Mallini Complete Financial Planning LLC Diversified Active

CIK: 0002049540 · Show all filings

Period: Q4 2025 (← Previous)

Filing Date: Jan 6, 2026

Total Value ($000): $124,411 (90.6% shares, 9.4% debt)

Holdings (62)

New Positions (3)

CVX CHEVRON CORP NEW COM 0.2%

Value ($000) $225 Shares 1,476 Est. Cost $151.40 Unrealized 0.0%

EFC ELLINGTON FINANCIAL INC COM 0.1%

Value ($000) $151 Shares 11,106 Est. Cost $13.58 Unrealized —

STTK SHATTUCK LABS INC COM 0.1%

Value ($000) $83 Shares 22,632 Est. Cost $2.39 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CVX	CHEVRON CORP NEW COM	1,476	$225	0.2%	$151.40	0.0%	Stock	166764100
EFC	ELLINGTON FINANCIAL INC COM	11,106	$151	0.1%	$13.58	—	REIT	28852N109
STTK	SHATTUCK LABS INC COM	22,632	$83	0.1%	$2.39	0.0%	Stock	82024L103

Increased Positions (14)

VTEB VANGUARD TAX-EXEMPT BOND ETF 9.9%

Value ($000) $12,338 (+5.4%) Shares 245,332 (+4.9%) Est. Cost $50.03 Unrealized —

EAGG ISHARES ESG AWARE US AGGREGATE BOND ETF 2.3%

Value ($000) $2,828 (+8.4%) Shares 59,092 (+8.8%) Est. Cost $46.79 Unrealized —

— GUGGENHEIM STRATEGIC OPPORTUN COM SBI 0.5%

Value ($000) $603 (-11.6%) Shares 46,833 (+2.8%) Est. Cost $15.16 Unrealized —

— PGIM HIGH YIELD BOND FUND INC COM 0.3%

Value ($000) $316 (+9.1%) Shares 21,857 (+8.5%) Est. Cost $13.80 Unrealized —

— CORNERSTONE TOTAL RETURN FD IN COM 0.5%

Value ($000) $576 (+4.5%) Shares 71,906 (+4.9%) Est. Cost $8.16 Unrealized —

AB ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 0.3%

Value ($000) $373 (+4.3%) Shares 9,692 (+3.6%) Est. Cost $37.17 Unrealized —

— PIMCO DYNAMIC INCOME FD SHS 0.3%

Value ($000) $342 (-3.9%) Shares 19,327 (+7.4%) Est. Cost $18.64 Unrealized —

TCPC BLACKROCK TCP CAPITAL CORP COM 0.1%

Value ($000) $131 (-9.5%) Shares 24,003 (+2.6%) Est. Cost $8.53 Unrealized -32.4%

