% | $10.66 | $11.21 | — | COM | 31647Q205 |
| XLE | SELECT SECTOR SPDR TR | 23,315 | $1.214M | 0.4% | $52.07 | $44.02 | — | ENERGY | 81369Y506 |
| DFUS | DIMENSIONAL ETF TRUST | 25,694 | $1.212M | 0.4% | $47.17 | $47.13 | — | US EQUITY ETF | 25434V401 |
| RSPM | INVESCO EXCHANGE TRADED FD T | 7,515 | $1.198M | 0.4% | $159.41 | $156.52 | — | S&P500 EQL MAT | 46137V316 |
| LLY | LILLY ELI & CO | 5,024 | $1.161M | 0.4% | $231.09 * | $186.06 | +27.2% | COM | 532457108 |
| VUSB | VANGUARD BD INDEX FDS | 22,878 | $1.144M | 0.4% | $50.00 | $50.02 | — | VANGUARD ULTRA | 92203C303 |
| DIS | DISNEY WALT CO | 6,519 | $1.1M | 0.4% | $168.74 * | $145.02 | +20.1% | COM | 254687106 |
| PG | PROCTER AND GAMBLE CO | 7,760 | $1.084M | 0.4% | $139.69 * | $121.13 | +5.1% | COM | 742718109 |
| GLD | SPDR GOLD TR | 6,570 | $1.076M | 0.4% | $163.77 | $170.30 | — | GOLD SHS | 78463V107 |
| NOBL | PROSHARES TR | 11,821 | $1.046M | 0.4% | $88.49 | $80.76 | — | S&P 500 DV ARIST | 74348A467 |
| VTI | VANGUARD INDEX FDS | 4,665 | $1.038M | 0.4% | $222.51 | $195.26 | — | TOTAL STK MKT | 922908769 |
| VIGI | VANGUARD WHITEHALL FDS | 11,572 | $1.011M | 0.3% | $87.37 | $87.31 | — | INTL DVD ETF | 921946810 |
| VIG | VANGUARD SPECIALIZED FUNDS | 6,402 | $984K | 0.3% | $153.70 | $141.27 | — | DIV APP ETF | 921908844 |
| IWF | ISHARES TR | 3,564 | $976K | 0.3% | $273.85 | $241.25 | — | RUS 1000 GRW ETF | 464287614 |
| JPST | J P MORGAN EXCHANGE-TRADED F | 19,017 | $965K | 0.3% | $50.74 | $50.79 | — | ULTRA SHRT INC | 46641Q837 |
| ABT | ABBOTT LABS | 8,067 | $956K | 0.3% | $118.51 * | $103.32 | +9.8% | COM | 002824100 |
| ABBV | ABBVIE INC | 8,437 | $909K | 0.3% | $107.74 * | $86.87 | +11.9% | COM | 00287Y109 |
| WMT | WALMART INC | 6,396 | $892K | 0.3% | $139.46 * | $44.42 | +2.4% | COM | 931142103 |
| VB | VANGUARD INDEX FDS | 4,006 | $873K | 0.3% | $217.92 | $206.07 | — | SMALL CP ETF | 922908751 |
| BX | BLACKSTONE INC | 7,430 | $866K | 0.3% | $116.55 * | $48.82 | +105.5% | COM | 09260D107 |
| BABA | ALIBABA GROUP HLDG LTD | 5,681 | $837K | 0.3% | $147.33 | $218.91 | — | SPONSORED ADS | 01609W102 |
| WEC | WEC ENERGY GROUP INC | 9,454 | $833K | 0.3% | $88.11 * | $82.07 | -1.5% | COM | 92939U106 |
| BAC | BK OF AMERICA CORP | 19,475 | $824K | 0.3% | $42.31 * | $25.15 | +43.5% | COM | 060505104 |
| MCD | MCDONALDS CORP | 3,361 | $809K | 0.3% | $240.70 * | $193.56 | +11.5% | COM | 580135101 |
| XT | ISHARES TR | 12,833 | $807K | 0.3% | $62.88 | $57.16 | — | EXPONENTIAL TECH | 46434V381 |
| F | FORD MTR CO DEL | 55,885 | $788K | 0.3% | $14.10 * | $8.38 | +23.2% | COM | 345370860 |
| MRK | MERCK & CO INC | 10,052 | $754K | 0.3% | $75.01 * | $64.00 | +3.3% | COM | 58933Y105 |
