SIMS INVESTMENT MANAGEMENT, LLC Diversified Active

Location: Cincinnati, OH

CIK: 0002053807 · Show all filings

Period: Q4 2024 (Next →)

Filing Date: Feb 5, 2025

Total Value: $177M (100.0% shares, 0.0% debt)

Holdings (37)

SCHX SCHWAB US LARGE CAP ETF 28.4%

Value $50.16M Shares 2,164,019 Share Price $23.18 Est. Cost/Share $23.31 Unrealized @ Report Date -0.5%

SCHA SCHWAB US SMALL CAP ETF 20.7%

Value $36.56M Shares 1,413,610 Share Price $25.86 Est. Cost/Share $26.61 Unrealized @ Report Date -2.8%

QYLD GLOBAL X FUND GLB X NSDQ100 CVD ETF 7.8%

Value $13.76M Shares 755,446 Share Price $18.22 Est. Cost/Share $18.26 Unrealized @ Report Date -0.2%

XYLD GLOBAL X S&P 500 COVEREDCALL ETF 6.5%

Value $11.43M Shares 272,689 Share Price $41.90 Est. Cost/Share $41.95 Unrealized @ Report Date -0.1%

SCHD SCHWAB US DIVIDEND EQUITY ETF 6.1%

Value $10.84M Shares 396,869 Share Price $27.32 Est. Cost/Share $28.43 Unrealized @ Report Date -3.9%

SCHO SCHWAB SHORT TERM US TREASURY ETF 4.8%

Value $8.49M Shares 352,877 Share Price $24.06 Est. Cost/Share $24.21 Unrealized @ Report Date -0.6%

IJS ISHARES S&P SMALL CAP 600 ETF 3.5%

Value $6.194M Shares 57,027 Share Price $108.61 Est. Cost/Share $110.84 Unrealized @ Report Date -2.0%

— EATON VANCE TAX MANAGED 3.2%

Value $5.663M Shares 393,016 Share Price $14.41 Est. Cost/Share $14.41 Unrealized @ Report Date —

QQQ INVSC QQQ TRUST SRS 1 ETF 3.0%

Value $5.319M Shares 10,403 Share Price $511.25 Est. Cost/Share $505.80 Unrealized @ Report Date +1.1%

QQQM INVESCO NASDAQ 100 ETF 2.5%

Value $4.423M Shares 21,017 Share Price $210.45 Est. Cost/Share $208.19 Unrealized @ Report Date +1.1%

JHSC JOHN HNCCK MLTFCTR SML CP ETF 1.7%

Value $3.083M Shares 77,568 Share Price $39.74 Est. Cost/Share $41.17 Unrealized @ Report Date -3.5%

TSLA TESLA INC 1.3%

Value $2.274M Shares 5,630 Share Price $403.84 Est. Cost/Share $321.74 Unrealized @ Report Date +25.5%

UBER UBER TECHNOLOGIES INC 1.2%

Value $2.199M Shares 36,458 Share Price $60.32 Est. Cost/Share $71.41 Unrealized @ Report Date -15.5%

SMH VANECK SEMICONDUCTOR ETF 1.0%

Value $1.846M Shares 7,623 Share Price $242.16 Est. Cost/Share $248.10 Unrealized @ Report Date -2.4%

— EATON VANCE TAX MGD BUY 0.9%

Value $1.506M Shares 100,425 Share Price $15.00 Est. Cost/Share $15.00 Unrealized @ Report Date —

PRSU VIAD CORP 0.8%

Value $1.44M Shares 33,868 Share Price $42.51 Est. Cost/Share $41.26 Unrealized @ Report Date +3.0%

VCSH VANGUARD SHORT TERM COR BD ETF 0.8%

Value $1.384M Shares 17,742 Share Price $78.01 Est. Cost/Share $78.43 Unrealized @ Report Date -0.5%

CCL CARNIVAL CORP F 0.8%

Value $1.333M Shares 53,495 Share Price $24.92 Est. Cost/Share $23.40 Unrealized @ Report Date +6.5%

VOO VANGUARD S&P 500 ETF 0.7%

Value $1.298M Shares 2,409 Share Price $538.72 Est. Cost/Share $541.64 Unrealized @ Report Date -0.5%

TNA DIREXION DAILY SMALL CAPBULL 3X ETF 0.7%

Value $1.256M Shares 30,000 Share Price $41.88 Est. Cost/Share $47.51 Unrealized @ Report Date -11.8%