FLMI FRANKLIN DYNAMIC MUNICIPAL BOND ETF 0.3%

Value ($000) $381 (+1.7%) Shares 15,339 (+1.3%) Est. Cost $24.44 Unrealized —

— EATON VANCE LIMITED DURATION I COM 0.3%

Value ($000) $337 (-1.4%) Shares 34,051 (+1.0%) Est. Cost $9.85 Unrealized —

— GABELLI CONV & INC SECS FD INC COM 0.2%

Value ($000) $228 (+1.8%) Shares 54,996 (+1.3%) Est. Cost $3.84 Unrealized —

— BROOKFIELD REAL ASSETS INCOME SHS BEN INT 0.2%

Value ($000) $229 (-1.3%) Shares 17,695 (+1.8%) Est. Cost $13.30 Unrealized —

— INVESCO HIGH INCOME TR II COM 0.2%

Value ($000) $218 (+0.9%) Shares 19,542 (+1.3%) Est. Cost $10.96 Unrealized —

— PIMCO INCOME STRATEGY FD II COM 0.3%

Value ($000) $409 (-0.1%) Shares 54,489 (+1.1%) Est. Cost $7.46 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VTEB	VANGUARD TAX-EXEMPT BOND ETF	245,332 (+4.9%)	$12,338 (+5.4%)	9.9%	$50.03	—	ETF	922907746
EAGG	ISHARES ESG AWARE US AGGREGATE BOND ETF	59,092 (+8.8%)	$2,828 (+8.4%)	2.3%	$46.79	—	ETF	46435U549
—	GUGGENHEIM STRATEGIC OPPORTUN COM SBI	46,833 (+2.8%)	$603 (-11.6%)	0.5%	$15.16	—	CEF	40167F101
—	PGIM HIGH YIELD BOND FUND INC COM	21,857 (+8.5%)	$316 (+9.1%)	0.3%	$13.80	—	CEF	69346H100
—	CORNERSTONE TOTAL RETURN FD IN COM	71,906 (+4.9%)	$576 (+4.5%)	0.5%	$8.16	—	CEF	21924U300
AB	ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN	9,692 (+3.6%)	$373 (+4.3%)	0.3%	$37.17	—	Stock	01881G106
—	PIMCO DYNAMIC INCOME FD SHS	19,327 (+7.4%)	$342 (-3.9%)	0.3%	$18.64	—	CEF	72201Y101
TCPC	BLACKROCK TCP CAPITAL CORP COM	24,003 (+2.6%)	$131 (-9.5%)	0.1%	$8.53	-32.4%	CEF	09259E108
FLMI	FRANKLIN DYNAMIC MUNICIPAL BOND ETF	15,339 (+1.3%)	$381 (+1.7%)	0.3%	$24.44	—	ETF	35473P868
—	EATON VANCE LIMITED DURATION I COM	34,051 (+1.0%)	$337 (-1.4%)	0.3%	$9.85	—	CEF	27828H105
—	GABELLI CONV & INC SECS FD INC COM	54,996 (+1.3%)	$228 (+1.8%)	0.2%	$3.84	—	CEF	36240B109
—	BROOKFIELD REAL ASSETS INCOME SHS BEN INT	17,695 (+1.8%)	$229 (-1.3%)	0.2%	$13.30	—	CEF	112830104
—	INVESCO HIGH INCOME TR II COM	19,542 (+1.3%)	$218 (+0.9%)	0.2%	$10.96	—	CEF	46131F101
—	PIMCO INCOME STRATEGY FD II COM	54,489 (+1.1%)	$409 (-0.1%)	0.3%	$7.46	—	CEF	72201J104

Exited Positions (1)

DUK DUKE ENERGY CORP NEW COM NEW 0.2%

Value ($000) $207 Shares 1,675 Est. Cost $119.80 Unrealized +1.5%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
DUK	DUKE ENERGY CORP NEW COM NEW	1,675	$207	0.2%	$119.80	+1.5%	—	26441C204

Decreased Positions (11)

VTI VANGUARD TOTAL STOCK MARKET ETF 35.0%

Value ($000) $43,504 (+0.9%) Shares 129,757 (-1.3%) Est. Cost $285.97 Unrealized —

BNDX VANGUARD TOTAL INTERNATIONAL BOND ETF 0.3%

Value ($000) $389 (-28.3%) Shares 8,047 (-26.6%) Est. Cost $49.08 Unrealized —

NVDA NVIDIA CORPORATION COM 0.2%

Value ($000) $249 (-18.9%) Shares 1,337 (-18.9%) Est. Cost $130.68 Unrealized +42.4%

ENB ENBRIDGE INC COM 0.2%

Value ($000) $253 (-17.2%) Shares 5,296 (-12.7%) Est. Cost $39.28 Unrealized +19.9%

TSLA TESLA INC COM 0.3%

Value ($000) $333 (-10.2%) Shares 741 (-11.2%) Est. Cost $322.01 Unrealized +37.7%

ESGV VANGUARD ESG U.S. STOCK ETF 2.7%

Value ($000) $3,320 (-1.0%) Shares 27,448 (-3.0%) Est. Cost $105.27 Unrealized —

AAPL APPLE INC COM 0.6%

Value ($000) $807 (+3.4%) Shares 2,969 (-3.2%) Est. Cost $234.33 Unrealized +14.5%