| VO | VANGUARD INDEX FDS | 3,120 | $737K | 0.3% | $236.22 | $211.88 | — | MID CAP ETF | 922908629 |
| SCHM | SCHWAB STRATEGIC TR | 9,546 | $732K | 0.3% | $76.68 | $68.15 | — | US MID-CAP ETF | 808524508 |
| CRM | SALESFORCE COM INC | 2,627 | $713K | 0.2% | $271.41 * | $227.61 | +10.2% | COM | 79466L302 |
| — | XPERI HOLDING CORP | 36,119 | $678K | 0.2% | $18.77 | $21.76 | — | COM | 98390M103 |
| — | WALGREENS BOOTS ALLIANCE INC | 14,295 | $672K | 0.2% | $47.01 | $51.76 | — | COM | 931427108 |
| JPM | JPMORGAN CHASE & CO | 4,007 | $658K | 0.2% | $164.21 * | $101.91 | +37.7% | COM | 46625H100 |
| INTC | INTEL CORP | 12,247 | $653K | 0.2% | $53.32 * | $47.22 | +5.5% | COM | 458140100 |
| META | FACEBOOK INC | 1,798 | $610K | 0.2% | $339.27 * | $280.27 | +27.6% | CL A | 30303M102 |
| IJS | ISHARES TR | 6,001 | $604K | 0.2% | $100.65 | $101.44 | — | SP SMCP600VL ETF | 464287879 |
| MTB | M & T BK CORP | 4,029 | $602K | 0.2% | $149.42 * | $97.77 | +23.0% | COM | 55261F104 |
| IJJ | ISHARES TR | 5,764 | $596K | 0.2% | $103.40 | $102.37 | — | S&P MC 400VL ETF | 464287705 |
| BMY | BRISTOL-MYERS SQUIBB CO | 9,470 | $564K | 0.2% | $59.56 * | $51.25 | +7.0% | COM | 110122108 |
| MGK | VANGUARD WORLD FD | 2,298 | $539K | 0.2% | $234.55 | $212.83 | — | MEGA GRWTH IND | 921910816 |
| GOOGL | ALPHABET INC | 191 | $509K | 0.2% | $2664.92 * | $85.22 | +58.5% | CAP STK CL A | 02079K305 |
| KO | COCA COLA CO | 9,340 | $487K | 0.2% | $52.14 * | $44.29 | +10.2% | COM | 191216100 |
| TSLA | TESLA INC | 618 | $481K | 0.2% | $778.32 * | $170.65 | +37.9% | COM | 88160R101 |
| NGG | NATIONAL GRID PLC | 7,826 | $467K | 0.2% | $59.67 | $59.60 | — | SPONSORED ADR NE | 636274409 |
| IVE | ISHARES TR | 3,194 | $465K | 0.2% | $145.59 | $147.47 | — | S&P 500 VAL ETF | 464287408 |
| VYMI | VANGUARD WHITEHALL FDS | 7,025 | $464K | 0.2% | $66.05 | $67.84 | — | INTL HIGH ETF | 921946794 |
| SBUX | STARBUCKS CORP | 4,011 | $445K | 0.2% | $110.94 * | $89.62 | +17.9% | COM | 855244109 |
| HD | HOME DEPOT INC | 1,317 | $432K | 0.1% | $328.02 * | $242.64 | +21.4% | COM | 437076102 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 8,481 | $429K | 0.1% | $50.58 | $51.53 | — | FTSE DEV MKT ETF | 921943858 |
| GE | GENERAL ELECTRIC CO | 4,038 | $418K | 0.1% | $103.52 * | $62.95 | 0.0% | COM NEW | 369604301 |
| NVDA | NVIDIA CORPORATION | 1,968 | $407K | 0.1% | $206.81 * | $18.92 | +9.5% | COM | 67066G104 |
| GCOW | PACER FDS TR | 13,550 | $404K | 0.1% | $29.82 | $30.57 | — | GLOBL CASH ETF | 69374H709 |
| MMM | 3M CO | 2,247 | $396K | 0.1% | $176.23 * | $117.86 | +16.5% | COM | 88579Y101 |