— NUVEEN S&P500 BUY-WRITE 0.5%

Value $839K Shares 60,000 Share Price $13.99 Est. Cost/Share $13.99 Unrealized @ Report Date —

AFG AMERICAN FINL GROUP INC 0.4%

Value $796K Shares 5,811 Share Price $136.93 * Est. Cost/Share $125.97 Unrealized @ Report Date +1.0%

DIA SPDR DOW JONES INDUSTRIAL AVRG ETF @ 0.4%

Value $760K Shares 1,786 Share Price $425.50 Est. Cost/Share $432.87 Unrealized @ Report Date -1.7%

BRK/B BERKSHIRE HATHAWAY CLASS B 0.3%

Value $577K Shares 1,273 Share Price $453.28 Est. Cost/Share $461.73 Unrealized @ Report Date -1.8%

UNH UNITEDHEALTH GROUP INC 0.3%

Value $522K Shares 1,032 Share Price $505.86 * Est. Cost/Share $552.89 Unrealized @ Report Date -10.7%

VGT VANGUARD INFORMATION TECHNOLO ETF IV 0.2%

Value $438K Shares 704 Share Price $621.80 * Est. Cost/Share $76.81 Unrealized @ Report Date +1.2%

BND VANGUARD TOTAL BOND MARKET ETF 0.2%

Value $390K Shares 5,422 Share Price $71.91 Est. Cost/Share $73.11 Unrealized @ Report Date -1.6%

RCL ROYAL CARIBBEAN GROUP F 0.2%

Value $346K Shares 1,500 Share Price $230.69 Est. Cost/Share $218.15 Unrealized @ Report Date +4.4%

DIS DISNEY WALT CO 0.2%

Value $313K Shares 2,813 Share Price $111.35 Est. Cost/Share $103.52 Unrealized @ Report Date +6.4%

AAP ADVANCE AUTO PTS INC 0.2%

Value $309K Shares 6,538 Share Price $47.29 * Est. Cost/Share $39.55 Unrealized @ Report Date +16.2%

AAPL APPLE INC 0.2%

Value $289K Shares 1,155 Share Price $250.35 Est. Cost/Share $234.51 Unrealized @ Report Date +6.3%

VB VANGUARD SMALL CAP ETF 0.2%

Value $273K Shares 1,135 Share Price $240.20 Est. Cost/Share $246.06 Unrealized @ Report Date -2.3%

T AT&T INC 0.1%

Value $148K Shares 6,503 Share Price $22.77 * Est. Cost/Share $21.51 Unrealized @ Report Date +1.3%

GM GENERAL MTRS CO 0.1%

Value $133K Shares 2,500 Share Price $53.27 Est. Cost/Share $51.75 Unrealized @ Report Date +1.9%

EXPI EXP WORLD HLDGS INC 0.1%

Value $121K Shares 10,539 Share Price $11.51 * Est. Cost/Share $12.88 Unrealized @ Report Date -12.5%

PG PROCTER & GAMBLE CO 0.1%

Value $112K Shares 667 Share Price $167.64 * Est. Cost/Share $165.73 Unrealized @ Report Date -1.4%