— HANCOCK JOHN PFD INCOME FD SH BEN INT 0.2%

Value ($000) $282 (-8.1%) Shares 17,407 (-1.5%) Est. Cost $16.64 Unrealized —

VIG VANGUARD DIVIDEND APPRECIATION ETF 0.4%

Value ($000) $444 (-3.7%) Shares 2,019 (-5.5%) Est. Cost $196.20 Unrealized —

PFF ISHARES PREFERRED & INCOME SECURITIES ETF 0.2%

Value ($000) $262 (-3.2%) Shares 8,468 (-1.1%) Est. Cost $31.44 Unrealized —

QQQ INVESCO QQQ TRUST SERIES I 0.2%

Value ($000) $241 (-3.2%) Shares 393 (-5.5%) Est. Cost $551.95 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VTI	VANGUARD TOTAL STOCK MARKET ETF	129,757 (-1.3%)	$43,504 (+0.9%)	35.0%	$285.97	—	ETF	922908769
BNDX	VANGUARD TOTAL INTERNATIONAL BOND ETF	8,047 (-26.6%)	$389 (-28.3%)	0.3%	$49.08	—	ETF	92203J407
NVDA	NVIDIA CORPORATION COM	1,337 (-18.9%)	$249 (-18.9%)	0.2%	$130.68	+42.4%	Stock	67066G104
ENB	ENBRIDGE INC COM	5,296 (-12.7%)	$253 (-17.2%)	0.2%	$39.28	+19.9%	Stock	29250N105
TSLA	TESLA INC COM	741 (-11.2%)	$333 (-10.2%)	0.3%	$322.01	+37.7%	Stock	88160R101
ESGV	VANGUARD ESG U.S. STOCK ETF	27,448 (-3.0%)	$3,320 (-1.0%)	2.7%	$105.27	—	ETF	921910733
AAPL	APPLE INC COM	2,969 (-3.2%)	$807 (+3.4%)	0.6%	$234.33	+14.5%	Stock	037833100
—	HANCOCK JOHN PFD INCOME FD SH BEN INT	17,407 (-1.5%)	$282 (-8.1%)	0.2%	$16.64	—	CEF	41013W108
VIG	VANGUARD DIVIDEND APPRECIATION ETF	2,019 (-5.5%)	$444 (-3.7%)	0.4%	$196.20	—	ETF	921908844
PFF	ISHARES PREFERRED & INCOME SECURITIES ETF	8,468 (-1.1%)	$262 (-3.2%)	0.2%	$31.44	—	ETF	464288687
QQQ	INVESCO QQQ TRUST SERIES I	393 (-5.5%)	$241 (-3.2%)	0.2%	$551.95	—	ETF	46090E103

Unchanged Positions (34)