| XLC | SELECT SECTOR SPDR TR | 4,935 | $395K | 0.1% | $80.04 | $67.47 | — | COMMUNICATION | 81369Y852 |
| IVW | ISHARES TR | 5,180 | $383K | 0.1% | $73.94 | $72.77 | — | S&P 500 GRWT ETF | 464287309 |
| VEU | VANGUARD INTL EQUITY INDEX F | 6,253 | $382K | 0.1% | $61.09 | $63.10 | — | ALLWRLD EX US | 922042775 |
| CVX | CHEVRON CORP NEW | 3,720 | $379K | 0.1% | $101.88 * | $65.29 | +27.6% | COM | 166764100 |
| CSCO | CISCO SYS INC | 6,948 | $377K | 0.1% | $54.26 * | $37.30 | +32.0% | COM | 17275R102 |
| BA | BOEING CO | 1,708 | $375K | 0.1% | $219.56 | $229.05 | -2.6% | COM | 097023105 |
| IBB | ISHARES TR | 2,262 | $367K | 0.1% | $162.25 | $155.43 | — | ISHARES BIOTECH | 464287556 |
| CSX | CSX CORP | 12,281 | $366K | 0.1% | $29.80 | $29.66 | +1.6% | COM | 126408103 |
| JD | JD.COM INC | 5,075 | $363K | 0.1% | $71.53 | $81.76 | — | SPON ADR CL A | 47215P106 |
| IBUY | AMPLIFY ETF TR | 3,242 | $353K | 0.1% | $108.88 | $114.44 | — | ONLIN RETL ETF | 032108102 |
| KMB | KIMBERLY-CLARK CORP | 2,607 | $345K | 0.1% | $132.34 * | $110.86 | +4.2% | COM | 494368103 |
| GM | GENERAL MTRS CO | 6,292 | $331K | 0.1% | $52.61 * | $54.34 | -5.6% | COM | 37045V100 |
| PAYX | PAYCHEX INC | 2,877 | $324K | 0.1% | $112.62 * | $79.42 | +25.0% | COM | 704326107 |
| EXPD | EXPEDITORS INTL WASH INC | 2,700 | $322K | 0.1% | $119.26 | $85.70 | +38.6% | COM | 302130109 |
| JMBS | JANUS DETROIT STR TR | 6,015 | $320K | 0.1% | $53.20 | $53.35 | — | HENDERSON MTG | 47103U852 |
| V | VISA INC | 1,426 | $318K | 0.1% | $223.00 | $205.05 | +10.7% | COM CL A | 92826C839 |
| NEE | NEXTERA ENERGY INC | 3,755 | $295K | 0.1% | $78.56 * | $65.84 | +9.1% | COM | 65339F101 |
| CAT | CATERPILLAR INC | 1,511 | $291K | 0.1% | $192.59 | $163.69 | +17.3% | COM | 149123101 |
| MRNA | MODERNA INC | 752 | $289K | 0.1% | $384.31 * | $368.80 | 0.0% | COM | 60770K107 |
| COKE | COCA COLA CONS INC | 725 | $286K | 0.1% | $394.48 * | $26.37 | +44.4% | COM | 191098102 |
| GS | GOLDMAN SACHS GROUP INC | 749 | $283K | 0.1% | $377.84 * | $327.56 | +6.8% | COM | 38141G104 |
| IFRA | ISHARES TR | 8,209 | $278K | 0.1% | $33.87 | $34.63 | — | US INFRASTRUC | 46435U713 |
| ARKG | ARK ETF TR | 3,650 | $273K | 0.1% | $74.79 | $92.92 | — | GENOMIC REV ETF | 00214Q302 |
| DHR | DANAHER CORPORATION | 894 | $272K | 0.1% | $304.25 * | $196.00 | +36.1% | COM | 235851102 |
| — | BLACKROCK ENHANCED EQUITY DI | 27,200 | $267K | 0.1% | $9.82 | $10.15 | — | COM | 09251A104 |
| AGG | ISHARES TR | 2,315 | $267K | 0.1% | $115.33 | $118.18 | — | CORE US AGGBD ET | 464287226 |
| SCHW | SCHWAB CHARLES CORP | 3,628 | $264K | 0.1% | $72.77 * | $56.91 | +18.4% | COM | 808513105 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 3,081 | $263K | 0.1% | $85.36 * | $65.24 | +18.6% | COM | 75513E101 |