JETS US GLOBAL JETS ETF 0.0%

Value $48,799 Shares 1,925 Share Price $25.35 Est. Cost/Share $23.66 Unrealized @ Report Date +7.2%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
SCHX	SCHWAB US LARGE CAP ETF	2,164,019	$50.16M	28.4%	$23.18	$23.31	-0.5%	ETF	808524201
SCHA	SCHWAB US SMALL CAP ETF	1,413,610	$36.56M	20.7%	$25.86	$26.61	-2.8%	ETF	808524607
QYLD	GLOBAL X FUND GLB X NSDQ100 CVD ETF	755,446	$13.76M	7.8%	$18.22	$18.26	-0.2%	ETF	37954Y483
XYLD	GLOBAL X S&P 500 COVEREDCALL ETF	272,689	$11.43M	6.5%	$41.90	$41.95	-0.1%	ETF	37954Y475
SCHD	SCHWAB US DIVIDEND EQUITY ETF	396,869	$10.84M	6.1%	$27.32	$28.43	-3.9%	ETF	808524797
SCHO	SCHWAB SHORT TERM US TREASURY ETF	352,877	$8.49M	4.8%	$24.06	$24.21	-0.6%	ETF	808524862
IJS	ISHARES S&P SMALL CAP 600 ETF	57,027	$6.194M	3.5%	$108.61	$110.84	-2.0%	ETF	464287879
—	EATON VANCE TAX MANAGED	393,016	$5.663M	3.2%	$14.41	$14.41	—	CLOSED END FUND	27828Y108
QQQ	INVSC QQQ TRUST SRS 1 ETF	10,403	$5.319M	3.0%	$511.25	$505.80	+1.1%	ETF	46090E103
QQQM	INVESCO NASDAQ 100 ETF	21,017	$4.423M	2.5%	$210.45	$208.19	+1.1%	ETF	46138G649
JHSC	JOHN HNCCK MLTFCTR SML CP ETF	77,568	$3.083M	1.7%	$39.74	$41.17	-3.5%	ETF	47804J842
TSLA	TESLA INC	5,630	$2.274M	1.3%	$403.84	$321.74	+25.5%	ETF	88160R101
UBER	UBER TECHNOLOGIES INC	36,458	$2.199M	1.2%	$60.32	$71.41	-15.5%	ETF	90353T100
SMH	VANECK SEMICONDUCTOR ETF	7,623	$1.846M	1.0%	$242.16	$248.10	-2.4%	ETF	92189F676
—	EATON VANCE TAX MGD BUY	100,425	$1.506M	0.9%	$15.00	$15.00	—	CLOSED END FUND	27828X100
PRSU	VIAD CORP	33,868	$1.44M	0.8%	$42.51	$41.26	+3.0%	Stock	92552R406
VCSH	VANGUARD SHORT TERM COR BD ETF	17,742	$1.384M	0.8%	$78.01	$78.43	-0.5%	ETF	92206C409
CCL	CARNIVAL CORP F	53,495	$1.333M	0.8%	$24.92	$23.40	+6.5%	Stock	143658300
VOO	VANGUARD S&P 500 ETF	2,409	$1.298M	0.7%	$538.72	$541.64	-0.5%	ETF	922908363
TNA	DIREXION DAILY SMALL CAPBULL 3X ETF	30,000	$1.256M	0.7%	$41.88	$47.51	-11.8%	ETF	25459W847
—	NUVEEN S&P500 BUY-WRITE	60,000	$839K	0.5%	$13.99	$13.99	—	CLOSED END FUND	6706ER101
AFG	AMERICAN FINL GROUP INC	5,811	$796K	0.4%	$136.93 *	$125.97	+1.0%	Stock	025932104
DIA	SPDR DOW JONES INDUSTRIAL AVRG ETF @	1,786	$760K	0.4%	$425.50	$432.87	-1.7%	ETF	78467X109
BRK/B	BERKSHIRE HATHAWAY CLASS B	1,273	$577K	0.3%	$453.28	$461.73	-1.8%	Stock	084670702
UNH	UNITEDHEALTH GROUP INC	1,032	$522K	0.3%	$505.86 *	$552.89	-10.7%	ETF	91324P102
VGT	VANGUARD INFORMATION TECHNOLO ETF IV	704	$438K	0.2%	$621.80 *	$76.81	+1.2%	ETF	92204A702
BND	VANGUARD TOTAL BOND MARKET ETF	5,422	$390K	0.2%	$71.91	$73.11	-1.6%	ETF	921937835
RCL	ROYAL CARIBBEAN GROUP F	1,500	$346K	0.2%	$230.69	$218.15	+4.4%	Stock	V7780T103
DIS	DISNEY WALT CO	2,813	$313K	0.2%	$111.35	$103.52	+6.4%	Stock	254687106
AAP	ADVANCE AUTO PTS INC	6,538	$309K	0.2%	$47.29 *	$39.55	+16.2%	Stock	00751Y106
AAPL	APPLE INC	1,155	$289K	0.2%	$250.35	$234.51	+6.3%	Stock	037833100
VB	VANGUARD SMALL CAP ETF	1,135	$273K	0.2%	$240.20	$246.06	-2.3%	ETF	922908751
T	AT&T INC	6,503	$148K	0.1%	$22.77 *	$21.51	+1.3%	Stock	00206R102
GM	GENERAL MTRS CO	2,500	$133K	0.1%	$53.27	$51.75	+1.9%	Stock	37045V100
EXPI	EXP WORLD HLDGS INC	10,539	$121K	0.1%	$11.51 *	$12.88	-12.5%	Stock	30212W100
PG	PROCTER & GAMBLE CO	667	$112K	0.1%	$167.64 *	$165.73	-1.4%	Stock	742718109
JETS	US GLOBAL JETS ETF	1,925	$48,799	0.0%	$25.35	$23.66	+7.2%	ETF	26922A842