MTUM ISHARES MSCI USA MOMENTUM FACTOR ETF 0.4%

Value ($000) $553 Shares 2,211 Est. Cost $209.60 Unrealized —

BND VANGUARD TOTAL BOND MARKET ETF 18.9%

Value ($000) $23,569 Shares 318,197 Est. Cost $71.99 Unrealized —

VXUS VANGUARD TOTAL INTERNATIONAL STOCK ETF 12.0%

Value ($000) $14,932 Shares 197,932 Est. Cost $59.76 Unrealized —

USAC USA COMPRESSION PARTNERS LP COM UNIT LTDPAR 1.7%

Value ($000) $2,158 Shares 93,810 Est. Cost $23.56 Unrealized —

RY ROYAL BK CDA COM 0.3%

Value ($000) $378 Shares 2,220 Est. Cost $123.44 Unrealized +24.4%

VSGX VANGUARD ESG INTERNATIONAL STOCK ETF 0.9%

Value ($000) $1,061 Shares 14,815 Est. Cost $57.45 Unrealized —

AMZN AMAZON COM INC COM 0.6%

Value ($000) $713 Shares 3,087 Est. Cost $205.10 Unrealized +11.6%

VOO VANGUARD S&P 500 ETF 1.1%

Value ($000) $1,307 Shares 2,083 Est. Cost $538.81 Unrealized —

SO SOUTHERN CO COM 0.2%

Value ($000) $291 Shares 3,331 Est. Cost $84.51 Unrealized +7.5%

ET ENERGY TRANSFER L P COM UT LTD PTN 0.5%

Value ($000) $601 Shares 36,442 Est. Cost $19.52 Unrealized —

XOM EXXON MOBIL CORP COM 0.2%

Value ($000) $242 Shares 2,012 Est. Cost $112.31 Unrealized +2.8%

TSLX SIXTH STREET SPECIALTY LENDING COM 0.3%

Value ($000) $336 Shares 15,464 Est. Cost $20.97 Unrealized +4.0%

SUSA ISHARES ESG OPTIMIZED MSCI USA ETF 0.4%

Value ($000) $475 Shares 3,412 Est. Cost $121.59 Unrealized —

IVV ISHARES CORE S&P 500 ETF 0.4%

Value ($000) $548 Shares 800 Est. Cost $588.68 Unrealized —

PRF INVESCO RAFI US 1000 ETF 0.3%

Value ($000) $314 Shares 6,685 Est. Cost $40.34 Unrealized —

VYM VANGUARD HIGH DIVIDEND YIELD INDEX ETF 0.5%

Value ($000) $677 Shares 4,716 Est. Cost $127.61 Unrealized —

EPD ENTERPRISE PRODS PARTNERS L P COM 0.2%

Value ($000) $259 Shares 8,077 Est. Cost $31.89 Unrealized —

PMT PENNYMAC MTG INVT TR COM 0.2%

Value ($000) $236 Shares 18,765 Est. Cost $12.59 Unrealized —

LGLV STATE STREET SPDR US LARGE CAP LOW VOLATILITY INDEX ETF 0.3%

Value ($000) $432 Shares 2,462 Est. Cost $165.47 Unrealized —

RITM RITHM CAPITAL CORP COM NEW 0.1%

Value ($000) $143 Shares 13,084 Est. Cost $10.83 Unrealized —

IVW ISHARES S&P 500 GROWTH ETF 0.2%

Value ($000) $267 Shares 2,164 Est. Cost $101.53 Unrealized —

JMST JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF 0.6%

Value ($000) $759 Shares 14,902 Est. Cost $50.74 Unrealized —

— FLAHERTY & CRUMRINE TOTAL RETU COM 0.3%

Value ($000) $322 Shares 18,391 Est. Cost $16.44 Unrealized —

DON WISDOMTREE U.S. MIDCAP DIVIDEND FUND 0.2%

Value ($000) $202 Shares 3,915 Est. Cost $52.30 Unrealized —

— DOUBLELINE OPPORTUNISTIC CR FD COM 0.2%

Value ($000) $189 Shares 12,414 Est. Cost $15.49 Unrealized —

ABBV ABBVIE INC COM 0.2%

Value ($000) $208 Shares 910 Est. Cost $201.95 Unrealized +12.7%

MUNI PIMCO INTERMEDIATE MUNICIPAL BOND ACTIVE EXCHANGE-TRADED FUND 0.6%

Value ($000) $739 Shares 14,100 Est. Cost $51.73 Unrealized —

JPIE JPMORGAN INCOME ETF 0.2%

Value ($000) $223 Shares 4,825 Est. Cost $45.62 Unrealized —

JEPI JPMORGAN EQUITY PREMIUM INCOME ETF 0.2%

Value ($000) $290 Shares 5,075 Est. Cost $57.53 Unrealized —

ARCC ARES CAPITAL CORP COM 0.6%

Value ($000) $800 Shares 39,543 Est. Cost $19.49 Unrealized +1.6%