| MGPI | MGP INGREDIENTS INC NEW | 4,000 | $263K | 0.1% | $65.75 * | $61.18 | +4.8% | COM | 55303J106 |
| HSBC | HSBC HLDGS PLC | 10,000 | $260K | 0.1% | $26.00 | $28.44 | — | SPON ADR NEW | 404280406 |
| IYG | ISHARES TR | 1,341 | $253K | 0.1% | $188.67 | $171.38 | — | U.S. FIN SVC ETF | 464287770 |
| NYF | ISHARES TR | 4,220 | $244K | 0.1% | $57.82 | $58.29 | — | NEW YORK MUN ETF | 464288323 |
| FEZ | SPDR INDEX SHS FDS | 5,370 | $243K | 0.1% | $45.25 | $46.93 | — | EURO STOXX 50 | 78463X202 |
| HON | HONEYWELL INTL INC | 1,119 | $238K | 0.1% | $212.69 * | $167.11 | +16.4% | COM | 438516106 |
| CMCSA | COMCAST CORP NEW | 4,224 | $237K | 0.1% | $56.11 * | $41.87 | +22.7% | CL A | 20030N101 |
| IJH | ISHARES TR | 877 | $232K | 0.1% | $264.54 | $259.15 | — | CORE S&P MCP ETF | 464287507 |
| — | GLAXOSMITHKLINE PLC | 5,935 | $230K | 0.1% | $38.75 | $38.75 | — | SPONSORED ADR | 37733W105 |
| MDT | MEDTRONIC PLC | 1,803 | $228K | 0.1% | $126.46 * | $95.49 | +18.8% | SHS | G5960L103 |
| LUV | SOUTHWEST AIRLS CO | 4,414 | $226K | 0.1% | $51.20 * | $46.99 | 0.0% | COM | 844741108 |
| NKE | NIKE INC | 1,540 | $224K | 0.1% | $145.45 * | $123.21 | +23.8% | CL B | 654106103 |
| FDX | FEDEX CORP | 1,019 | $223K | 0.1% | $218.84 * | $247.97 | 0.0% | COM | 31428X106 |
| VTEB | VANGUARD MUN BD FDS | 4,049 | $222K | 0.1% | $54.83 | $55.32 | — | TAX EXEMPT BD | 922907746 |
| IJR | ISHARES TR | 2,015 | $220K | 0.1% | $109.18 | $108.68 | — | CORE S&P SCP ETF | 464287804 |
| DOW | DOW INC | 3,765 | $216K | 0.1% | $57.37 * | $46.32 | +3.2% | COM | 260557103 |
| AEE | AMEREN CORP | 2,646 | $214K | 0.1% | $80.88 * | $68.86 | +8.7% | COM | 023608102 |
| MOG/A | MOOG INC | 2,727 | $208K | 0.1% | $76.27 | $70.11 | +6.9% | CL A | 615394202 |
| ING | ING GROEP N.V. | 13,150 | $190K | 0.1% | $14.45 | $14.45 | — | SPONSORED ADR | 456837103 |
| — | CBRE CLARION GLOBAL REAL EST | 21,385 | $178K | 0.1% | $8.32 | $8.04 | — | COM | 12504G100 |
| — | VIRTUS ALLIANZGI CONVERTIBLE | 15,000 | $90,000 | 0.0% | $6.00 | $5.68 | — | COM | 92838X102 |
| — | BLACKROCK ENHANCED INTL DIV | 11,000 | $67,000 | 0.0% | $6.09 | $6.09 | — | COM BENE INTER | 092524107 |
| — | SIRIUS XM HOLDINGS INC | 10,300 | $63,000 | 0.0% | $6.12 | $6.41 | — | COM | 82968B103 |
| — | SELECTA BIOSCIENCES INC | 11,800 | $49,000 | 0.0% | $4.15 | $4.15 | — | COM | 816212104 |
| — | 22ND CENTY GROUP INC | 14,700 | $43,000 | 0.0% | $2.93 | $2.11 | — | COM | 90137F103 |
| OXY/WS | OCCIDENTAL PETE CORP | 136 | $1,000 | 0.0% | $7.35 | $7.19 | — | *W EXP 08/03/202 | 674599162 |