MEAR ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF 0.2%

Value ($000) $302 Shares 6,000 Est. Cost $49.95 Unrealized —

JMUB JPMORGAN MUNICIPAL ETF 0.4%

Value ($000) $535 Shares 10,600 Est. Cost $50.15 Unrealized —

VXF VANGUARD EXTENDED MARKET ETF 0.2%

Value ($000) $224 Shares 1,069 Est. Cost $192.71 Unrealized —

MINO PIMCO MUNICIPAL INCOME OPPORTUNITIES ACTIVE EXCHANGE-TRADED FUND 0.2%

Value ($000) $272 Shares 6,000 Est. Cost $45.06 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
MTUM	ISHARES MSCI USA MOMENTUM FACTOR ETF	2,211	$553	0.4%	$209.60	—	ETF	46432F396
BND	VANGUARD TOTAL BOND MARKET ETF	318,197	$23,569	18.9%	$71.99	—	ETF	921937835
VXUS	VANGUARD TOTAL INTERNATIONAL STOCK ETF	197,932	$14,932	12.0%	$59.76	—	ETF	921909768
USAC	USA COMPRESSION PARTNERS LP COM UNIT LTDPAR	93,810	$2,158	1.7%	$23.56	—	Stock	90290N109
RY	ROYAL BK CDA COM	2,220	$378	0.3%	$123.44	+24.4%	Stock	780087102
VSGX	VANGUARD ESG INTERNATIONAL STOCK ETF	14,815	$1,061	0.9%	$57.45	—	ETF	921910725
AMZN	AMAZON COM INC COM	3,087	$713	0.6%	$205.10	+11.6%	Stock	023135106
VOO	VANGUARD S&P 500 ETF	2,083	$1,307	1.1%	$538.81	—	ETF	922908363
SO	SOUTHERN CO COM	3,331	$291	0.2%	$84.51	+7.5%	Stock	842587107
ET	ENERGY TRANSFER L P COM UT LTD PTN	36,442	$601	0.5%	$19.52	—	Stock	29273V100
XOM	EXXON MOBIL CORP COM	2,012	$242	0.2%	$112.31	+2.8%	Stock	30231G102
TSLX	SIXTH STREET SPECIALTY LENDING COM	15,464	$336	0.3%	$20.97	+4.0%	CEF	83012A109
SUSA	ISHARES ESG OPTIMIZED MSCI USA ETF	3,412	$475	0.4%	$121.59	—	ETF	464288802
IVV	ISHARES CORE S&P 500 ETF	800	$548	0.4%	$588.68	—	ETF	464287200
PRF	INVESCO RAFI US 1000 ETF	6,685	$314	0.3%	$40.34	—	ETF	46137V613
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX ETF	4,716	$677	0.5%	$127.61	—	ETF	921946406
EPD	ENTERPRISE PRODS PARTNERS L P COM	8,077	$259	0.2%	$31.89	—	Stock	293792107
PMT	PENNYMAC MTG INVT TR COM	18,765	$236	0.2%	$12.59	—	REIT	70931T103
LGLV	STATE STREET SPDR US LARGE CAP LOW VOLATILITY INDEX ETF	2,462	$432	0.3%	$165.47	—	ETF	78468R804
RITM	RITHM CAPITAL CORP COM NEW	13,084	$143	0.1%	$10.83	—	REIT	64828T201
IVW	ISHARES S&P 500 GROWTH ETF	2,164	$267	0.2%	$101.53	—	ETF	464287309
JMST	JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF	14,902	$759	0.6%	$50.74	—	ETF	46641Q654
—	FLAHERTY & CRUMRINE TOTAL RETU COM	18,391	$322	0.3%	$16.44	—	CEF	338479108
DON	WISDOMTREE U.S. MIDCAP DIVIDEND FUND	3,915	$202	0.2%	$52.30	—	ETF	97717W505
—	DOUBLELINE OPPORTUNISTIC CR FD COM	12,414	$189	0.2%	$15.49	—	CEF	258623107
ABBV	ABBVIE INC COM	910	$208	0.2%	$201.95	+12.7%	Stock	00287Y109
MUNI	PIMCO INTERMEDIATE MUNICIPAL BOND ACTIVE EXCHANGE-TRADED FUND	14,100	$739	0.6%	$51.73	—	ETF	72201R866
JPIE	JPMORGAN INCOME ETF	4,825	$223	0.2%	$45.62	—	ETF	46641Q159
JEPI	JPMORGAN EQUITY PREMIUM INCOME ETF	5,075	$290	0.2%	$57.53	—	ETF	46641Q332
ARCC	ARES CAPITAL CORP COM	39,543	$800	0.6%	$19.49	+1.6%	CEF	04010L103
MEAR	ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF	6,000	$302	0.2%	$49.95	—	ETF	46431W838
JMUB	JPMORGAN MUNICIPAL ETF	10,600	$535	0.4%	$50.15	—	ETF	46641Q647
VXF	VANGUARD EXTENDED MARKET ETF	1,069	$224	0.2%	$192.71	—	ETF	922908652
MINO	PIMCO MUNICIPAL INCOME OPPORTUNITIES ACTIVE EXCHANGE-TRADED FUND	6,000	$272	0.2%	$45.06	—	ETF	72201R635